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HomeMy WebLinkAbout12.12.19 Email from FERC - Docket P-619 PGE Project Safety-Related Submission to SFRO, Bucks Creek Hydro Project, Authorization Request, Etc. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN From:Fancher, Zachary J CIV USARMY CESPK (USA) To:Viscarra, Jesus Subject:Lower Bucks Dam Geomembrane Project (SPK-2019-00428) Date:Friday, August 16, 2019 1:40:16 PM Importance:High *****CAUTION: This email was sent from an EXTERNAL source. Think before clicking links or opening attachments.***** Hello Jesus, Based on the information provided by PG&E on June 17, 2019, and subsequent agreement by the FERC to act as the lead Federal agency for purposes of compliance with Section 7 of the ESA and Section 106 of the NHPA, the Corps has determined that the subject project may qualify for verification under a "non-reporting" Nationwide Permit 3 - Maintenance. This determination is contingent upon completion of any necessary ESA/NHPA consultations by the lead Federal agency, which must consider the Corps' action area/permit area. Additionally, PG&E must comply with all of the General Terms and Conditions of NWP 3, and the Regional Conditions for California excluding the Lake Tahoe Basin. Other state or local authorizations, such as CWA Section 401 Water Quality Certification may be required for the proposed work, and this determination does not obviate the need to acquire such authorizations, as necessary. Zachary J. Fancher Senior Project Manager Enforcement & Special Projects Branch Regulatory Division, Sacramento District U.S. Army Corps of Engineers 1325 J Street, Suite 1350 Sacramento, California 95814-2922 Ph: 916.557.6643 Fx: 916.557.7803 Our customer service hours are 9am to 3pm Monday through Friday. Let us know how we're doing. https://nam01.safelinks.protection.outlook.com/? url=http%3A%2F%2Fcorpsmapu.usace.army.mil%2Fcm_apex%2Ff%3Fp%3Dregulatory_survey&amp;data=02%7C01%7CJRV8%40pge.com%7C45096e7a2d3740f02b2608d72289f0fd%7C44ae661aece641aabc967c2c85a08941%7C0%7C0%7C63701 5848158685884&amp;sdata=kwky9jJD0UvVZ%2BTpWf7aon%2FCCxqsegTh0HurCr%2B4Q8U%3D&amp;reserved=0 Information on the Regulatory Program. https://nam01.safelinks.protection.outlook.com/? url=http%3A%2F%2Fwww.spk.usace.army.mil%2FMissions%2FRegulatory.aspx&amp;data=02%7C01%7CJRV8%40pge.com%7C45096e7a2d3740f02b2608d72289f0fd%7C44ae661aece641aabc967c2c85a08941%7C0%7C0%7C6370158481586858 84&amp;sdata=R9Wo2qLBj3q3XudXQHcYN96TmSTC7Upxat%2FJ%2BN2vx8c%3D&amp;reserved=0 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN from canals associated with outfall and intake structures. All dredged or excavated materials must be deposited and retained in an area that has no waters of the United States Nationwide unless otherwise specifically approved by thedistrict engineer under separate authorization. Permit Summary 33 CFR Part 330; Issuance of Nationwide (c) This NWP also authorizes temporary structures, fills, Permits –March 19, 2017 and work, including the use of temporary mats, necessary to conduct the maintenance activity. Appropriate measures must be taken to maintain normal downstream flows and minimize flooding to the maximum extent 3.Maintenance. practicable, when temporary structures, work, and discharges, including cofferdams, are necessary for (a) The repair, rehabilitation, or replacement of any construction activities, access fills, or dewatering of previously authorized, currently serviceable structure or construction sites. Temporary fills must consist of fill, or of any currently serviceable structure or fill materials, and be placed in a manner, that will not be authorized by 33 CFR 330.3, provided that the structure eroded by expected high flows. After conducting the or fill is not to be put to usesdiffering from those uses maintenance activity, temporary fills must be removed in specified or contemplated for it in the original permit or their entirety and the affected areas returned to the most recently authorized modification. Minor preconstruction elevations.The areas affected by deviations in the structure’s configuration or filled area, temporary fills must be revegetated, as appropriate. including those due to changes in materials, construction techniques, requirements of other regulatory agencies, or (d) This NWP does not authorize maintenance dredging current construction codes or safety standards that are for the primary purpose of navigation. This NWP does not necessary to make the repair, rehabilitation, or authorize beach restoration. This NWP does not authorize replacement are authorized. This NWP also authorizes the new stream channelization or stream relocation projects. removal of previously authorized structures or fills. Any Notification:For activities authorized by paragraph (b) of stream channel modification is limited to the minimum this NWP, the permittee must submit a preconstruction necessary for the repair, rehabilitation, or replacement of notification to the district engineer prior to commencing the structure or fill; such modifications, including the the activity (see general condition 32). The pre- removal of material from the stream channel, must be construction notification must include information immediately adjacent to the project. This NWP also regarding the original design capacities and authorizes the removal of accumulated sediment and configurations of the outfalls, intakes, small debris within, and in the immediate vicinity of, the impoundments, and canals. (Authorities: Section 10 of the structure or fill. This NWP also authorizes the repair, Rivers and Harbors Act of 1899 and section 404 of the rehabilitation, or replacement of those structures or fills Clean Water Act (Sections 10 and 404)) destroyed or damaged by storms, floods, fire or other discrete events, provided the repair, rehabilitation, or Note:This NWP authorizes the repair, rehabilitation, or replacement is commenced, or is under contract to replacement of any previously authorized structure or fill commence, within two years of the date of their that does not qualify for the Clean Water Act section destruction or damage. In cases of catastrophic events, 404(f) exemption for maintenance.. such as hurricanes or tornadoes, this two-year limit may be waived by the district engineer, provided the permittee A.Regional Conditions candemonstrate funding, contract, or othersimilar delays. 1. Regional Conditions for California, excluding the (b) This NWP also authorizes the removal of accumulated Tahoe Basin sediments and debris outside the immediate vicinity of existing structures (e.g., bridges, culverted road crossings, http://www.spk.usace.army.mil/Portals/12/documents/regula water intake structures, etc.). The removal of sediment is tory/nwp/2017_nwps/Final_SPK_Regional_Conditions_for limited to the minimum necessary to restore the waterway _California.pdf?ver=2017-03-23-120307-207 in the vicinity of the structure to the approximate 2.Regional Conditions for Nevada, including the dimensions that existed when the structure was built, but Tahoe Basin cannot extend farther than 200 feet in any direction from the structure. This 200 foot limit does not apply to hhttp://www.spk.usace.army.mil/Portals/12/documents/regu maintenance dredging to remove accumulated sediments latory/nwp/2017_nwps/Final_SPK_Regional_Conditions_fo blocking or restricting outfall and intake structures or to r_Nevada.pdf?ver=2017-03-23-120306-910 maintenance dredging to remove accumulated sediments BUILDING STRONG® U.S. ARMY CORPS OF ENGINEERS –SACRAMENTO DISTRICT 1325 J ST. –SACRAMENTO, CA 95814 www.spk.usace.army.mil www.facebook.com/sacramentodistrict www.youtube.com/sacramentodistrict www.twitter.com/USACESacramento www.flickr.com/photos/sacramentodistrict 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Nationwide Permit3SummaryPage 2 species. If abottomless culvert cannot be used, thenthe crossing should be designed andconstructed to minimize adverse effects 3.Regional Conditions for Utah to aquatic life movements. http://www.spk.usace.army.mil/Portals/12/documents/regula 3.Spawning Areas.Activities inspawning areas during tory/nwp/2017_nwps/Final_SPK_Regional_Conditions_for spawningseasons must be avoided to themaximum extent _Utah.pdf?ver=2017-03-23-120303-503 practicable. Activitiesthat result in the physical destruction(e.g., through excavation, fill, ordownstream smothering by 4.Regional Conditions for Colorado. substantialturbidity) of an important spawning areaare not http://www.spk.usace.army.mil/Portals/12/documents/regula authorized. tory/nwp/2017_nwps/Final_2017_Regional_Conditions_in_ 4.Migratory Bird Breeding Areas.Activities in waters Colorado.pdf?ver=2017-03-23-133821-047 of the United Statesthat serve as breeding areas formigratory B.Nationwide Permit General Conditions birds must be avoided to themaximum extent practicable. Note: To qualify for NWP authorization,the prospective 5.Shellfish Beds.No activity mayoccur in areas of permittee must comply withthe following general conditions,as concentrated shellfishpopulations, unless the activity isdirectly applicable, in addition to any regional orcase-specific conditions related to a shellfish harvestingactivity authorized by NWPs 4 imposed by thedivision engineer or district engineer. and 48,or is a shellfish seeding or habitatrestoration activity Prospective permittees should contact theappropriate Corps authorized by NWP27. district office to determineif regional conditions have been 6.Suitable Material. No activity may use unsuitable imposedonan NWP. Prospective permittees should alsocontact material (e.g., trash, debris, car bodies, asphalt, etc.). Material the appropriate Corps district officeto determine the status of used for construction or discharged must be free from toxic Clean Water ActSection 401 water quality certification and/or pollutants in toxic amounts (see section 307 of the Clean Water Coastal Zone Management Act consistencyfor an NWP. Every Act). person who maywish toobtain permit authorization under one ormore NWPs, or who is currently relying onan existing or 7.Water SupplyIntakes.No activity may occur in the prior permit authorizationunder one or more NWPs, has been proximity of a public water supply intake, except where the and is onnotice that all of the provisions of 33 CFR330.1 activity is for the repair or improvement of public water supply through 330.6 apply to every NWPauthorization. Note intake structures or adjacent bank stabilization. especially 33 CFR 330.5relating to the modification, suspension, orrevocation of any NWP authorization. 8.Adverse Effects From Impoundments.If the activity creates an impoundment of water, adverse effects to the aquatic 1. Navigation. system due to accelerating the passage of water, and/or restricting its flow must be minimized to the maximum extent (a)No activity maycause more than a minimal practicable. adverseeffect on navigation. 9.Management of Water Flows.To the maximum extent (b)Any safety lights andsignalsprescribed by the practicable, the preconstruction course, condition, capacity, and U.S. Coast Guard,through regulations or otherwise, must location of open waters must be maintained for each activity, be installed and maintained at thepermittee’s expense on including stream channelization, storm water management authorizedfacilities in navigable waters of theUnited activities, and temporary and permanent road crossings, except States. as provided below. The activity must be constructed to withstand (c) The permittee understands andagrees that, if expected high flows. The activity must not restrict or impede the future operations by theUnited States require the passage of normal or high flows, unless the primary purpose of removal,relocation, or other alteration, of thestructure or the activity is to impound water or manage high flows. The work herein authorized, orif, in the opinion of the activity may alter the preconstruction course, condition, Secretary of theArmy or his authorized representative, capacity, and location of open waters if it benefits the aquatic said structure or work shall causeunreasonable environment (e.g., stream restoration or relocation activities). obstruction to the freenavigation of the navigable waters, 10.Fills Within 100-Year Floodplains.The activity must thepermittee will be required, upon duenotice from the comply with applicable FEMA-approved state or local Corps of Engineers, toremove, relocate, or alter the floodplain management requirements. structuralwork or obstructions caused thereby,without expense tothe United States.No claim shall be made 11.Equipment.Heavy equipment working in wetlands or against theUnited States on account of any suchremoval mudflats must be placed on mats, or other measures must be or alteration. taken to minimize soil disturbance. 2.Aquatic Life Movements.Noactivity may 12.Soil Erosion and Sediment Controls.Appropriate soil substantially disrupt thenecessary life cycle movements of those erosion and sediment controls must be used and maintained in species of aquatic life indigenous to thewaterbody, including effective operating condition during construction, and all those species thatnormally migrate through the area,unless the exposed soil and other fills, as well as any work below the activity’s primary purpose isto impound water. All permanent ordinary high water mark or high tide line,must be permanently andtemporary crossings of waterbodiesshall be suitably stabilized at the earliest practicable date. Permittees are culverted, bridged, orotherwise designed and constructed to encouraged to perform work within waters of the United States maintain low flows to sustain themovement of those aquatic during periods of low-flow or no-flow, or during low tides. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Nationwide Permit3SummaryPage 3 13.Removal of Temporary Fills.Temporary fills must be completed. Direct effects are the immediate effects on removed in their entirety and the affected areas returned to pre-listed species and critical habitat caused by the NWP construction elevations. The affected areas must be revegetated, activity. Indirect effects are those effects on listed species as appropriate. and critical habitat that are caused by the NWP activity and are later in time, but still are reasonably certain to 14.Proper Maintenance.Any authorized structure or fill occur. shall be properly maintained, including maintenance to ensure public safety and compliance with applicable NWP general (b)Federal agencies should follow their own conditions, as well as any activity-specific conditions added by procedures for complying with the requirements of the the district engineer to an NWP authorization. ESA. If preconstruction notification is required for the proposed activity, the Federal permittee must provide the 15.Single and Complete Project.The activity must be a district engineer with the appropriate documentation to single and complete project. The same NWP cannot be used demonstrate compliance with those requirements. The more than once for the same single and complete project. district engineer will verify that the appropriate documentation has been submitted. If the appropriate 16.Wild and Scenic Rivers. documentation has not been submitted, additional ESA (a)No NWP activity may occur in a component of the section 7 consultation may be necessary for the activity National Wild and Scenic River System, or in a river and the respective federal agency would be responsible officially designated by Congress as a ‘‘study river’’ for for fulfilling its obligation under section 7 of the ESA. possible inclusion in the system while the river is in an (c)Non-federal permittees must submit a pre- official study status, unless the appropriate Federal agency construction notification to the district engineer if any with direct management responsibility for such river, has listed species or designated critical habitat might be determined in writing that the proposed activity will not affected or is in the vicinity of the activity, or if the adversely affect the Wild and Scenic River designation or activity is located in designated critical habitat, and shall study status. not begin work on the activity until notified by the district (b) If a proposed NWP activity will occur in a engineer that the requirements of the ESA have been component of the National Wild and Scenic River System, satisfied and that the activity is authorized. For activities or in a river officially designated by Congress as a ‘‘study that might affect Federally-listed endangered or river’’ for possible inclusion in the system while the river is threatened species or designated critical habitat, the pre- in an official study status, the permittee must submit a pre- construction notification must include the name(s) of the construction notification (see general condition 32). The endangered or threatened species that might be affected district engineer will coordinate the PCN with the Federal by the proposed activity or that utilize the designated agencywith direct management responsibility for that river. critical habitat that might be affected by the proposed The permittee shall not begin the NWP activity until activity. The district engineer will determine whether the notified by the district engineer that the Federal agency with proposed activity ‘‘may affect’’ or will have ‘‘no effect’’ direct management responsibility for that river has to listed species and designated critical habitat and will determined in writing that the proposed NWP activity will notify the non-Federal applicant of the Corps’ not adversely affect the Wild and Scenic River designation determination within 45 days of receipt of a complete pre- or study status. construction notification. In cases where the non-Federal applicant has identified listed species or critical habitat (c) Information on Wild and Scenic Rivers may be that might be affected or is in the vicinity of the activity, obtained from the appropriate Federal land management and has so notified the Corps, the applicant shall not agency responsible for the designated Wild and Scenic begin work until the Corps has provided notification that River or study river (e.g., National Park Service, U.S. Forest the proposed activity will have ‘‘no effect’’ on listed Service, Bureau of Land Management, U.S. Fish and species or critical habitat, or until ESA section 7 Wildlife Service). Information on these rivers is also consultation has been completed. If the non-Federal available at: http://www.rivers.gov/. applicant has not heard back from the Corps within 45 17.Tribal Rights.No NWP activity may causemore than days, the applicant must still wait for notification from the minimal adverse effects on tribal rights (including treaty rights), Corps. protected tribal resources, or tribal lands. (d)As a result of formal or informal consultation 18.Endangered Species. with the FWS or NMFS the district engineer may add species specific permit conditions to the NWPs. (a)No activity is authorized under any NWP which is likely to directly or indirectly jeopardize the continued (e)Authorization of an activity by an NWP does not existence of a threatened or endangered species or a authorize the ‘‘take’’ of a threatened or endangered species proposed for such designation, as identified under species as defined under the ESA. In the absence of the Federal Endangered Species Act (ESA), or which will separate authorization (e.g., an ESA Section 10 Permit, a directly or indirectly destroy or adversely modify the Biological Opinion with ‘‘incidental take’’ provisions, critical habitat of such species. No activity is authorized etc.) from the FWS or the NMFS, the Endangered Species under any NWP which ‘‘may affect’’ a listed species or Act prohibits any person subject to the jurisdiction of the critical habitat, unless ESA section 7 consultation United States to take a listed species, where ‘‘take’’ addressing the effects of the proposed activity has been means to harass, harm, pursue, hunt, shoot, wound, kill, 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Nationwide Permit3SummaryPage 4 trap, capture, or collect, or to attempt to engage in any district engineer with the appropriate documentation to such conduct. The word ‘‘harm’’ in the definition of demonstrate compliance with those requirements. The ‘‘take’’ means an act which actually kills or injures district engineer will verify that the appropriate wildlife. Such an act may include significant habitat documentation has been submitted. If the appropriate modification or degradation where it actually kills or documentation is not submitted, then additional injures wildlife by significantly impairing essential consultation under section 106 may be necessary. The behavioral patterns, including breeding, feeding or respective federal agency is responsible for fulfilling its sheltering.obligation to comply with section 106. (f)f the non-federal permittee has a valid ESA (c)Non-federal permittees must submit a pre- section 10(a)(1)(B) incidental take permit with an construction notification to the district engineer if the approved Habitat Conservation Plan for a project or a NWP activity might have the potential to cause effects to group of projects that includes the proposed NWP any historic properties listed on, determined to be eligible activity, the non-federal applicant should provide a copy for listing on, or potentially eligible for listing on the of that ESA section 10(a)(1)(B) permit with the PCN National Register of Historic Places, including previously required by paragraph (c) of this general condition. The unidentified properties. For such activities, the district engineer will coordinate with the agency that preconstruction notification must state which historic issued the ESA section 10(a)(1)(B) permit to determine properties might have the potential to be affected by the whether the proposed NWP activity and the associated proposed NWP activity or include a vicinity map incidental take were considered in the internal ESA indicating the location of the historic properties or the section 7 consultation conducted for the ESA section potential for the presence of historic properties. 10(a)(1)(B) permit. If that coordination results in Assistance regarding information on the location of, or concurrence from the agency that the proposed NWP potential for, the presence of historic properties can be activity and the associated incidental take were sought from the State Historic Preservation Officer, Tribal considered in the internal ESA section 7 consultation for Historic Preservation Officer, or designated tribal the ESA section 10(a)(1)(B) permit, the district engineer representative, as appropriate, and the National Register does not need to conduct a separate ESA section 7 of Historic Places (see 33 CFR 330.4(g)). When consultation for the proposed NWP activity. The district reviewing pre-construction notifications, district engineer will notify the non-federal applicant within 45 engineers will comply with the current procedures for days of receipt of a complete pre-construction notification addressing the requirements of section 106 of the National whether the ESA section 10(a)(1)(B) permit covers the Historic Preservation Act. The district engineer shall proposed NWP activity or whether additional ESA make a reasonable and good faith effort to carry out section 7 consultation is required. appropriate identification efforts, which may include background research, consultation, oral history (g)Information on the location of threatened and interviews, sample field investigation, and field survey. endangered species and their critical habitat can be Based on the information submitted in the PCN and these obtained directly from the offices of the FWS and NMFS identification efforts, the district engineer shall determine or or their world wide Web pages at http://www.fws.gov/ whether the proposed NWP activity has the potential to http://www.fws.gov/ipacand cause effects on the historic properties. Section 106 http://www.nmfs.noaa.gov/pr/species/esa/respectively. consultation is not required when the district engineer determines that the activity does not have the potential to 19.Migratory Birds and Bald and Golden Eagles.The cause effects on historic properties (see 36 CFR 800.3(a)). permittee is responsible for ensuring their action complies with Section 106 consultation is required when the district the Migratory Bird Treaty Act and the Bald and Golden Eagle engineer determines that the activity has the potential to Protection Act. The permittee is responsible for contacting cause effects on historic properties. The district engineer appropriate local office of the U.S. Fish and Wildlife Service to will conduct consultation with consulting parties determine applicable measures to reduce impacts to migratory identified under 36 CFR 800.2(c) when he or she makes birds or eagles, including whether ‘‘incidental take’’ permits are any of the following effect determinations for the necessary and available under the Migratory Bird Treaty Act or purposes of section 106 of the NHPA: no historic Bald and Golden Eagle Protection Act for a particular activity. properties affected, no adverse effect, or adverse effect. 20.Historic Properties. Where the non-Federal applicant has identified historic properties on which the activity might have the potential (a)In cases where the district engineer determines to cause effects and so notified the Corps, the non-Federal that the activity may have the potential to cause effects to applicant shall not begin the activity until notified by the properties listed, or eligible for listing, in the National district engineer either that the activity has no potential to Register of Historic Places, the activity is not authorized, cause effects to historic properties or that NHPA section until the requirements of Section 106 of the National 106 consultation has been completed. Historic Preservation Act (NHPA) have been satisfied. (d)For non-federal permittees, the district engineer (b)Federal permittees should follow their own will notifythe prospective permittee within 45 days of procedures for complying withthe requirements of receipt of a complete pre-construction notification section 106 of the National Historic Preservation Act. If whether NHPA section 106 consultation is required. If pre-construction notification is required for the proposed NHPA section 106 consultation is required, the district NWP activity, the Federal permittee must provide the 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Nationwide Permit3SummaryPage 5 engineer will notify the non-Federal applicant that he or including wetlands adjacent to those waters. The district she cannot begin the activity until section 106 engineer may authorize activities under these NWPs only consultation is completed. If the non-Federal applicant after it is determined that the impacts to the critical has not heard back from the Corps within 45 days, the resource waters will be no more than minimal. applicant must still wait for notification from the Corps. 23.Mitigation.The district engineer will consider the (e)Prospective permitteesshould be aware that following factors when determining appropriate and practicable section 110k of the NHPA (54 U.S.C. 306113) prevents mitigation necessary to ensure that the individual and cumulative the Corps from granting a permit or other assistance to an adverse environmental effects are no more than minimal: applicant who, with intent to avoid the requirements of (a)The activity must be designed and constructed to section 106 of the NHPA, has intentionally significantly avoid and minimize adverse effects, both temporary and adverselyaffected a historic property to which the permit permanent, to waters of the United States to the maximum would relate, or having legal power to prevent it, allowed extent practicable at the project site (i.e., on site). such significant adverse effect to occur, unless the Corps, after consultation with the Advisory Council on Historic (b)Mitigation in all its forms (avoiding, minimizing, Preservation (ACHP), determines that circumstances rectifying, reducing, or compensating for resource losses) justify granting such assistance despite the adverse effect will be required to the extent necessary to ensure that the created or permitted by the applicant. If circumstances individual and cumulative adverse environmental effects justify granting the assistance, the Corps is required to are no more than minimal. notify the ACHP and provide documentation specifying (c)Compensatory mitigation at a minimum one-for- the circumstances, the degree of damage to the integrity one ratio will be required for all wetland losses that of any historic properties affected, and proposed -acre and require preconstruction notification, mitigation. This documentation must include any views unless the district engineer determines in writing that obtained from the applicant, SHPO/ THPO, appropriate either some other form of mitigation would be more Indian tribes if the undertaking occurs on or affects environmentally appropriate or the adverse environmental historic properties on tribal lands or affects properties of effects of the proposed activity are no more than minimal, interest to those tribes, and other parties known to have a and provides an activity-specific waiver of this legitimate interest in the impacts to the permitted activity -acre or less that on historic properties. require preconstruction notification, the district engineer 21.Discovery of Previously Unknown Remains and may determine on a case-by-case basis that compensatory Artifacts.If you discover any previously unknown historic, mitigation is required to ensure that the activity results in cultural or archeological remains and artifacts while only minimal adverse environmental effects. accomplishing the activity authorized by this permit, you must (d)Forlosses of streams or other open waters that immediately notify the district engineer of what you have found, require pre-construction notification, the district engineer and to themaximum extent practicable, avoid construction may require compensatory mitigation to ensure that the activities that may affect the remains and artifacts until the activity results in no more than minimal adverse required coordination has been completed. The district engineer environmental effects. Compensatory mitigationfor will initiate the Federal, Tribal, and state coordination required losses of streams should be provided, if practicable, to determine if the items or remains warrant a recovery effort or through stream rehabilitation, enhancement, or if the site is eligible for listing in the National Register of preservation, since streams are difficult-to-replace Historic Places. resources (see 33 CFR 332.3(e)(3)). 22.Designated Critical Resource Waters.Designated (e)Compensatory mitigation plans for NWP Critical Resource Waters. Critical resource waters include, activities in or near streams or other open waters will NOAA-managed marine sanctuaries and marine monuments, normally include a requirement for the restoration or and National Estuarine Research Reserves. The district engineer enhancement, maintenance, and legal protection (e.g., may designate, after notice and opportunity for public comment, conservation easements) of riparian areas next to open additional waters officially designated by a state as having waters. In some cases, the restoration or particular environmental or ecological significance, such as maintenance/protection of riparian areas may be the only outstanding national resource waters or state natural heritage compensatory mitigation required. Restored riparian areas sites. The district engineer may also designate additional critical should consist of native species. The width of the required resource waters after notice and opportunity for public comment. riparian area will address documented water quality or (a)Discharges of dredged or fill material into waters aquatic habitat loss concerns. Normally, the riparian area of the United States are not authorized by NWPs 7, 12, will be 25 to 50 feet wide on each side of the stream, but 14, 16, 17, 21, 29, 31, 35, 39, 40, 42, 43, 44, 49, 50, 51, the district engineer may require slightly wider riparian and 52 for any activity within, or directly affecting, areas to address documented water quality or habitat loss critical resource waters, including wetlands adjacent to concerns. If it is not possible to restore or maintain/protect such waters. a riparian area on both sides of a stream, or if the waterbody is a lake or coastal waters, then restoring or (b)For NWPs 3, 8, 10, 13, 15, 18, 19, 22, 23, 25, 27, maintaining/protecting a riparian area along a single bank 28, 30, 33, 34, 36, 37, 38, and 54, notification is required or shoreline may be sufficient. Where both wetlands and in accordance with general condition 32, for any activity open waters exist on the project site, the district engineer proposed in the designated critical resource waters 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Nationwide Permit3SummaryPage 6 will determine the appropriate compensatory mitigation NWP authorization, instead of components of a (e.g., riparian areas and/or wetlands compensation) based compensatory mitigation plan (see 33 CFR on what is best for the aquatic environment on a 332.4(c)(1)(ii)). watershed basis. In cases where riparian areas are (g)Compensatory mitigation will not be used to determined to be the most appropriate form of increase the acreage losses allowed by the acreage limits minimization or compensatory mitigation, the district of the NWPs. For example, if an NWP has an acreage engineer may waive or reduce the requirement to provide -acre, it cannot be used to authorize any NWP wetland compensatory mitigation for wetland losses. -acre of (f)Compensatory mitigation projects provided to waters of the United States, even if compensatory offset losses of aquatic resources must comply with the mitigation is provided that replaces or restores some of applicable provisions of 33 CFR part 332.the lost waters. However, compensatory mitigation can and should be used, as necessary, to ensure that an NWP (1)The prospective permittee is responsible for activity already meeting the established acreage limits proposing an appropriate compensatory mitigation also satisfies the no more than minimal impact option if compensatory mitigation is necessary to requirement for the NWPs. ensure that the activity results in no more than minimal adverse environmental effects. For the (h) Permittees may propose the use of mitigation NWPs, the preferred mechanism for providing banks, in-lieu fee programs, or permittee-responsible compensatory mitigation is mitigation bank credits or mitigation. When developing a compensatory mitigation in-lieu fee program credits (see 33 CFR 332.3(b)(2) proposal, the permittee must consider appropriate and and (3)). However, if an appropriate number and type practicable options consistent with the framework at 33 of mitigation bank or in-lieu credits are not available CFR 332.3(b). For activities resulting in the loss of at the time the PCN is submitted to the district marine or estuarine resources, permittee-responsible engineer, the district engineer may approve the use of mitigation may be environmentally preferable if there are permittee-responsible mitigation. no mitigation banks or in-lieu fee programs in the area that have marine or estuarine credits available for sale or (2)The amount of compensatorymitigation transfer to the permittee. For permittee-responsible required by the district engineer must be sufficient to mitigation, the special conditions of the NWP verification ensure that the authorized activity results in no more must clearly indicate the party or parties responsible for than minimal individual and cumulative adverse the implementation and performance of the compensatory environmental effects (see 33 CFR 330.1(e)(3)). (See mitigation project, and, if required, its long-term also 33 CFR 332.3(f)). management. (3)Since the likelihood of success is greater and (i)Where certain functions and services of waters of the impacts to potentially valuable uplands are the United States are permanently adversely affected by a reduced, aquatic resource restoration should be the regulated activity, such as discharges of dredged or fill first compensatory mitigation option considered for material into waters of the United States that will convert permittee-responsible mitigation. a forested or scrub-shrub wetland to a herbaceous wetland in a permanently maintained utility line right-of-way, (4)If permittee-responsible mitigation is the mitigation may be required toreduce the adverse proposed option, the prospective permittee is environmental effects of the activity to the no more than responsible for submitting a mitigation plan. A minimal level. conceptual or detailed mitigation plan may be used by the district engineer to make the decision on the 24.Safety of Impoundment Structures.To ensure that all NWP verification request, but a final mitigation plan impoundment structures are safely designed, the district engineer that addresses the applicable requirements of 33 CFR may require non-Federal applicants to demonstrate that the 332.4(c)(2) through (14) must be approved by the structures comply with established state dam safety criteria or district engineer before the permittee begins work in have been designed by qualified persons. The district engineer waters of the United States, unless the district may also require documentation that the design has been engineer determines that prior approval of the final independently reviewed by similarly qualified persons, and mitigation plan is not practicable or not necessary to appropriate modifications made to ensure safety. ensure timely completion of the required 25.Water Quality.Where States and authorized Tribes, or compensatory mitigation (see 33 CFR 332.3(k)(3)). EPA where applicable, have not previously certified compliance (5)If mitigation bank or in-lieu fee program of an NWP with CWA section 401, individual 401 Water credits are the proposed option, the mitigation plan Quality Certification must be obtained or waived (see 33 CFR only needs to address the baseline conditions at the 330.4(c)). The district engineer or State or Tribe may require impact site and the number of credits to be provided. additional water quality management measures to ensure that the authorized activity does not result in more than minimal (6)Compensatory mitigation requirements (e.g., degradation of water quality. resource type and amount to be provided as compensatory mitigation, site protection, ecological 26.Coastal Zone Management.In coastal states where an performance standards, monitoring requirements) NWP has not previously received a state coastal zone may be addressed through conditions added to the management consistency concurrence, an individual state coastal 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Nationwide Permit3SummaryPage 7 zone management consistency concurrence must be obtained, or (b)A statement that the implementation of any a presumption of concurrence must occur (see 33 CFR 330.4(d)). required compensatory mitigation was completed in The district engineer or a State may require additional measures accordance with the permit conditions. If credits from a to ensure that the authorized activity is consistent with state mitigation bank or in-lieu fee program are used to satisfy coastal zone management requirements.the compensatory mitigation requirements, the certification must include the documentation required by 27.Regional and Case-By-Case Conditions.The activity 33 CFR 332.3(l)(3) to confirm that the permittee secured must comply with any regional conditions that may have been the appropriate number and resource type of credits; and added by the Division Engineer (see 33 CFR 330.4(e)) and with any case specific conditions added by the Corps or by the state, (c)The signature of the permittee certifying the Indian Tribe, or U.S. EPA in its section 401 Water Quality completion of the activity and mitigation. The completed Certification, or by the state in its Coastal Zone Management certification document must be submitted to the district Act consistency determination. engineer within 30 days of completion of the authorized activity or the implementation of any required 28.Use of Multiple Nationwide Permits.The use of compensatory mitigation, whichever occurs later. more than one NWP for a single and complete project is prohibited, except when the acreage loss of waters of theUnited 31.Activities Affecting Structures or Works Built by States authorized by the NWPs does not exceed the acreage limit the United States. If an NWP activity also requires permission of the NWP with the highest specified acreage limit. For from the Corps pursuant to 33 U.S.C. 408 because it will alter or example, if a road crossing over tidal waters is constructed under temporarily or permanently occupy or use a U.S. Army Corps of NWP 14, with associated bank stabilization authorized by NWPEngineers (USACE) federally authorized Civil Works project (a 13, the maximum acreage loss of waters of the United States for ‘‘USACE project’’), the prospective permittee must submit a -acre.preconstruction notification. See paragraph(b)(10) of general condition32. Anactivity that requires section 408permission is 29.Transfer of Nationwide Permit Verifications.If the not authorized by NWPuntil the appropriate Corps office issues permittee sells the property associated with a nationwide permit the section 408 permission to alter,occupy, or use the USACE verification, the permittee may transfer the nationwide permit project, andthe district engineer issues a writtenNWP verification to the new owner by submitting a letter to the verification. appropriate Corps district office to validate the transfer. A copy of the nationwide permit verification must be attached to the letter, and the letter must contain the following statement and 32.Pre-Construction Notification. signature: (a)Timing.Where required by the terms of the When the structures or work authorized by this NWP, the prospective permittee must notify the district nationwide permit are still in existence at the time engineer by submitting a pre-construction notification the property is transferred, the terms and conditions (PCN) as early as possible. The district engineer must of this nationwide permit, including any special determine if the PCN is complete within 30 calendar days conditions, will continue to be binding on the new of the date of receipt and, if the PCN is determined to be owner(s) of the property. To validate the transfer of incomplete, notify the prospective permittee within that this nationwide permit and the associated liabilities 30 day period to request the additional information associated with compliance with its terms and necessary to make the PCN complete. The request must conditions, have the transferee sign and date below. specify the information needed to make the PCN ----------------------------------------------------------------complete. As a general rule, district engineers will request (Transferee)additional information necessary to make the PCN complete only once. However, if the prospective ----------------------------------------------------------------permittee does not provide all of the requested (Date)information, then the district engineer will notify the prospective permittee that the PCN is still incomplete and 30.Compliance Certification.Each permittee who the PCN review process will not commence until all of receives an NWP verification letter from the Corpsmust provide the requested information has been received by the district a signed certification documenting completion of the authorized engineer. The prospective permittee shall not begin the activity and implementation of any required compensatory activity until either: mitigation. The success of any required permittee-responsible (1)He or she is notified in writing by the mitigation, including the achievement of ecological performance district engineer that the activity may proceed under standards, will be addressed separately by the district engineer. the NWP with any special conditions imposed by the The Corps will provide the permittee the certification document district or division engineer; or with the NWP verification letter. The certification document will include: (2)45 calendar days have passed from the district engineer’s receipt of the complete PCN and (a)A statement that the authorized activitywas done the prospective permittee has not received written in accordance with the NWP authorization, including any notice from the district or division engineer. general, regional, or activity-specific conditions; However, if the permittee was required to notify the Corps pursuant to general condition 18 that listed 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Nationwide Permit3SummaryPage 8 species or critical habitat might be affected or are in waters for each single and complete crossing of those the vicinity of the activity, or to notify the Corps wetlands, other special aquatic sites, and other pursuant to general condition 20 that the activity waters. Sketches should be provided when necessary might have the potential to cause effects to historic to show that the activity complies with the terms of properties, the permittee cannot begin the activity the NWP. (Sketches usually clarify the activity and until receiving written notification from the Corps when provided results in a quicker decision. Sketches that there is ‘‘no effect’’ on listed species or ‘‘no should contain sufficient detail to provide an potential to cause effects’’ on historic properties, or illustrative description of the proposed activity (e.g., that any consultation required under Section 7 of the a conceptual plan), but do not need to be detailed Endangered Species Act (see 33 CFR 330.4(f)) engineering plans); and/or section 106 of the National Historic (5)The PCN must include a delineation of Preservation Act (see 33 CFR 330.4(g)) has been wetlands, other special aquatic sites, and other completed. Also, work cannot begin under NWPs 21, waters, such as lakes and ponds, and perennial, 49, or 50 until the permittee has received written intermittent, and ephemeral streams, on the project approval from the Corps. If the proposed activity site. Wetland delineations must be prepared in requires a written waiver to exceed specified limits of accordance with the current method required by the an NWP, the permittee may not begin the activity Corps. The permittee may ask the Corps to delineate until the district engineer issues the waiver. If the the special aquatic sites and other waters on the district or division engineer notifies the permittee in project site, but there may be a delay if the Corps writing that an individual permit is required within 45 does the delineation, especially if the project site is calendar days of receipt of a complete PCN, the large or contains many wetlands, other special permittee cannot begin the activity until an individual aquatic sites, and other waters. Furthermore, the 45 permit has been obtained. Subsequently, the day period will not start until the delineation has been permittee’s right toproceed under the NWP may be submitted to or completed by the Corps, as modified, suspended, or revoked only in accordance appropriate; with the procedure set forth in 33 CFR 330.5(d)(2). (6)If the proposed activity will result in the (b)Contents of Pre-Construction Notification:The -acre of wetlands anda PCN PCN must be in writing and include the following is required, the prospective permittee must submit a information: statement describing how the mitigation requirement (1)Name, address and telephone numbers of will be satisfied, or explaining why the adverse the prospective permittee; environmental effects are no more than minimal and why compensatory mitigation should not be required. (2)Location of the proposed activity; As an alternative, the prospective permittee may submit a conceptual or detailed mitigation plan. (3)Identify the specific NWP or NWP(s) the prospective permittee wants to use to authorize the (7)For non-Federal permittees, if any listed proposed activity; species or designated critical habitat might be affected or is in the vicinity of the activity, or if the (4)A description of the proposed activity; the activity is located in designated critical habitat, the activity’s purpose; direct and indirect adverse PCN must include the name(s) of those endangered environmental effects the activity would cause, or threatened species that might be affected by the including the anticipated amount of loss of wetlands, proposed activity or utilize the designated critical other special aquatic sites, and other waters expected habitat that might be affected by the proposed to result from the NWP activity, inacres, linear feet, activity. For NWP activities that require pre- or other appropriate unit of measure; a description of construction notification, Federal permittees must any proposed mitigation measures intended to reduce provide documentation demonstrating compliance the adverse environmental effects caused by the with the Endangered Species Act; proposed activity; and any other NWP(s), regional general permit(s), or individual permit(s) used or (8)For non-Federal permittees, if the NWP intended to be used to authorize any part of the activity might have the potential to cause effects to a proposed project or any related activity, including historic property listed on, determined to be eligible other separate and distant crossings for linear projects for listing on, or potentially eligible for listing on, the that require Department of the Army authorization National Register of Historic Places, the PCN must but do not require pre-construction notification. The state which historic property might have the potential description of the proposed activity and any proposed to be affected by the proposed activity or include a mitigation measures should be sufficiently detailed to vicinity map indicating the location of the historic allow the district engineer to determine that the property. For NWP activities that require pre- adverse environmental effects of the activity will be construction notification, Federal permittees must no more than minimal and to determine the need for provide documentation demonstrating compliance compensatory mitigation or other mitigation with section 106 of the National Historic Preservation measures. For single and complete linear projects, the Act; PCN must include the quantity of anticipated losses of wetlands, other special aquatic sites, and other 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Nationwide Permit3SummaryPage 9 (9)For an activity that will occur in a district engineer via telephone, facsimile component of the National Wild and Scenic River transmission, or email that they intend to provide System, or in a river officially designated by substantive, site-specific comments. The comments Congress as a ‘‘study river’’ for possible inclusion in must explain why the agency believes the adverse the system whilethe river is in an official study environmental effects will be more than minimal. If status, the PCN must identify the Wild and Scenic so contacted by an agency, the district engineer will River or the ‘‘study river’’ (see general condition wait an additional 15 calendar days before making a 16); and decision on the preconstruction notification. The district engineer will fully consider agency comments (10)For an activity that requires permission received within the specified time frame concerning from the Corps pursuant to 33 U.S.C. 408 because it the proposed activity’s compliance with the terms will alteror temporarily or permanently occupy or and conditions of the NWPs, including the need for use a U.S. Army Corps of Engineers federally mitigation to ensure the net adverse environmental authorized civil works project, the pre-construction effects of the proposed activity are no more than notification must include a statement confirming that minimal. The district engineer will provide no the project proponent has submitted a written request response to the resource agency, except as provided for section 408 permission from the Corps office below. The district engineer will indicate in the having jurisdiction over that USACE project. administrative record associated with each pre- construction notification that the resource agencies’ (c)Form of Pre-Construction Notification:The concerns were considered. For NWP 37, the standard individual permit application form (Form ENG emergency watershed protection and rehabilitation 4345) may be used, but the completed application form activity may proceed immediately in cases where must clearly indicate that it is an NWP PCN and must there is an unacceptable hazard to life or asignificant include all of the applicable information required in loss of property or economic hardship will occur. The paragraphs (b)(1) through (10) of this general condition. district engineer will consider any comments A letter containing the required information may also be received to decide whether the NWP 37 authorization used. Applicants may provide electronic files ofPCNs should be modified, suspended, or revoked in and supporting materials if the district engineer has accordance with the procedures at 33 CFR 330.5. established tools and procedures for electronic submittals. (4)In cases of where the prospective permittee (d)Agency Coordination: is not a Federal agency, the district engineer will (1)The district engineer will consider any provide a response to NMFS within 30 calendar days comments from Federal and state agencies of receipt of any Essential Fish Habitat conservation concerning the proposed activity’s compliance with recommendations, as required by section the terms and conditions of the NWPs and the need 305(b)(4)(B) of the Magnuson-Stevens Fishery for mitigation to reduce the activity’s adverse Conservation and Management Act. environmental effects so that they are no more than (4)Applicants are encouraged to provide the minimal. Corps with either electronic files or multiple copies (2)Agency coordination is required for: (i) All of preconstruction notifications to expedite agency NWP activities that require pre-construction coordination. - acre of waters of the United States; (ii) NWP 21, 29, C.District Engineer’s Decision 39, 40, 42, 43, 44, 50, 51, and 52 activities that 1.In reviewing the PCN for the proposed activity, the require pre-construction notification and will result in district engineer will determine whether the activity authorized the loss of greater than 300 linear feet of stream bed; by the NWP will result in more than minimal individual or (iii) NWP 13 activities in excess of 500 linear feet, cumulative adverse environmental effects or may be contrary fills greater than one cubic yard per running foot, or to the public interest. If a project proponent requests involve discharges of dredged or fill material into authorization by a specific NWP, the district engineer should special aquatic sites; and (iv) NWP 54 activities in issue the NWP verification for that activity if it meets the excess of 500 linear feet, or that extend into the terms and conditions of that NWP, unless he or she waterbody more than 30 feet from the mean low determines, after considering mitigation, that the proposed water line in tidal waters or the ordinary high water activity will result in more than minimal individual and mark in the Great Lakes. cumulative adverse effects on the aquatic environment and other aspects of the public interest and exercises discretionary (3)When agency coordination is required, the authority to require an individual permit for the proposed district engineer will immediately provide (e.g., via activity. For a linear project, this determination will include an email, facsimile transmission, overnight mail, or evaluation of the individual crossings of waters of the United other expeditious manner) a copy of the complete States to determine whether they individually satisfy the terms PCN to the appropriate Federal or state offices (FWS, and conditions of the NWP(s), as well as the cumulative state natural resource or water quality agency, EPA, effects caused by all of the crossings authorized by NWP. If and, if appropriate, the NMFS). With the exception of an applicant requests a waiver of the 300 linear foot limit on NWP 37, these agencies will have 10 calendar days impacts to streams or of an otherwise applicable limit, as from the date the material is transmitted to notify the 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Nationwide Permit3SummaryPage 10 provided for in NWPs 13, 21, 29, 36, 39, 40, 42, 43, 44, 50, expeditiously review the proposed compensatory mitigation 51, 52, or 54, the district engineer will only grant the waiver plan. The district engineer must review the proposed upon a written determination that the NWP activity will result compensatory mitigation plan within 45 calendar days of in only minimal individual and cumulative adverse receiving a complete PCN and determine whether the environmental effects. For those NWPs that have a waivable proposed mitigation would ensure the NWP activity results in 300 linear foot limit for losses of intermittent and ephemeral no more than minimaladverse environmental effects. If the -acre limit (i.e., NWPs 21, 29, 39, 40, 42, net adverse environmental effects of the NWP activity (after 43, 44, 50, 51, and 52), the loss of intermittent and ephemeral consideration of the mitigation proposal) are determined by stream bed, plus any other losses of jurisdictional waters and the district engineer to be no more than minimal, the district wetlands, cannot ex-acre. engineer will provide a timely written response to the applicant. The response will state that the NWP activity can 2.When making minimal adverse environmental effects proceed under the terms and conditions of the NWP, including determinations the district engineer will consider the direct any activity-specific conditions added to the NWP and indirect effects caused by the NWP activity. He or she authorization by the district engineer. will also consider the cumulative adverse environmental effects caused by activities authorized by NWP and whether 4.If the district engineer determines that the adverse those cumulative adverse environmental effects are no more environmental effects of the proposed activity are more than than minimal. The district engineer will also consider site minimal, then the district engineer will notify the applicant specific factors, such as the environmental setting in the either: (a) That the activity does not qualify for authorization vicinity of the NWP activity, the type of resource that will be under the NWP and instruct the applicant on the procedures to affected by the NWP activity, the functions provided by the seek authorization under an individual permit; (b) that the aquatic resources that will be affected by the NWP activity, activity is authorized under the NWP subject to the applicant’s the degree or magnitude to which the aquatic resources submission of a mitigation plan that would reduce the adverse perform those functions, the extent that aquatic resource environmental effects so that they are no more than minimal; functions will be lost as a result of the NWP activity (e.g., or (c) that the activity is authorized under the NWP with partial or complete loss), the duration of the adverse effects specific modifications or conditions. Where the district (temporary or permanent), the importance of the aquatic engineer determines that mitigation is required to ensure no resource functions to the region (e.g., watershed or ecoregion), more than minimal adverse environmental effects, the activity and mitigation required by the district engineer. If an will be authorized within the 45-day PCN period (unless appropriate functional or condition assessment method is additional time is required to comply with general conditions available and practicable to use, that assessment method may 18, 20, and/or 31, or to evaluate PCNs for activities authorized be used by the district engineer to assist in the minimal by NWPs 21, 49, and 50), with activity-specific conditions adverse environmental effects determination. The district that state the mitigation requirements. The authorization will engineer may add case-specific special conditions to the NWP include the necessary conceptual or detailed mitigation plan or authorization to address site-specific environmental concerns. a requirement that the applicant submit a mitigation plan that would reduce the adverse environmental effects so that they 3.If the proposed activity requires a PCN and will are no more than minimal. When compensatory mitigation is -acre of wetlands, the required, no work in waters of the United States may occur prospective permittee should submit a mitigation proposal until the district engineer has approved a specific mitigation with the PCN. Applicants may also propose compensatory plan or has determined that prior approval of a final mitigation mitigation for NWP activities with smaller impacts, or for plan is not practicable or not necessary to ensure timely impacts to other types of waters (e.g., streams). The district completion of the required compensatory mitigation. engineer will consider any proposed compensatory mitigation or other mitigation measures the applicant has included in the D.Further Information proposal in determining whether the net adverse 1.District Engineers have authority to determine if an environmental effects of the proposed activity are no more activity complies with the terms and conditions of an NWP. than minimal. The compensatory mitigation proposal may be either conceptual or detailed. If the district engineer 2.NWPs do not obviate the need to obtain other federal, determines that the activity complies with the terms and state, or local permits, approvals, or authorizations required by conditions of the NWP and that the adverse environmental law. effects are no more than minimal, after considering mitigation, 3.NWPs do not grant any property rights or exclusive the district engineer will notify the permittee and include any privileges. activity-specific conditions in the NWP verification the district engineer deems necessary. Conditions for compensatory 4.NWPs do not authorize any injury to the property or mitigation requirements must comply with the appropriate rights of others. provisions at 33 CFR 332.3(k). The district engineer must 5.NWPs do not authorizeinterference with any existing or approve the final mitigation plan before the permittee proposed Federal project (see general condition 31). commences work in waters of the United States, unless the district engineer determines that prior approval of the final E.Definitions mitigation plan is not practicable or not necessary to ensure Best management practices (BMPs):Policies, practices, timely completion of the required compensatory mitigation. If procedures, or structures implemented to mitigate the adverse the prospective permittee elects to submit a compensatory environmental effects on surface water quality resulting from mitigation plan with the PCN, the district engineer will 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Nationwide Permit3SummaryPage 11 development. BMPs are categorized as structural or non- strong winds such as those accompanying a hurricane or other structural.intense storm. Compensatory mitigation:The restoration (re-establishment Historic Property:Any prehistoric or historic district, site or rehabilitation), establishment (creation), enhancement, (including archaeological site), building, structure, or other and/or in certain circumstances preservation of aquatic object included in, or eligible for inclusion in, the National resources for the purposes of offsetting unavoidable adverse Register of Historic Places maintained by the Secretary of the impacts which remain after all appropriate and practicable Interior. This term includes artifacts, records, and remains that avoidance and minimization has been achieved. are related to and located within such properties. The term includes properties of traditional religious and cultural Currently serviceable:Useable as is or with some importance to an Indian tribe or Native Hawaiian organization maintenance, but not so degraded as to essentially require and that meet the National Register criteria (36 CFR part 60). reconstruction. Independent utility:A test to determine what constitutes a Direct effects:Effects that are caused by the activity and single and complete non-linear project in the Corps occur at the same time and place. Regulatory Program. A project is considered to have independent utility if it would be constructed absent the Discharge:The term ‘‘discharge’’ means any discharge of construction of other projects in the project area. Portions of a dredged or fill material into waters of the United States. multi-phase project that depend upon other phases of the Ecological reference:A model used to plan and design an project do not have independent utility. Phases of a project aquatic habitat and riparian area restoration, enhancement, or that would be constructed even if the other phases were not establishment activity under NWP 27. An ecological reference built can be considered as separate single and complete may be based on the structure, functions, and dynamics of an projects with independent utility. aquatic habitat type or a riparian area type that currently exists Indirect effects:Effects that are caused by the activity and are in the region where the proposed NWP 27 activity is located. later in time or farther removed in distance, but are still Alternatively, an ecological reference may be based on a reasonably foreseeable. conceptual model for the aquatic habitat type or riparian area type to be restored, enhanced, or established as a result of the Intermittent stream:An intermittent stream has flowing proposed NWP 27 activity. An ecological reference takes into water during certain times of the year, when groundwater account the range of variation of the aquatic habitat type or provides water for stream flow. During dry periods, riparian area type in the region. intermittent streams may not have flowing water. Runoff from rainfall is a supplemental source of water for stream flow. Enhancement:The manipulation of the physical, chemical, or biological characteristics of an aquatic resource to heighten, Loss of waters of the United States:Waters of the United intensify, or improve a specific aquatic resource function(s). States that are permanently adversely affected by filling, Enhancement results in the gain of selected aquatic resource flooding, excavation, or drainage because of the regulated function(s), but may also lead to a decline in other aquatic activity. Permanent adverse effects include permanent resource function(s). Enhancement does not result in a gain in discharges of dredged or fill material that change an aquatic aquatic resource area. area to dry land, increase the bottom elevation of a waterbody, or change the use of a waterbody. The acreage of loss of Ephemeral stream:An ephemeral stream has flowing water waters of the United States is a threshold measurement of the only during, and for a short duration after, precipitation events impact to jurisdictional waters for determining whether a in a typical year. Ephemeral stream beds are located above the project may qualify for an NWP; it is not a net threshold that water table year-round. Groundwater is not a source of water is calculated after considering compensatory mitigation that for the stream. Runoff from rainfall is the primary source of may be used to offset losses of aquatic functions and services. water for stream flow. The loss of stream bed includes the acres or linear feet of Establishment (creation):The manipulation of the physical, stream bed that are filledor excavated as a result of the chemical, or biological characteristics present to develop an regulated activity. Waters of the United States temporarily aquatic resource that did not previously exist at an upland site. filled, flooded, excavated, or drained, but restored to pre- Establishment results in a gain in aquatic resource area. construction contours and elevations after construction, are not included in the measurement of loss ofwaters of the United High Tide Line:The line of intersection of the land with the States. Impacts resulting from activities that do not require water’s surface at the maximum height reached by a rising Department of the Army authorization, such as activities tide. The high tide line may be determined, in the absence of eligible for exemptions under section 404(f) of the Clean actual data, by a line of oil or scum along shore objects, a Water Act, are not considered when calculating the loss of more or less continuous deposit of fine shell or debris on the waters of the United States. Navigable waters: Waters subject foreshore or berm, other physical markings or characteristics, to section 10 of the Rivers and Harbors Act of 1899. These vegetation lines, tidal gages, or other suitable means that waters are defined at 33 CFR part 329. delineate the general height reached by a rising tide. The line encompasses spring high tides and other high tides that occur Non-tidal wetland:A non-tidal wetland is a wetland that is with periodic frequency but does not include storm surges in not subject to the ebb and flow of tidal waters. Nontidal which there is a departure from the normal or predicted reach wetlands contiguous to tidal waters are located landward of of the tide due to the piling up of water against a coast by the high tide line (i.e., spring high tide line). 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Nationwide Permit3SummaryPage 12 Open water:For purposes of the NWPs, an open water is any Restoration:The manipulation of the physical, chemical, or area that in a year with normal patterns of precipitation has biological characteristics of a site with the goal of returning water flowing or standing above ground to the extent that an natural/historic functions to a former or degraded aquatic ordinary high water mark can be determined. Aquatic resource. For the purpose of tracking net gains in aquatic vegetation within the area of flowing or standing water is resource area, restoration is divided into two categories: either non-emergent, sparse, or absent. Vegetated shallows are Reestablishment and rehabilitation. considered to be openwaters. Examples of ‘‘open waters’’ Riffle and pool complex:Riffle and pool complexes are include rivers, streams, lakes, and ponds. special aquatic sites under the 404(b)(1) Guidelines. Riffle and Ordinary High Water Mark:An ordinary high water mark is pool complexes sometimes characterize steep gradient a line on the shore established by the fluctuations of water and sections of streams. Such stream sections are recognizable by indicated by physical characteristics, or by other appropriate their hydraulic characteristics. The rapid movement of water means that consider the characteristics of the surrounding over a course substrate in riffles results in a rough flow, a areas. turbulent surface, and high dissolved oxygen levels in the water. Pools are deeper areas associated with riffles. A slower Perennial stream:A perennial stream has flowing water year- stream velocity, a streaming flow, a smooth surface, and a round during a typical year. The water table is located above finer substrate characterize pools. the stream bed for most of the year. Groundwater is the primary source of water for stream flow. Runoff from rainfall Riparian areas:Riparian areas are lands next to streams, is a supplemental source of water for stream flow. lakes, and estuarine-marine shorelines. Riparian areas are transitional between terrestrial and aquatic ecosystems, Practicable:Available and capable of being done after taking through which surface and subsurface hydrology connects into consideration cost, existing technology, and logistics in riverine, lacustrine, estuarine, and marine waters with their light of overall project purposes. adjacent wetlands, non-wetland waters, or uplands. Riparian areas provide a variety of ecological functions and services Pre-construction notification:A request submitted by the and help improve or maintain local water quality. (See general project proponent to the Corps for confirmation that a condition 23.) particular activity is authorized by nationwide permit. The request may be a permit application, letter, or similar Shellfish seeding:The placement of shellfish seed and/or document that includes information about the proposed work suitable substrate to increase shellfish production. Shellfish and its anticipated environmental effects. Preconstruction seed consists of immature individual shellfish or individual notification may be required by the terms and conditions of a shellfish attached to shells or shell fragments (i.e., spat on nationwide permit, or by regional conditions. A pre- shell). Suitable substrate may consist of shellfish shells, shell construction notification may be voluntarily submitted in cases fragments, or other appropriate materials placed into waters where preconstruction notification is not required and the for shellfish habitat. project proponent wants confirmation that the activity is authorized by nationwide permit. Single and complete linear project:A linear project is a project constructed for the purpose of getting people, goods, or Preservation:The removal of a threat to, or preventing the services from a point of origin to a terminal point, which often decline of, aquatic resources by an action in or near those involves multiple crossings of one or more waterbodies at aquatic resources. This term includes activities commonly separate and distant locations. The term “single and complete associated with the protection and maintenance of aquatic project” is defined as that portion of the total linear project resources through the implementation of appropriate legal and proposed or accomplished by one owner/developer or physical mechanisms. Preservation does not result in a gain of partnership or other association of owners/developers that aquatic resource area or functions. includes all crossings of a single water of the United States (i.e., a single waterbody) at a specific location. For linear Protected tribal resources: Those natural resources and projects crossing a single or multiple waterbodies several properties of traditional or customary religious or cultural times at separate and distant locations, each crossing is importance, either on or off Indian lands, retained by, or considered a single and complete project for purposes of NWP reserved by or for, Indian tribes through treaties, statutes, authorization. However, individual channels in a braided judicial decisions, or executive orders, including tribal trust stream or river, or individual arms of a large, irregularly resources. shaped wetland or lake, etc., are not separate waterbodies, and Re-establishment:The manipulation of the physical, crossings of such features cannot be considered separately. chemical, or biological characteristics of a site with the goal of Single and complete non-linear project:For non-linear returning natural/historic functions to a former aquatic projects, the term “single and complete project” is defined at resource. Reestablishment results in rebuilding a former 33 CFR 330.2(i) as the total project proposed or accomplished aquatic resource and results in a gain in aquatic resource area by one owner/developer or partnership or other association of and functions. owners/developers. A single and complete non-linear project Rehabilitation:The manipulation of the physical, chemical, must have independent utility (see definition of “independent or biological characteristics of a site with the goal of repairing utility”). Single and complete non-linear projects may not be natural/historic functions to a degraded aquatic resource. “piecemealed” to avoid the limits in an NWP authorization. Rehabilitation results in a gain in aquatic resource function, Stormwater management:Stormwater management is the but does not result in a gain in aquatic resource area. mechanism for controlling stormwater runoff for the purposes 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Nationwide Permit3SummaryPage 13 of reducing downstream erosion, water quality degradation, and flooding and mitigating the adverse effects of changes in land use on the aquatic environment. Stormwater management facilities:Stormwater management facilities are those facilities, including but not limited to, stormwater retentionand detention ponds and best management practices, which retain water for a period of time to control runoff and/or improve the quality (i.e., by reducing the concentration of nutrients, sediments, hazardous substances and other pollutants) of stormwater runoff. Stream bed:The substrate of the stream channel between the ordinary high water marks. The substrate may be bedrock or inorganic particles that range in size from clay to boulders. Wetlands contiguous to the stream bed, but outside of the ordinary high water marks, are not considered part of the stream bed. Stream channelization:The manipulation of a stream’s course, condition, capacity, or location that causes more than minimal interruption of normal stream processes. A channelized stream remains a water of the United States. Structure:An object that is arranged in a definite pattern of organization. Examples of structures include, without limitation, any pier, boat dock, boat ramp, wharf, dolphin, weir, boom, breakwater, bulkhead, revetment, riprap, jetty, artificial island, artificialreef, permanent mooring structure, power transmission line, permanently moored floating vessel, piling, aid to navigation, or any other manmade obstacle or obstruction. Tidal wetland:A tidal wetland is a jurisdictional wetland that is inundated by tidal waters. Tidal waters rise and fall in a predictable and measurable rhythm or cycle due to the gravitational pulls of the moon and sun. Tidal waters end where the rise and fall of the water surface can no longer be practically measured in a predictable rhythm due to masking by other waters, wind, or other effects. Tidal wetlands are Tribal lands:Any lands title to which is either: (1) Held in trust by the United States for the benefit of any Indian tribe or individual; or (2) held by any Indian tribe or individual subject to restrictions by the United States against alienation. Tribal rights:Those rights legally accruing to a tribe or tribes by virtue of inherent sovereign authority, unextinguished aboriginal title, treaty, statute, judicial decisions, executive order or agreement, and that give rise to legally enforceable remedies. Vegetated shallows:Vegetated shallows are special aquatic sites under the 404(b)(1) Guidelines. They are areas that are permanently inundated and under normal circumstances have rooted aquatic vegetation, such as seagrasses in marine and estuarine systems and a variety of vascular rooted plants in freshwater systems. Waterbody:For purposes of the NWPs, a waterbody is a jurisdictional water of the United States. If a wetland is adjacent to a waterbody determined to be a water of the United States, that waterbody andany adjacent wetlands are considered together as a single aquatic unit (see 33 CFR 328.4(c)(2)). Examples of ‘‘waterbodies’’ include streams, rivers, lakes, ponds, and wetlands. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Final Sacramento District Nationwide Permit (NWP) Regional Conditions for California, excluding the Lake Tahoe Basin (Effective March 19, 2017 until March 18, 2022) A. Revoked NWPs 1. NWPs 29 and 39 are revoked for activities located in the Primary or Secondary Zone of the Legal Delta. 2. NWPs 14, 18, 23, 29, 39, 40, 42, 43 and 44 are revoked from use in vernal pools that may contain habitat for Federally-listed threatened and/or endangered vernal pool species for all activities located in the Mather Core Recovery Area in Sacramento County, as identified in the U.S. Fish and Wildlife Service’s Recovery Plan for Vernal Pool Ecosystems of California and Southern Oregon dated December 15, 2005. 3. All NWPs except 3, 6, 20, 27, 32, and 38 are revoked for activities in histosols, fens, bogs, peatlands, and in wetlands contiguous with fens. This condition does not apply to NWPs 1, 2, 8, 9, 10, 11, 19, 24, 28, 35 or 36, as these NWPs either apply to Section 10 only activities or do not authorize impacts to wetlands and/or other special aquatic sites. For NWPs 3, 6, 20, 27, and 38, see Regional Condition B(5). B. Regional Conditions Applicable Before Authorization 1.* When pre-construction notification (PCN) is required, the permittee shall notify the U.S. Army Corps of Engineers, Sacramento District (Corps) in accordance with General Condition 32 using either the South Pacific Division Preconstruction Notification (PCN) Checklist or an application form (ENG Form 4345) with an attachment providing information on compliance with all of the General and Regional Conditions. In addition, the PCN shall include: a.* A written statement describing how the activity has been designed to avoid and minimize adverse effects, both temporary and permanent, to waters of the United States (U.S.); b.* Drawings, including plan and cross-section views, clearly depicting the location, size and dimensions of the proposed activity, as well as the location of delineated waters of the U.S. on the site. The drawings shall contain a title block, legend and scale, amount (in cubic yards) and area (in acres) of fill in Corps jurisdiction, including both permanent and temporary fills/structures. The ordinary high water mark or, if tidal waters, the mean high water mark and high tide line, should be shown (in feet), based on National Geodetic Vertical Datum (NGVD) or other appropriate referenced elevation. Unless specifically waived by the Sacramento District, all drawings shall follow the South Pacific Division February 2016, Updated Map and Drawing Standards for the South Pacific Division Regulatory Program, or most recent update (available on the South Pacific Division website at: http://www.spd.usace.army.mil/Missions/Regulatory/PublicNoticesandReferences.aspx/); * Regional Condition developed jointly between Sacramento District, Los Angeles District, and/or San Francisco District. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN c.* Numbered and dated pre-project color photographs showing a representative sample of waters proposed to be impacted on the site, and all waters of the U.S. proposed to be avoided on and immediately adjacent to the project site. The compass angle and position of each photograph shall be identified on the plan-view drawing(s) required in subpart b of this Regional Condition; d.* Delineation of aquatic resources in accordance with the Sacramento District’s Minimum Standards for Acceptance of Aquatic Resources Delineation Reports (available at http://www.spk.usace.army.mil/Portals/12/documents/regulatory/jd/minimum- standards/Minimum_Standards_for_Delineation_with_Template-final.pdf), or updated standards adopted by the Sacramento District, unless specifically waived by the Sacramento District; e. A description of proposed construction Best Management Practices (BMPs) and highly visible markers to be used during construction of the proposed activity, as required by Regional Conditions C(3) and C(4). If no BMPs or highly visible markers are proposed, the PCN shall provide a description of why their use is not practicable or necessary; f. For all activities proposed for the purpose of temporary access and construction which would result in the placement of dredged or fill material into waters of the U.S.: (1) The reason(s) why avoidance of temporary fill in waters of the U.S. is not practicable; (2) A description of the proposed temporary fill, including the type and amount (in cubic yards) of material to be placed; (3) The area (in acres) of waters of the U.S. and, for drainages (e.g. natural or relocated streams, creeks, rivers), the length (in linear feet) where the temporary fill is proposed to be placed; and (4) A proposed plan for restoration of the temporary fill area to pre-project contours and conditions, including a plan for the re-vegetation of the temporary fill area, if vegetation would be removed or destroyed by the proposed temporary fill; g. For all dewatering activities that propose structures or fill in waters of the U.S. that require authorization from the Corps: (1) The proposed methods for dewatering; (2) The equipment that would be used to conduct the dewatering; (3) The length of time the area is proposed to be dewatered; (4) The area (in acres) and length (in linear feet) in waters of the U.S. of the structure and/or fill; Page 2 of 10 * Regional Condition developed jointly between Sacramento District, Los Angeles District, and/or San Francisco District. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN (5) The method for removal of the structures and/or fill; and (6) The method for restoration of the waters of the U.S. affected by the structure or fill following construction. h. For linear transportation crossings that propose to alter the pre-construction course, condition, capacity or location of open waters, the PCN shall include sufficient justification to determine that the proposed activity would result in a net increase in aquatic resource functions and services. Functions and services to be considered in the justification include, but are not limited to: short- or long-term surface water storage, subsurface water storage, moderation of groundwater flow or discharge, dissipation of energy, cycling of nutrients, removal of elements and compounds, retention of particulates, export of organic carbon, and maintenance of plant and animal communities. i. For replacement linear transportation crossings that would result in a reduction in the pre-construction bankfull width and depth of open waters of the U.S. at the crossing, as compared to the upstream and downstream open waters: (1) Information on why it is not practicable to approximate the pre-construction bankfull width of the upstream and downstream open waters, and; (2) Sufficient justification to determine that the reduction in the pre-construction bankfull width would result in a net increase in aquatic resource functions and services. Functions and services to be considered in the justification include, but are not limited to: short- or long-term surface water storage, subsurface water storage, moderation of groundwater flow or discharge, dissipation of energy, cycling of nutrients, removal of elements and compounds, retention of particulates, export of organic carbon, and maintenance of plant and animal communities. j.* For any requests to waive the applicable linear foot limitations for NWPs 13, 21, 29, 39, 40, 42, 43, 44, 50, 51, 52 and 54: (1) A narrative description of the stream. This should include known information on: volume and duration of flow; the approximate length, width, and depth of the waterbody and characteristics observed associated with an Ordinary High Water Mark (e.g. bed and bank, wrack line or scour marks); a description of the adjacent vegetation community and a statement regarding the wetland status of the adjacent areas (i.e. wetland, non-wetland); surrounding land use; water quality; issues related to cumulative impacts in the watershed, and; any other relevant information; (2) An analysis of the proposed impacts to the waterbody, in accordance with General Condition 32 and Regional Condition B(1); (3) Measures taken to avoid and minimize losses to waters of the U.S., including other methods of constructing the proposed activity(s); and Page 3 of 10 * Regional Condition developed jointly between Sacramento District, Los Angeles District, and/or San Francisco District. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN (4) A compensatory mitigation plan describing how the unavoidable losses are proposed to be offset, in accordance with 33 CFR 332. k. For NWP 23: A copy of the signed Categorical Exclusion document and final agency determinations regarding compliance with Section 7 of the Endangered Species Act (ESA), Section 305(b)(4)(B) of the Magnuson-Stevens Fishery Conservation and Management Act (MSFCMA), and Section 106 of the National Historic Preservation Act (NHPA), in accordance with General Conditions 18 and 20 and Regional Condition B(12). l. For NWP 27: Sufficient justification to determine that the proposed activity would result in a net increase in aquatic resource functions and services. Functions and services to be considered in the justification include, but are not limited to: short- or long-term surface water storage, subsurface water storage, moderation of groundwater flow or discharge, dissipation of energy, cycling of nutrients, removal of elements and compounds, retention of particulates, export of organic carbon, and maintenance of plant and animal communities. m. For any NWP 29 or 39 activities that propose channelization or relocation of perennial or intermittent drainages: Justification on how the proposed channelization or relocation would result in a net increase in aquatic resource functions and services. Functions and services to be considered in the justification include, but are not limited to: short- or long-term surface water storage, subsurface water storage, moderation of groundwater flow or discharge, dissipation of energy, cycling of nutrients, removal of elements and compounds, retention of particulates, export of organic carbon, and maintenance of plant and animal communities. n. For construction activities that would occur within standing or flowing waters: Information on why it is not practicable to conduct construction activities when the area is dewatered naturally or through an approved dewatering plan. o. For all new bank stabilization activities that would not involve the sole use of native vegetation or other bioengineered design techniques: Information on why the sole use of vegetated techniques to accomplish the bank stabilization activity is not practicable. p. For activities located in designated critical habitat for Federally-listed threatened and/or endangered anadromous fish species where the activity would result in a reduction or alteration in the quality and availability of the Physical and Biological Features (also known as Essential Features or Primary Constituent Elements): (1) The reasons why it is not practicable to avoid the reduction or alteration in the quality and availability of the Physical and Biological Features of the designated critical habitat. (2) Information demonstrating that the reduction or alteration will have no more than minimal individual or cumulative adverse effects. Information regarding the Physical and Biological Features of designated critical habitat may be found at the following websites: Page 4 of 10 * Regional Condition developed jointly between Sacramento District, Los Angeles District, and/or San Francisco District. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Winter-run Chinook Salmon (Essential Features beginning on page 33218): http://www.westcoast.fisheries.noaa.gov/publications/frn/1993/58fr33212.pdf Steelhead and Spring-run Chinook salmon (Primary Constituent Elements beginning on page 52521): http://www.westcoast.fisheries.noaa.gov/publications/frn/2005/70fr52488.pdf Green Sturgeon (Primary Constituent Elements/Physical and Biological Features beginning on page 52322): http://www.westcoast.fisheries.noaa.gov/publications/protected_species/other/green_sturgeo n/g_s_critical_habitat/frn_10092009_green_sturgeon_ch.pdf 2. For all NWPs, the permittee shall submit a PCN in accordance with General Condition 32 and Regional Condition B(1), in the following circumstances: a. For all activities that would result in the discharge of fill material into any vernal pool; b. For all activities in the Primary and Secondary Zones of the Legal Delta, the Sacramento River, the San Joaquin River, and navigable tributaries of these waters, when the Corps has not designated another Federal agency as the lead for compliance with ESA, MSFCMA, and NHPA, as specified in Regional Condition B(12); c. For all new or replacement linear transportation crossings of perennial, intermittent, or ephemeral drainages (e.g. natural or relocated streams, creeks, rivers) or other open waters of the U.S., where the pre-construction bankfull width of waters of the U.S. at the crossing would be reduced; d. For all activities in waters of the U.S. proposed within 100 feet of the point of discharge of a known natural spring source (i.e. which is any location where ground water emanates from a point in the ground excluding seeps or other discharges which lack a defined channel); e.* For all activities proposed by non-Federal applicants located in areas designated as Essential Fish Habitat (EFH) by the Pacific Fishery Management Council, and that would result in an adverse effect to EFH, in which case the PCN shall include an EFH assessment and extent of proposed impacts to EFH. Examples of EFH habitat assessments can be found at: http://www.westcoast.fisheries.noaa.gov/habitat/fish_habitat/efh_consultations_go.html; or f.* For Water Quality Certificate issuance considerations, all activities in waters of the U.S. on Tribal Lands. 3.For all utility line activities: The permittee shall submit a PCN in accordance with General Condition 32 and Regional Condition B(1) for new utility line activities when: Page 5 of 10 * Regional Condition developed jointly between Sacramento District, Los Angeles District, and/or San Francisco District. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN a. The utility line activity would result in a discharge of dredged and/or fill material into perennial drainages (e.g. (e.g. natural or relocated streams, creeks, rivers) or other perennial open waters of the U.S., wetlands, mudflats, vegetated shallows, riffle and pool complexes, sanctuaries and refuges or coral reefs; b. The utility line activity would result in a loss of greater than 100 linear feet of intermittent or ephemeral drainages (e.g. natural or relocated streams, creeks, rivers) or other intermittent or ephemeral open waters of the U.S.; c. The utility line activity would include the construction of a temporary or permanent access road, substation or foundation within waters of the U.S.; d. All utility line trenches in waters of the U.S. would not be restored to pre-project contours and conditions within 30 days following completion of construction activities in waters of the U.S; or e. The utility line activity would involve the discharge of any excess material associated with the construction of a utility line trench into waters of the U.S. 4. All new bank stabilization activities shall involve either the sole use of native vegetation or other bioengineered design techniques (e.g. willow plantings, root wads, large woody debris, etc.), or a combination of hard-armoring (e.g. rip-rap) and native vegetation or bioengineered design techniques, unless specifically determined to be not practicable by the Corps. The permittee shall submit a PCN in accordance with General Condition 32 and Regional Condition B(1) for any new bank stabilization activity that involves any hard- armoring or the placement of any non-vegetated or non-bioengineered technique below the ordinary high water mark or, if tidal waters, the high tide line of waters of the U.S. 5. For NWP 3, 6, 20, and 27: The permittee shall submit a PCN in accordance with General Condition 32 and Regional Condition B(1) for activities in histosols, fens, bogs, peatlands, and in wetlands contiguous with fens. 6. For NWP 23: The permittee shall submit a PCN for all activities proposed under this NWP, in accordance with General Condition 32 and Regional Condition B(1). 7. For NWP 27: The permittee shall submit a PCN in accordance with General Condition 32 and Regional Condition B(1) for aquatic habitat restoration, establishment, and enhancement activities in the following circumstances: a. The activity would result in a discharge of dredged and/or fill material into perennial drainages (e.g. natural or relocated streams, creeks, rivers) or other perennial open waters of the U.S., wetlands, mudflats, vegetated shallows, riffle and pool complexes, sanctuaries and refuges, or coral reefs; or b. The activity would result in a discharge of dredged and/or fill material into greater than 0.10 acre or 100 linear feet of intermittent or ephemeral drainages (e.g. natural or relocated streams, creeks, rivers) or other intermittent or ephemeral open waters of the U.S. Page 6 of 10 * Regional Condition developed jointly between Sacramento District, Los Angeles District, and/or San Francisco District. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 8. For NWPs 29 and 39: The channelization or relocation of perennial or intermittent drainages (e.g. natural or relocated streams, creeks, rivers) is not authorized, except when, as determined by the Corps, the proposed channelization or relocation would result in a net increase in aquatic resource functions and services. This Regional Condition does not apply to man-made ditches, unless, as determined by the Corps, the ditch (1) was constructed through an aquatic resource or is a relocated drainage; (2) the ditch receives water from an area determined to be a water of the U.S.; and (3) the ditch diverts water to an area determined to be a water of the U.S. 9. For NWP 46: The discharge shall not cause the loss of greater than 0.5 acre or 300 linear feet of waters of the U.S., unless specifically waived in writing by the Corps. 10. In addition to the requirements of General Conditions 2 and 9, the following criteria shall apply to linear transportation crossings (e.g. roads, highways, railways, trails, bridges, culverts): a.* For all activities in waters of the U.S. that are suitable habitat for Federally-listed fish species, including designated critical habitat for such species, the permittee shall design all new or substantially reconstructed linear transportation crossings to ensure that the passage and/or spawning of fish is not hindered. In these areas, the permittee shall employ bridge designs that span the stream or river, including pier- or pile-supported spans, or designs that use a bottomless arch culvert with a natural stream bed; b. Linear transportation crossings shall be constructed to maintain the pre- construction course, condition, capacity, and location of open waters, unless it can be demonstrated by the permittee, and the Corps’ concurs, that the activity would result in a net increase in aquatic resource functions and services. For areas containing existing linear transportation crossings, the pre-construction course, condition, capacity, and location of open waters shall be determined based on the upstream and downstream portions of the open waters. c. Unless determined to be not practicable by the Corps, all linear transportation crossings proposed to be replaced shall be designed to approximate the bankfull width and depth of upstream and downstream open waters. 11. Unless determined to be not practicable by the Corps, no dredged and/or fill material shall be discharged within standing or flowing waters. For ephemeral or intermittent drainages (e.g. natural or relocated streams, creeks, rivers), this may be accomplished through construction during the dry season. In perennial drainages, this may be accomplished through dewatering of the work area. All dewatering shall be conducted to allow fish and wildlife passage during construction. All dewatering structures and/or fills shall be removed within 30 days following completion of construction activities in waters of the U.S. 12.* For activities in which the Corps designates another Federal agency as the lead for compliance with Section 7 of the ESA of 1973 as amended, pursuant to 50 CFR Part 402.07; Section 305(b)(4)(B) of the MSFCMA, pursuant to 50 CFR 600.920(b); and/or Section 106 of Page 7 of 10 * Regional Condition developed jointly between Sacramento District, Los Angeles District, and/or San Francisco District. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN the NHPA of 1966, as amended, pursuant to 36 CFR 800.2(a)(2), the prospective permittee shall provide all relevant documentation to the Corps demonstrating any previous consultation efforts as it pertains to the Corps Regulatory permit area (for ESA and MSFCMA compliance) and the Corps Regulatory area of potential effect (APE) (for Section 106 compliance). For activities requiring a PCN, this information shall be submitted with the PCN. If the Corps does not designate another Federal agency as the lead for ESA, EFH and/or NHPA, the Corps will initiate consultation for compliance, as appropriate. C. Regional Conditions Applicable After Authorization C. Regional Conditions Applicable After Authorization C. Regional Conditions Applicable After Authorization 1. The permittee shall record the NWP verification letter with the Registrar of Deeds or other appropriate official charged with the responsibility for maintaining records of title to or interest in real property for areas (a) required to be preserved as a special condition of the NWP verification letter, including any associated covenants or restrictions, or (b) where boat ramps, docks, marinas, piers, or permanently moored vessels will be constructed or placed in or adjacent to navigable waters. The recordation shall also include a map showing the surveyed location of the required preserve area or authorized structure. Evidence of the recordation of the NWP verification shall be provided to the Corps with the compliance certification required in General Condition 30 and Regional Condition C(9). 2. Compensatory Mitigation Requirements: a. For all activities requiring permittee responsible compensatory mitigation, the permittee shall develop and submit to the Corps for review and approval, a final comprehensive mitigation and monitoring plan prior to commencement of construction activities within waters of the U.S. The plan shall include the mitigation location and design drawings, vegetation plans, including target species to be planted, and final success criteria, presented in the format of the Final 2015 Regional Compensatory Mitigation and Monitoring Guidelines for South Pacific Division USACE, or most recent update (available on the South Pacific Division website at: whttp://www.spd.usace.army.mil/Missions/Regulatory/PublicNoticesandReferences.aspx/); b.* The permittee shall complete the construction of any compensatory mitigation required by special condition(s) of the NWP verification before or concurrent with commencement of construction of the authorized activity, except when specifically determined to be not practicable by the Corps. When compensatory mitigation involves use of a mitigation bank or in-lieu fee program, the permittee shall submit proof of purchase of required credits to the Corps prior to commencement of construction of the authorized activity in waters of the U.S.; and c. For all activities within the Secondary Zone of the Legal Delta, the permittee shall conduct compensatory mitigation for unavoidable impacts within the Secondary Zone of the Legal Delta. 3. Unless determined to be not practicable or appropriate by the Corps, for activities that result in the discharge of dredged and/or fill material into waters of the U.S., the permittee shall employ construction BMPs on-site prior to the initiation of construction activities in Page 8 of 10 * Regional Condition developed jointly between Sacramento District, Los Angeles District, and/or San Francisco District. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN waters of the U.S., to prevent degradation to on-site and off-site waters of the U.S. Methods shall include the use of appropriate measures to intercept and capture sediment prior to entering waters of the U.S., as well as erosion control measures along the perimeter of all work areas to prevent the displacement of fill material. All BMPs shall be in place prior to initiation of any construction activities and shall remain until construction activities are completed. The permittee shall maintain all BMPs until construction activities are completed and site soils are stabilized. 4. Unless determined to be not practicable or appropriate by the Corps, for activities that result in the discharge of dredged and/or fill material into waters of the U.S., the permittee shall clearly identify the limits of the authorized activity in the field with highly visible markers (e.g. construction fencing, flagging, silt barriers, etc.) prior to commencement of construction activities within waters of the U.S. The permittee shall maintain such identification properly until construction is completed and the soils have been stabilized. The permittee is prohibited from any activity (e.g. equipment usage or materials storage) that impacts waters of the U.S. outside of the permit limits (as shown on the permit drawings). 5.For all temporary access and construction activities resulting in temporary fill within waters of the U.S., the permittee shall: a. Utilize spawning quality gravel, where appropriate as determined by the Corps after consultation with appropriate Federal and state fish and wildlife agencies, for all temporary fills within waters of the U.S. supporting fisheries; b. Install a horizontal marker (e.g. fabric, certified weed free straw, etc.) to delineate the existing bottom elevation of the waters temporarily filled during construction prior to the placement of temporary fill in waters of the U.S.; and c. Remove all temporary fill and restore the area to pre-project contours and conditions within 30 days following completion of construction activities in waters of the U.S. 6. For all utility line activities: a. The permittee shall ensure the construction of utility lines does not result in the draining of any water of the U.S., including wetlands. This may be accomplished through the use of clay blocks, bentonite, or other suitable material (as approved by the Corps) to seal the trench; b. Unless determined to be not practicable or appropriate by the Corps, during construction of utility line trenches, the permittee shall remove and separately stockpile the top 6 – 12 inches of topsoil. Following installation of the utility line(s), the permittee shall replace the stockpiled topsoil on top and seed the area with native vegetation; and c. Unless determined to be not practicable by the Corps, the permittee shall ensure that any excess material associated with the construction of a utility line trench is disposed of in an upland location outside of waters of the U.S. Page 9 of 10 * Regional Condition developed jointly between Sacramento District, Los Angeles District, and/or San Francisco District. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 7. The permittee is responsible for all authorized work and ensuring that all contractors and workers are made aware of and adhere to the terms and conditions of the permit authorization. The permittee shall ensure that a copy of the permit authorization and associated drawings are available and visible for quick reference at the site until all construction activities are completed. 8. The permittee shall allow Corps representatives to inspect the authorized activity and any avoidance, preservation, and/or compensatory mitigation areas at any time deemed necessary to determine compliance with the terms and conditions of the NWP verification. The permittee will be notified by the Corps in advance of an inspection. 9. For all NWPs which require a PCN, the permittee shall submit the following additional information with the compliance certificate required under General Condition 30, within 30- days following the completion of construction activities in waters of the U.S.: a. As-built drawings of the authorized work conducted on the project site and any on- site and/or off-site permittee responsible compensatory mitigation. The as-builts shall include a plan-view drawing of the location of the authorized work footprint (as shown on the permit drawings), with an overlay of the work as constructed in the same scale as the permit drawings, and a cross-section view drawing, where appropriate (e.g. linear transportation activities, utility line trench activities, bank stabilization activities) of the work as constructed. The plan-view drawing shall show all areas of ground disturbance, wetland impacts, structures, and the boundaries of any on-site and/or off-site mitigation or avoidance areas. Please note that any deviations from the work as authorized, which result in additional impacts to waters of the U.S., must be coordinated with the appropriate Corps office prior to impacts; b. Numbered and dated post-construction color photographs of (1) the work conducted within a representative sample of the permanently filled waters of the U.S., (2) all of the partially filled waters of the U.S., and (3) all avoided waters of the U.S. on and immediately adjacent to the project area. The compass angle and position of all photographs shall be similar to the pre-construction color photographs required in Regional Condition B(1)(c) and shall be identified on the plan-view drawing(s) required in subpart (a) of this Regional Condition; c. A description and photo-documentation of all BMPs installed as required by Regional Condition C(3); and d. For all temporary fill authorized within waters of the U.S., a description and photo- documentation of all restored waters of the U.S., including information showing compliance with Regional Condition C(5). For temporary fill within waters of the U.S. that have not been restored to pre-project contours or condition, a description and photo-documentation of the temporary fill within waters of the U.S., including information on why restoration has not been completed. Page 10 of 10 * Regional Condition developed jointly between Sacramento District, Los Angeles District, and/or San Francisco District. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN BUCKS CREEK HYDROELECTRIC PROJECT JUNE 2019 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN BUCKS CREEK HYDROELECTRIC PROJECT JUNE 2019 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN BUCKS CREEK HYDROELECTRIC PROJECT JUNE 2019 Rana sierrae 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN BUCKS CREEK HYDROELECTRIC PROJECT JUNE 2019 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN BUCKS CREEK HYDROELECTRIC PROJECT JUNE 2019 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN BUCKS CREEK HYDROELECTRIC PROJECT JUNE 2019 e.g. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN BUCKS CREEK HYDROELECTRIC PROJECT JUNE 2019 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT e.g. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN BUCKS CREEK HYDROELECTRIC PROJECT JUNE 2019 e.g., e.g. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN BUCKS CREEK HYDROELECTRIC PROJECT JUNE 2019 e.g., 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN BUCKS CREEK HYDROELECTRIC PROJECT JUNE 2019 i.e.,i.e., . 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT Desmocerus californicus dimorphusHypomesus transpaci Rana draytonii Vulpes necator Gulo gulo Ivesia webberi 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN BUCKS CREEK HYDROELECTRIC PROJECT JUNE 2019 Rana muscosaet al. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT i.e.,R. muscosa R. sierrae et al. et al. et al. et al. et al et al et al. i.e., et al. et alet al et al. et al. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN BUCKS CREEK HYDROELECTRIC PROJECT JUNE 2019 Batrachochytrium dendrobatidis et al. et al. et al. et alet al. et al. et al. et al et al. et al et alet al. et al. et al. et al. et al et al. et al. et al. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT et al. et al. i.e., et al. et al. et al. et al. et al. et al. et al. et al. et al. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN BUCKS CREEK HYDROELECTRIC PROJECT JUNE 2019 et al. et al. et al. et al. et al. et al.et al. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT et al. et al. et al.et al. et al.et al. et al. et al. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN BUCKS CREEK HYDROELECTRIC PROJECT JUNE 2019 e.g., 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN BUCKS CREEK HYDROELECTRIC PROJECT JUNE 2019 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT et al. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT Rana muscosa Rana muscosa Rana muscosa 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT Rana catesbeiana Rana muscosa Batrachochytrium dendrobatidis 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT Rana muscosa Rana sierrae Rana muscosa Rana boylii Rana cascadaeRana muscosa Clemmys marmorata 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT Rana muscosa Rana muscosa 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT Rana sierrae Rana sierrae 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT Rana muscosa Rana muscosa 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN JUNE 2019 BUCKS CREEK HYDROELECTRIC PROJECT 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Dpnnfsdf/ Bnqijcjbot OBNFTUBUVT Dbmjgpsojb!Sfe.mfhhfe!Gsph!Sbob!esbzupojj Uisfbufofe Uifsf!jt!gjobm!dsjujdbm!ibcjubu!gps!uijt!tqfdjft/!Zpvs!mpdbujpo!jt!pvutjef!uif!dsjujdbm!ibcjubu/ Tqfdjft!qspgjmf;!iuuqt;00fdpt/gxt/hpw0fdq0tqfdjft039:2 Tjfssb!Ofwbeb!Zfmmpx.mfhhfe!Gsph!Sbob!tjfssbf Foebohfsfe Uifsf!jt!gjobm!dsjujdbm!ibcjubu!gps!uijt!tqfdjft/!Zpvs!mpdbujpo!pwfsmbqt!uif!dsjujdbm!ibcjubu/ Tqfdjft!qspgjmf;!iuuqt;00fdpt/gxt/hpw0fdq0tqfdjft0:63: Gjtift OBNFTUBUVT Efmub!Tnfmu!Izqpnftvt!usbotqbdjgjdvt Uisfbufofe Uifsf!jt!gjobm!dsjujdbm!ibcjubu!gps!uijt!tqfdjft/!Zpvs!mpdbujpo!jt!pvutjef!uif!dsjujdbm!ibcjubu/ Tqfdjft!qspgjmf;!iuuqt;00fdpt/gxt/hpw0fdq0tqfdjft0432 Dsjujdbm!ibcjubut Uifsf!jt!2!dsjujdbm!ibcjubu!xipmmz!ps!qbsujbmmz!xjuijo!zpvs!qspkfdu!bsfb!voefs!uijt!pggjdf(t! kvsjtejdujpo/ 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 170230312:Fwfou!Dpef;!19FTNG11.312:.F.17:535 OBNFTUBUVT Tjfssb!Ofwbeb!Zfmmpx.mfhhfe!Gsph!Sbob!tjfssbf Gjobm iuuqt;00fdpt/gxt/hpw0fdq0tqfdjft0:63:$dsjuibc 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN PROJECT DESCRIPTION L OWER B UCKS D AM U PSTREAM G EOMEMBRANE P ROJECT P LUMAS C OUNTY, CA FERC P ROJECT NO. 619 DSODD AM N O. 94.000 H YDRO G ENERATION D EPARTMENT A PRIL 26, 2019 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN TABLE OF CONTENTS A. BACKGROUND ..................................................................................................................... 3 1. F ACILITY D ESCRIPTION ........................................................................................................ 3 2. D IRECTIONS......................................................................................................................... 6 3. L AND U SE ............................................................................................................................ 7 4. P URPOSE AND N EED............................................................................................................. 8 5.FERC AND DSODP ROCESS................................................................................................9 6. P ROJECT S CHEDULE ............................................................................................................. 9 B.PROPOSED ACTION .......................................................................................................... 11 1. S COPE OF W ORK ................................................................................................................ 11 2.A CCESS,S TAGING,L AYDOWN AND S POILS S ITES..............................................................24 3. T RAFFIC C ONTROL............................................................................................................. 26 4. F IRE H AZARD P REVENTION ............................................................................................... 27 5. D ISPOSAL C LEANUP AND D EMOBILIZATION....................................................................... 28 6. W ORK S HIFT ...................................................................................................................... 28 C. ENVIRONMENTAL RESOURCES ................................................................................... 28 1. B IOLOGICAL R ESOURCES ................................................................................................... 28 2. C ULTURAL R ESOURCES ..................................................................................................... 34 3. E ROSION C ONTROL AND F UGITIVE D UST A BATEMENT ...................................................... 36 4. W ATER Q UALITY ............................................................................................................... 36 5. H AZARDOUS M ATERIALS ................................................................................................... 37 D. PERMITS AND APPROVALS........................................................................................... 37 1. P ERMITS............................................................................................................................. 37 2. R EVIEWS/A PPROVALS ........................................................................................................ 38 L IST OF F IGURES F IGURE 1A: B UCKS C REEK H YDROELECTRIC P ROJECT V ICINITY M AP ............................................ 4 F IGURE 1B: B UCKS C REEK H YDROELECTRIC P ROJECT L OCATION M AP.......................................... 5 F IGURE 2: S TAGING A REA 1 ........................................................................................................... 12 F IGURE 3:S TAGING A REA 3(U PLAND D ISPOSAL S ITE).................................................................13 F IGURE 4: L OWER B UCKS D AM W ORK A REA AND A CCESS ........................................................... 14 F IGURE 5:L OWER B UCKS L AKE AND LLOB YPASS R OUTE...........................................................18 IGURE 6: F IGURE 6: P ERENNIAL S TREAM C ATCHMENT D ETAIL –P LAN V IEW ............................. 19 F F IGURE 7: O PTIONAL S EDIMENT B ACKFILL AT L OWER B UCKS D AM –T YPICAL D ETAIL ............... 21 F IGURE 8: C ONCRETE P LINTH AND B YPASS O UTLET AT L OWER B UCKS D AM ............................... 22 F IGURE 9: R OAD C LOSURES ........................................................................................................... 25 L IST OF A TTACHMENTS A TTACHMENT 1: P ROJECT D RAWINGS AND S PECIFICATIONS A TTACHMENT 2: P ROJECT A REA-E XISTING C ONDITIONS P HOTOGRAPHS A TTACHMENT 3: W ATER M ANAGEMENT P LAN A TTACHMENT 4: B IOLOGICAL R ESOURCE A SSESSMENT R EPORTING (M ULTIPLE) A TTACHMENT 5: C ULTURAL R ESOURCE A SSESSMENT R EPORTING Page 2 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN A. BACKGROUND 1. F ACILITY D ESCRIPTION The Bucks Diversion Dam (also known as Lower Bucks Diversion Dam and Lower Bucks Dam) is a part of the Bucks Creek Hydroelectric Project in the northern Sierra Nevada Mountains in Plumas County, California (FERC ProjectNo. 619-CA). The project includes two developments that contain four dams, four reservoirs, two powerhouses and associated facilities. The Bucks Creek Development, completed in 1928, consists of Three Lakes, Bucks Lake, Lower Bucks Lake, Grizzly Forebay and Bucks Powerhouse. The primary purposes of the Bucks Creek hydroelectric project system are hydropower generation, water storage and recreation. Lower Bucks Dam is located in Plumas County, about 15 miles southwest of Quincy, California (Figures 1a-1b). In addition to FERC, it is under the California Division of Safety of Dams (DSOD) jurisdiction and is a “high hazard” dam (Dam No. 94-000). The dam is a slender, concrete arch dam with a substantial right-abutment thrust block, and a left-abutment thrust block that also serves as the service spillway. There are two ungated spillways, the service spillway and the emergency spillway. The service spillway over the left abutment 1 thrust block has a 100-foot long ogee crest at elevation 5,022. The service spillway discharges into a steep, converging concrete-lined chute approximately 100-feet long and 30- feet wide at the terminal chute runout. The emergency spillway consists of five 20-foot-wide overpour bays located at the center of the arch with a crest elevation of 5,029 feet. The dam is 99-feet high and 500-feet long, including the spillways and thrust blocks. The crest length of the arch is approximately 305 feet; the right and left abutment sections are approximately 95- and 100-feet long, respectively, at crest level. It has a 3-foot-high parapet wall, with the top at elevation 5,032 feet. A walkway extends the entire length of the crest from the right abutment to the left abutment spillway. The low-level outlet (LLO) consists of a 24-inch-diameter pipe that passes through the arch dam at elevation 4,952 feet then transitions to a 14-inch tee and 14-inch pipe. The LLO is controlled by a manually operated 30-inch slide gate at the upstream end and a 14-inch-diameter fixed cone valve at the downstream end. The dam was originally constructed in 1928 by the Feather River Power Company. PG&E acquired the project in 1936. There is access to the dam from gravel Forest Service roads on each dam abutment. Access to the dam crest is from a steel walkway and an approximately 25-foot-high ladder on the right abutment and an approximately 10-foot-high ladder on the left abutment from the crest of the emergency spillway. Both abutments are rocky and steep with foot access to the base of the dam only from the right abutment. Traversing up or down the steep left abutment service spillway chute or across the crest requires fall protection. The power intake to Grizzly Powerhouse and the old abandoned intake are located on the left abutment. 1 Unless otherwise stated, all elevations in this report refer to PG&E project datum. PG&E project datum can be converted to United States Geological Survey (USGS) datum (1929 mean sea level) as follows: USGS = PG&E + 3.5 ft (5022 ft PG&E = 5025.5 ft USGS) Page 3 of 39 39 of 4 Page Project Vicinity Map Geomembrane Bucks Lower : a 1 Figure 39 of 5 Page Map Location : Bucks Creek Hydroelectric Project b 1 Figure 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Operations Bucks Powerhouse is located on the North Fork of the Feather River. Water for the powerhouse is stored in Three Lakes, Bucks Lake, and Lower Bucks Lake. Lower Bucks Lake, impounded by Lower Bucks Dam, serves as the forebay to Grizzly Powerhouse, owned by the City of Santa Clara. Water is discharged from Grizzly Powerhouse to Grizzly Forebay, which serves as the forebay to Bucks Creek Powerhouse. Lower Bucks Lake has a 5,843 acre- feet gross capacity and 136-acre surface area at normal maximum pool level (elevation 5,022 feet). FERC licensed requirements for LLO in-stream flow from Lower Bucks Dam to Bucks Creek vary by season and are listed below. There are no required minimum releases from Bucks Storage Dam (Bucks Lake) to Lower Bucks Lake. The license required minimum pool for the reservoir is 4,966 feet. Required Period Streamflow Release November 1 through April 30 4 cfs May 1 through June 30 8 cfs July 1 through October 31 6 cfs 2. D IRECTIONS Lower Bucks Dam is approximately 15 miles southwest of Quincy, California and 46 miles east of Oroville, California in western Plumas County, California. It can be accessed via Oro Quincy Highway (CA-162) / Bucks Lake Road to Bucklin Road to Three Lakes Road (Forest Service Road 24N24) to the north or Bucks Penstock Road (Forest Service Road 24N34) to the south. Staging Area 1 is located approximately 1.4 miles west of the left abutment of the Lower Bucks Lake Dam along Bucks Penstock Road. Staging Area 2 is located on Bucklin Road approximately 400 feet upstream of the Bucks Storage Dam. Staging Area 3 is on Bucks Lake Road approximately ½ mile east of the intersection with Bucklin Dam Road. Rodgers Flat is located on Highway 70 approximately 45 miles north of Oroville. Please see Table 1 below for the approximate coordinates at the center of the damand the staging areas. The locations of the staging areas are shown on Figure 1b. Page 6 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Table 1: Absolute Location Location Decimal Degrees UTM PLSS Lower Bucks 39.90158889 ° / 10S SW1/4 S29, T24 R7E Dam-121.22833333°651450.16m East NW1/4 S32, T24R7E 4418336.94m North Staging Area 139.89870556° / 10S NW1/4 S31, T24R7E -121.24027778° 650435.30 m East4417996.74 m North Staging Area 239.89388056° / 10S NW1/4 S32, T24R7E -121.20472222°653485.86 m East4417521.68 m North Staging Area 339.86759722° / 10S NW1/4 S32, T24R7E -121.18333333° 655373.93 m East 4414641.19 m North Rodgers Flat 39.960700°/ 10S SW1/4 S2, T24 R6E -121.279400° 646957.98 m East 4424812.76 m North 3. L AND U SE Lower Bucks Dam Lower Bucks Dam and the lake are located on US Forest Service (USFS) propertywithin the FERC boundary. The primary project activities at Lower Bucks Damand Lower Bucks Lake consist of dewatering the entire reservoir, removing sediment, and installing a geomembrane at the upstream face. Parking and general construction staging are likely at the left and right abutments and adjacent access roads. Temporary ramps for off-hauling sediment will be installed at the left abutment in the area between the turnoff to Bucks Penstock Road, upstream of the abandoned intake structure, and service spillway approach. Measures for maintaining instream flows will be implemented at the dam site. The Lower Bucks Dam site is constrained by the surroundingsteep terrain, limited access roadsand Lower Bucks Lake. The 50-foot-wide helicopter landing zone adjacent to the Grizzly Intake Structure at the left abutment represents one of the largest flat areas at the dam site. Due to the limited space available at Lower Bucks Dam, the following additional work areas in the vicinity have been proposed. Staging Area 1 Staging Area 1 is an approximately 81,460 SF site located on USFS land, a portion of which is currently outside the FERC boundary. PG&E is proposing to add the area outside the current FERC boundary to the FERC Project boundary by requesting a boundary modification from the USFS and FERC. The entire staging area is expected to be placed within the FERC boundary ahead of final project approval. Parking, temporary staging of materials, and temporary staging of excavated sediment from Lower Bucks Lake are proposed at this site(see Figure 1b).This area could also serveas a helicopter landing zone. Page 7 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Staging Area 2 Staging Area 2 is located on USFS property within the FERC boundary.Parking and light construction staging are proposed at this site (see Figure 1b). Staging Area 3 Staging Area 3 is on PG&E-owned landbut is currently outside the FERC boundary.PG&E proposes to add this staging location to the current FERC boundary through a boundary modification request submitted to FERC ahead of final project approval. Permanent disposal of sediment and temporary construction staging will be the primary uses of Staging Area 3 (see Figure 1b). This area could also serve as a helicopter landing zone. Rodgers Flat Rodgers Flat is an operations and maintenance yard and service center located on PG&E- owned land (SBE 135-32-30A-1 and SBE 135-32-66A-1). Rodgers Flat is approximately 5 miles by air northwest of Bucks Lake (see Figure 1a). This facility is not located within any existing FERC hydroelectric project boundaries. As is typical of projects in the NFFR Canyon, the proposed repairs could make use of the existing PG&E equipment yard, helicopter landing zone and/or laydown and staging areas at Rodgers Flat. The helicopter will likely be staged at Rodger’s Flat and could hover overhead and lower materials to the mooring barge or work area. 4. P URPOSE AND N EED In a letter dated December 17, 2014, the Federal Energy Regulatory Commission (FERC) requested that PG&E address several follow-up action items from the 2014 Dam Safety / Operation Inspections for the Bucks Creek Hydroelectric Project (FERC Project No. 619- CA). The letter stated that “Severe spalling and surface delamination of concrete has occurred on the downstream abutments and downstream face of the \[Lower Bucks\] dam. The condition should be carefully evaluated, and a repair plan developed.” Rehabilitation activities recommended to restore dam integrity include three components: 1. Installation of a geomembrane on the upstream face of the dam 2. Spillway rehabilitation 3. Downstream facing rehabilitation and repairs This project description only addresses the first component, installation of a geomembrane on the upstream face of the dam. Spillway rehabilitation and downstream facing rehabilitation and repairs will be future actions. Installation of a geomembrane on the upstream face will mitigate through-seepage,saturation of the downstream face, and limit further freeze-thaw damage. Page 8 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 5. FERC AND DSOD P ROCESS Bucks Diversion Dam is regulated by the California Department of Water Resources, Division of Safety of Dams (DSOD) (No. 94-000). As such, the planned repairs require review and approval from the DSOD. The dam is included in FERC Project No. 619-CA (Bucks Creek Hydroelectric Project) and thus FERC review and approvals will be required. 6. P ROJECT S CHEDULE The installation of the geomembrane will entail three primary activities; 1) provide access and site preparation, 2) installation of the geomembrane liner, and 3) site restoration. In order to provide access, Lower Bucks Lake will be completely dewatered, and sediment will be excavated and removed or relocated to support the geomembrane placementaccess. The drawdown and dewatering of Lower Bucks Lake and sediment removal effort will be coordinated with a multi-unit outage scheduled for May to November 2020. The construction duration is approximately 6 months as detailed below. Drawdown of Lower Bucks Lake is dependent on a multiple unit outage at the Grizzly and Bucks Creek Powerhouses, which is planned to begin on May 1, 2020. If the roads are accessible, mobilization for the geomemebrane project could occur as early as May 1. However, this timeframe is dependent on coordination with Plumas County and the intensity of the winter. Heavy snowfall or a late spring snowfall could delay mobilization into June. In addition to the primary scope of work in 2020, PG&E intends to perform significant staging area preparation in 2019, ahead of the geomembrane project. This work is expected to take place in the late summer and early fall months of 2019. Staging area prep work will take between 6 and 8 weeks. Page 9 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Lower Bucks Geomembrane 2020 Construction Schedule Page 10 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN B. PROPOSED ACTION 1. S COPE OF W ORK The proposed project includes installation of a geomembrane liner on the upstream face of the dam to eliminate seepage and protect the dam from further freeze-thaw damage. The work would include development of project staging areas and access routes as well as the lake drawdown so the geomembrane installation occurs in the dry. Likewise, removal of sediment at the upstream side of the dam would be required to gain access to the upstream face of the dam down to the base. Geomembranes (liners) have been proven as a cost-effective means to mitigate seepage and extend the service life of concrete dams. Please refer to Attachment 1 for ProjectSpecific Drawings and Specifications. Attachment 2 provides current site condition representative photographs of the Project Area. Staging Area Preparation (Summer 2019 Work) Development of Staging Areas 1 and 3 will occur in 2019 to prepare the sites and facilitate geomembrane installation planned for 2020. Staging Area 1 Staging Area 1 is approximately 1.9 acres and located on USFS land on Bucks Penstock Road (Figure2). PG&E is proposing inclusion of this area into the FERC boundary ahead of final project approval. The site will be used for parking, temporary staging of materials, and temporary staging of excavated sediment from Lower Bucks Lake. This site appears to have been recently disturbed as all vegetation is short and the site is free from large mature trees. The site includes two ridge lines near the center of the site. The western half slopes down towards the southwest and the eastern side slopes down to the northwest. Prep work at this site would include stripping all vegetation and organic matter, followed by grading and compacting approximately 1.6 acresof the site. Woody material consisting ofsmall diameter tree saplings and brush will either be masticated and left onsite or cut and collected onsite, to be chipped later and broadcast onsite as a form of surface erosion control. Supplemental tree/vegetation removal information (tree species, diameter, location, etc.) for trees over 6-inch diameter at breast height proposed for removal on federal land will be provided to the Plumas National Forest Staff as part of their Project Notification submittal. Two stabilized construction entrances, approximately 1,440 SF each, will be constructed using filter fabric and a minimum of 12 inches of 3- to 6-inch angular rock to provide heavy equipment access to the site. It is expected that temporary spoil piles up to 5-10 feet in height will be placed on the site with a capacity to store up to 25,600 cubic yards of material if entirely filled. A series of small berms from native materials will be constructed at the southwest side of the site to contain the saturated spoil materials during placement. The spoil piles will be terraced due to the steep slopes (see Figure 2). The spoils will be allowed to drain before being transported to and permanently stored at Staging Area 3. BMPs will be installed around the Staging Area 1 spoil piles as needed to direct drainage and prevent sediment migration off site. These BMPs will be prescribed in the stormwater pollution Page 11 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN prevention plan (SWPPP) and may consist of, but not limited to, silt fencing, straw ground cover, wood chips, straw wattles, earth containment berms, water bars, etc. All rock and BMP materials used on site will be weed free. Figure 2: Staging Area 1 Staging Area 3 (Disposal Site) Staging Area 3, owned by PG&E, is located on Bucks Lake Road south of Haskins Bay (Figure 3). Staging area 3 is the largest of the staging areas (approximately 25.6 acres) and its primary use for this project will be as a permanent spoil area for excavated soil materials removed from the upstream face of the dam during the 2020 project. Up to 16,000 cubic yards of spoil material will be permanently placed on the site. Two existing driveways from Bucks Page 12 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Lake Road enter the site. Approximately 10.9 acres of the site will be cleared of trees and vegetation and used for the spoil pile, equipment and materials storage, and placement of the Contractor’s trailer and temporary facilities. Substantial vegetation removal and earthwork will be performed to clear the permanent disposal areas (2.9 acres). Similar to Staging Area 1, appropriate BMPs as prescribed in the SWPPPwill be implemented as needed to direct drainage and provide erosion control measures throughout the wetter winter months. Woody material consisting of trees and brush will either be masticated and left onsite or cut and collected onsite, to be chipped later and broadcast onsite as a form of surface erosion control. Some rock material may be laid down to stabilize the staging site. As the end dump trucks unload the spoils at the site, a large track loader will be used to spread and stack the sediments onsite. Finish grading of the permanent spoil pile will follow the existing drainage patterns of the site. Compliance with the SWPPP BMPs will prevent sediments from entering adjacent waterways (see Figure 3). It is anticipated that most of the hauling to this site will occur from Staging Area 1 and will happen after a majority of the outage work at Lower Bucks is complete. The surface of the permanently placed spoils will be smoothed and graded to uniformly shed water and then hydroseeded. Figure 3: Staging Area 3 Page 13 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Geomembrane Installation (Summer 2020 Work) The installation of the geomembrane will include the following activities: 1) Bucks Storage Lake drawdown and water management, 2) bypass water system, 3)dewatering of Lower Bucks Reservoir and cofferdam installation, 4) in-reservoir site preparation and sediment removal, 5) installation of the geomembrane linerwith concrete plinth, 6) clean up and site restoration, and 7) refilling of Lower Bucks Lake. The Lower Bucks Dam Work Area and Access routes are shown in Figure 4. Figure 4 also includes the dimensions of the disturbance and work areas described below. Figure 4: Lower Bucks Dam Work Area and Access Lake Drawdown and Dewatering In order to install the geomembrane in the dry, Lower Bucks Lake will need to be drawn down and the work area continuously dewatered. The lake drawdown will be coordinated with operations at Bucks Lake and coincide with the planned outage of the Bucks Creek and Grizzly Powerhouses from May through November 2020. The Grizzly Intake will be used to bypass flows only during the early phases of drawdown. A brief summary of the lake drawdown and dewatering process is included below. Additional details are included in the Water Management Plan included as Attachment 3. There are two primary sources of inflow into Lower Bucks Lake: Bucks (Storage) Lake and the Milk Ranch Conduit, which conveys water from Three Lakes and several small drainage Page 14 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN diversions. The following operational changes will occur to facilitate drawdown and eliminate the majority of inflow into Lower Bucks Lake: a. Drawdown of Bucks (Storage) Lake will occur to provide room for storage of the anticipated volume of snow melt / runoff to avoid uncontrolled flows into Lower Bucks Lake. b. The Low Level Outlet (LLO) of Bucks (Storage) Lake will be closed during the initial draw down of Lower Bucks Lake. (There are no instream flow requirements from Bucks (Storage) Lake outlet to Lower Bucks Lake) c. The LLO of Bucks (Storage) Lake will be connected to a bypass pipe to continue to provide required instream flow release to Bucks Creekdownstream of Lower Bucks Dam. d. The Milk Ranch Conduit currently flows into Lower Bucks. The Milk Ranch Conduit will be extended, or intercepted by the bypass pipe,to direct flows around Lower Bucks Dam into Bucks Creek. Prior to construction start, PG&E operations will begin drawdown of Lower Bucks Lake. Initial drawdown will be done using a combination of the Grizzly Intake and the Lower Bucks Dam LLO. Once the reservoir elevation falls below the minimum operating elevation of the Grizzly Intake (El. 5003.5), power generation will cease. This initial drawdown should be completed by May 1 in advance of the scheduled Grizzly generation outage from May to November 2020. The remaining portion of the reservoir will be dewatered using a combination of the LLO and/or pumping over the service spillway. Water quality monitoring will occur during drawdown and pumping rates will be reduced as needed to control turbidity into Bucks Creek. The LLO will have to be closed when the water surface elevation is no longer able to gravity flow through the Lower Bucks Dam LLO (24- inch pipe invert El. 4952.0) or at higher lake levels when needed to control turbidity. The remaining small pool of water in the lowest portion of the lake adjacent to the dam will need to be pumped out to create a dry work area. Settlement tanks and/or filtration systems will be used during pumping to prevent excessive sediments from entering into Lower Bucks Creek or the water can be pumped upstream of a cofferdam installed upstream of the work area to control nuisance water (described below). The use of a helicopter may be the only way to safely perform some portions of the mobilization/demobilization, such as setting up/dismantling the dewatering system, including but not limited to setting pipes, pumps, etc. in their desired locations. It is anticipated that helicopter usage, if necessary, will be around three days during mobilization and three additional days during demobilization. During these three-day windows, 3 or 4 ten-minute flights per hour for 5 hours per day are anticipated with hovering of not more than 5 minutes at the delivery/pick site. Mobilization is planned for as early as May 1, 2020, but could be delayed into June, dependent on coordination with the County and the intensity of the winter. Demobilization will likely occur at the end of October or first week of November. Flight path impacts below 500 feet will occur at Staging Areas 1 and 3, the dam, and near Bucks LLO. Likewise, flotation devices or barges may be utilized for pump set up. Details regarding the pumping system layout, timing, and the anticipated downstream flows of the drawdown Page 15 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN operations during each phase are included in the Water Management Plan (Attachment 3).If feasible, the Department of Fish and Wildlife (CDFW)will conduct a fish rescue to remove/relocate fish from Lower Bucks Lake during dewatering.A fish relocation plan would be at the direction and responsibilityof CDFW. Instream Flow Requirements/Bypass While the project requires the drawdown and complete dewatering of Lower Bucks Lake, the instream flow requirements downstream of Lower Bucks Dam will still need to be met. Current flow requirements are 8 cubic feet per second (cfs) from May 1 through June 30, 6 cfs from July 1 through October 31 and 4 cfs during the remainder of the year. In order to assist in constructability, cost, and schedule, a flow variance may be requested during construction. Variance details are described in Attachment 3. Instream flows will be made using gravity flows bypassed in temporary piping from Bucks (Storage) Lake and around Lower Bucks Lake to the downstream side of the Lower Bucks Dam. Two needle valves are located at the Bucks LLO, each capable of passing approximately 135 cfs. The bypass will require approximately 2 miles of pipe that will connect directly to one of the needle valves at the Bucks LLO and outlet into Bucks Creek. The bypass alignment is shown in Figure 5. The piping system will be sized to be capable of carrying flows of up to 6 cfs. Milk Ranch Conduit outlet flows into Lower Bucks Lake at the right dam abutment. Flows from Milk Ranch Conduit will be intercepted and rerouted around Lower Bucks Dam using one of two methods. 1. A temporary extension would be connected to the Milk Ranch Conduit outlet, routed over the dam, and tied intothe bypass pipe. 2. Milk Ranch Conduit would be intercepted by the bypass pipe prior to the outlet. Some excavation above the ordinary high water mark may be required to facilitate the connection. Each of these options will require temporary modifications to the existing Milk Ranch Conduit pipe. From the Bucks LLO, the piping will be routed from the top of the existing drainage channel at the LLO, through an existing culvert under Mill Creek Road that crosses the channel downstream of the dam. The temporary pipe would then travel into the east end of Lower Bucks Lake along the north bank below the ordinary high water mark (OHWM). The pipe route will transition up the bank and continue along Three Lakes Road starting west of the Camp Timberwolf entrance. The pipe will then roughly follow Three Lakes Road to Lower Bucks Dam where it will diverge below the dam and discharge into the existing rock channel downstream of the Lower Bucks spillway and LLO. The temporary bypass could elevate the temperature of the supply water being discharged into Bucks Creek below Lower Bucks Dam. The pipe will be placed on the existing ground. Energy dissipation will be required at the discharge point at the bypass pipe outlet to avoid scour/turbidity in Bucks Creek. Methods considered include a flat section of pipe with a thrust restraint. A thrust block may be placed Page 16 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN above the OHWM and rock may also be placed above or below the OHWM at the bypass outlet for dissipationas shown on Figures 4 and 8. Any ground disturbance materials would be removed following construction. Wood stakes may be placed along the bypass pipe to anchor it in place. These will likely be needed along the steep slopes within the reservoir, but less likely along the roadway. Drainages and sensitive buffers for Lower Bucks tributaries crossing the roadway will be avoided to the extent possible. Where access is limited, the use of a helicopter or crane may be required to help mobilize materials and equipment to the bypass route. Minimal ground disturbance is anticipated for installation of the temporary pipe. The pipe disturbance footprint would be a maximum 20-foot width along the pipe route at the road, and 30-feet width away from the road. Areas potentially disturbed by the bypass footprint are included on Figure 5. Pipe alignment will be adjusted to minimize tree removal. Page 17 of 39 39 of 18 Page : Lower Bucks Lake and LLO Bypass Route 5 Figure 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Cofferdam A cofferdam to facilitate managing nuisance water will be placed several hundred feet upstream of the dam as shown on Figures 4 and 5. The type of cofferdam is not yet determined but will be a temporary and easily deployed bladder type, membrane and buttress style “Portadam”, bulk bag and aggregate, or other non-erodible material that doesn’t require penetration of the subsurface. The cofferdam will be designed to retain up to 10 feet of water and sized as shown on Figure 4. A secondary cofferdam may be installed as required to collect seepage. Installation of the cofferdam may require assistance by boats and divers. The primary purpose of the temporary cofferdam is to capture/collect nuisance water and prevent it from flowing into the work area at the base of the dam. Some water is still expected to accumulate within the construction area at the dam. This water will be collected and pumped to the upstream side of the temporary cofferdam or filtered/treated and pumped downstream. The impounded water behind the cofferdam will then befiltered and pumped to the downstream side of Lower Bucks Dam or utilized for other activities such as dust control or watering. Water with remaining turbidity above acceptable limits after detention will be routed through settling tanks or otherwise filtered prior to discharge to Bucks Creek downstream of Lower Bucks Dam. Additional information is included in the Water Management Plan (Attachment 3). In addition to nuisance water entering the lake upstream of the cofferdam, there are perennial streams that contribute flows into Lower Bucks Lake downstream of the planned cofferdam. Temporary catchments will be placed to intercept flows from each of these streams to keep Lower Bucks Lake work area dry during drawdown and construction. Water collected in the catchments will be piped over the spillway or routed upstream of the cofferdam to be managed with nuisance water. A typical detail for the catchments is included as Figure 6, and approximate locations and quantities are shown in Figure 4. Figure 6: Perennial Stream Catchment Detail – Plan View Page 19 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Lakebed Access Routes and Staging Lakebed access routes and work/staging areas are depicted in Figure 4. An inventory of timber greater than 6-inch DBH was conducted for the two south shore access points on USFS land. Timber removal will be required at the easternmost access route entry point onto the lakebed to accommodate access. USFS trees cut will be hauled to the Big Creek Road decking area on USFS land for public use. The USFS will be provided with detailed tree removal information as part of its review package. Three potential temporary access routes for the sediment removal operation are identified on Figure 4. The number of roads, potential alignments and cut/fill quantities are unknown at this time, as the lakebed conditions are unknown. Additional temporary roads may be constructed, as determined by the contractor. Weed free fabric, earth fill, and base rock will be placed along the access roads to create a stable surface and vehicle accessible slope. The estimated footprint and total volume of cut and fill materials for the roads are shown on Figure 4. All temporary roadway materials used to create the access roads will be removed at the end of construction. Sediment Removal Current sediment depth at the upstream face of the dam is estimated to vary from 0 to 40 feet. It is estimated that up to 12,000 cubic yards of sediment would be removed from within the sediment excavation area shown on Figures 4 and 8. The sediment will need to be removed for full installation of the geomembrane to the base of the dam. Initially, the spoils may be moved and stockpiled a few hundred feet upstream of the dam to a temporary stockpile area to minimize hauling and expedite clearing of the dam face. The temporary stockpile area within the lakebed is shown on Figure 4. The sediments removed from the dam face would be sampled and tested prior to transport to any offsite staging areas. Excavated spoil materials to be permanently removed from the lakebed will behauled directly to the permanent disposal area at Staging Area 3 (see Figure 3) or hauled to Staging Area 1 (see Figure 2) where they can be temporarily stockpiled and allowed to drain/dry and then be hauled to Staging Area 3 for permanent disposal. Spoils that will not be permanently removed may remain in the lakebed temporary stockpile area until reused. After completion of the geomembrane installation, those sediments will be either hauled offsite. At PG&E’s option, a portion of the sediments could be placed back within the sediment removal work area within the sediment’s original footprint and below the pre-project sediment profile (Figure 7). The temporary stockpile area outside of the 200-foot sediment removal area will be restored to pre-project conditions. Page 20 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Figure 7: Optional Sediment Backfill at Lower Bucks Dam – Typical Detail Concrete Plinth at Base of Dam As an appurtenance to the geomembrane installation, a permanent concrete plinth (cast-in- place concrete curb or footing) will be constructed at the base of the dam at the upstream face (Figure 8). The purpose of the concrete plinth is to provide a termination for the geomembrane at the dam-foundation contact to anchor and seal the base. The concrete plinth will be a continuous section from two to several feet wide, depending on foundation conditions, along the entire length of the dam-foundation contact. Depending on the conditions found during construction, the interface between the plinth and existing foundation rock will be prepared to mitigate future seepage through this interface. Detailed design of the plinth will determine the size and shape of the plinth, and the final configuration may be adjusted depending on field conditions. One possibility for the configuration is filling the trench-like shape upstream of the dam left over from original foundation excavation to form the concrete plinth. Another possibility is a curb-like rectangular concrete section against the dam projecting above the foundation rock. Foundation preparation and construction of the plinth will generally consist of the following: 1. Remove sediment at the base of the dam upstream face to expose foundation rock 2. Dewater and perform initial cleaning of the foundation rock surface upstream of the dam-foundation contact 3. Place a strip of geomembrane against the dam face prior to plinth concrete placement along length of dam 4. Place steel reinforcing steel dowels (rebar) into the rock with grout or epoxy, to mechanically anchor the plinth to the foundation rock, and placement of reinforcing steel bars (rebar) within the plinth section 5. Construct temporary formwork for the plinth as required, depending on configuration. Avoid steps in plinth where possible to accommodate installation of geomembrane submersible seal. Page 21 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 6. Clean the inside of the forms and foundation surface, potentially with high pressure water and air, capturing wastewater and disposing off site 7. Place the concrete plinth using cast-in-place or shotcrete methods. Means of concrete delivery may be concrete mixer trucks and a large boom pump and/or by helicopter if needed. 8. Remove all formwork if used 9. If required by site conditions, core regularly spaced vertical or inclined holes into concrete plinth for contact grouting to create a seal between the plinth and substrate. Holes will extend into foundation rock several feet, to be determined based upon site conditions 10. Clean up and prepare substrate for anchoring the geomembrane onto the top of concrete plinth, which could include localized grinding with handheld equipment to result in a smooth substrate 11. All work will be performed in the dry. Epoxy, grout, concrete, sealants, and any cementitious materials will be fully cured and inert prior to exposure to water (refilling reservoir). The plinth footprint is estimated at up to 3,000 square feet of cast-in-place formed concrete along the entire length of the dam for a total volume of up to 400 cubic yards of concrete and cementitious grout. Figure 8: Concrete Plinth and Bypass Outlet at Lower Bucks Dam Page 22 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Geomembrane Installation Contractor (Carpi USA) will install a drained geomembrane system from the crest of Lower Bucks Dam to the foundation for full coverage of the upstream face (~35,000 sq. ft). The geomembrane installation consists of the following components, all of which is attached to existing dam face or newly constructed concrete plinth block: 1. Stainless steel battens to construct the submersible watertight perimeter seal along the dam abutments and across the upstream dam toe, close to the foundation contact, in the spillway area and across the top seal at crest of dam. 2. A two-part epoxy resin will be used underneath the stainless steel battens in order to create a smooth bedding surface and ensure a watertight compression seal 3. Geonet drainage layer across the entire dam face. 4. Secondary geonet drainage layer, approximately 2-foot-wide, oriented to direct seepage to the drains which discharge water that accumulates behind the geocomposite membrane liner downstream through a drain hole. 5. Thick geotextile as a sacrificial layer for rough areas on the upstream face of Lower Bucks Dam, estimated to be about 8% of the membrane area. A ~ 57 oz/yd² (2,000 g/m²) geotextile would be placed directly on the upstream face to smooth irregularities and protect the membrane. Some concrete repairs are possible, however they will be minimized with the use of the sacrificial layer 6. Tensioning profiles (stainless steel) installed vertically along the upstream dam face (spaced at ~ 19-feet on-center) to hold PVC geocomposite taut in winds to 100 mph. 7. Stainless steel threaded rods with chemical epoxy anchors will be used to anchor both the stainless steel battens and the tensioning profiles to the concrete surface 8. Sibelon CNT 4400 PVC geocomposite membrane 120 mil (3 mm) with ~ 15 oz/yd² (500 g/m²) geotextile backing, in 2.1 meter width rolls. Carpi USA has included the geocomposite for the entire upstream face of Lower Bucks Dam. 9. Cover strips welded over tensioning profiles to fully seal the tensioning profiles. Sibelon C 3900 120 mil (3mm) PVC geomembrane cover strips will be welded over each tensioning profile. 10. Three drainage plates are anticipated to be installed across the dam at low points near the submersible seal, to pass water which can accumulate behind the liner. 11. All epoxy, grout, sealants, and any cementitious materials will be fully cured and inert prior to exposure to water (refilling reservoir). Most of the equipment that Carpi will use will be varying types of power hand tools including hammer drills, grinders, impact wrenches, Sawzall, and heat seaming welders. Essentially all the geomembrane work is done by hand tools. Other equipment that will be used includes diesel power generators, all-terrain forklift, and the suspended swingstage components (motor, platform, clamps). There is a possibility that Carpi may need a crane to load material from the left abutment onto the crest. This will depend on the final upstream plan for spillway area and the reach of the all-terrain forklift. For accessing the upstream face, Carpi plans to stage its material on the left abutment on the road going up the hill, downstream of the dam. This road is closed to the public. The workers will then load the material from the road staging area to the crest of the dam. For the daily Page 23 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN work, the Carpi crew will park on the road above the right abutment and access the crest by the ladder. Demobilization and Clean-up Upon completion of the geomembrane installation, temporarily excavated spoils will be returned to excavation area, subject to the controls mentioned above. All equipment, tools, materials, road base materials, etc. not necessary for the water-up operations will be removed from below the high-water mark and then the remaining jobsiteareas. The bypass piping for inflow requirements will be left in place until Lower Bucks is filled to an elevation that its own LLO can be used to meet the flow release needs. At this point, all piping, pumps, etc. will be removed from the jobsite and Upper Bucks LLO and Milk Ranch Conduit will be returned to normal service. All upland staging and temporary access areas will be restored to pre-project conditions or winterized as applicable. Staging sites will be cleared of trash, tools, equipment, etc. and graded to plan. All BMPs will be installed per the SWPPP prior to final demobilization. The permanent spoil pile at Staging Area 3 will be stabilized and the job site will be cleaned up and all SWPPP BMP’s implemented. All environmental mitigation measures stipulated by agency approvals and permits will be implemented in a timely manner. All equipment and surplus materials will be removed from the site. Site restoration, wherever applicable, will be restored per the SWPPP. Lower Bucks Lake Refill Once the geomembrane is fully installed, all temporary lakebed access routes and work areas restored, cofferdams removed, pumping systems removed, and backfill completed, excess spoil off-hauled, water from Bucks (Storage) Lake and Milk Ranch Conduit will be used to refill Lower Bucks Lake. To maintain clean water flows into Bucks Creek downstream of Lower Bucks Lake, the required minimum instream flows will continue to be provided through the bypass pipe while the remaining flow will be redirected into Lower Bucks Lake. Once Lower Bucks Lake is filled above the LLO and sediments have had adequate time to settle, the bypass pipe can be removed and normal LLO operations resumed. Normal operations for the Grizzly Intake can resume, and subsequent testing of outage-related Powerhouse equipment can commence, once the reservoir elevations reach minimum operating elevation (5003.5). 2. A CCESS, S TAGING,L AYDOWN AND S POILS S ITES Access Three temporary access gates will be installed within the project area to control traffic through road closures (Figure 9). During construction, Bucks Penstock Road and Three Lakes Road will be closed to the public west of Mill Creek Road. Camp Timberwolf will be granted access along Three Lakes Road from Mill Creek Road to the camp’s respective entrance. The Latter- Day Saints Camp will not be accessible for the duration of the construction project. The temporary access gates will be standard 12’-16’ wide double leaf pipe gates. The temporary Page 24 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN gates will each require two post holes with 12” diameter and 2’ depth. The post holes will be backfilled with native material or possibly a low strength concrete material for easy removal. Rodgers Flat PG&E has a facility with helicopter access at Rodgers Flat (see Figure 1a). This could be used as a staging area for materials to be airlifted via helicopter into the project area. Lower Bucks Dam Parking and general construction staging are available at the left and right abutments and adjacent to the access roads. Aside from areas where the haul routes access the roadway, these areas will require minimal improvements and are available for parking and laydown areas. Staging Area 2 Staging Area 2 is approximately 10,000 square feet located near Bucks Storage Dam Spillway (Figure 1b). Usage will be limited to small miscellaneous and incidental short-term material storage as well as equipment/vehicle staging. The area is used as an existing staging area for O&M. Prep work would be limited to cleaning any standing debris piles of organic and earth spoils left by others. Prep work could also include laying and compacting road base to repair and stabilize the site. Figure 9: Road Closures Lower Bucks Access and Work Areas The primary access to Lower Bucks will be from Bucklin Road. Three Lakes Road will be used to install water bypass piping and to access the north shore, north abutment, and the Milk Ranch Conduit. Daily operations will access from the southern side of the dam off of Bucklin Road, via Bucks Penstock Road along the southern shore. Temporary ramps will be installed Page 25 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN both at the south abutment near the spillway approach and at the south bank upstream of the abandoned intake structure allowing access down into the dewatered lake bed. A helicopter landing zone is available near the Grizzly Intake structure. These access areas are shown on Figure 4. Additional contractor use areas will be located adjacent to the work site at Lower Bucks Lake near the bypass pipe outlet and will use existing open/developed areas such as the road surface and shoulder (see Figure 4). The sitesmay require site preparation activities including grading, rock placement and tree trimming or removalas shown on Figure 4. This area includes placement of the downstream outlet of the temporary bypass pipe. Three additional areas will be located along Grizzly IntakeRoad from the Bucks Penstock Road intersection to the dam spillway (see Figure 4). Areas of temporary improvements shown on Figure 4 may include tree removal, some grading, placement of rock and BMPs to make the sites usable for material storage, parking, transport trucks and other heavy equipment. Any sites used along Grizzly Intake Road will be restored to pre-project conditions. In order to complete the work described above, construction materials expected onsite could include Caltrans Class 2 aggregate base rock, 2”-3” ballast rock, small rip rap, culvert pipe, silt fence, straw waddles, etc. All such construction materials will be weed free. Construction equipment required to perform this work could include, but is not limited to: 4,000 gallon water truck, 3 to 4 PG&E utility work trucks, large metal tracked excavator, D8 Dozer, two 10 wheel dump trucks, PG&E backhoe, sheepsfoot roller compactor, grader, smooth drum roller compactor, hand operated jumping jack, chain saws, wood chipper, and various other small miscellaneous hand and power tools. All heavy equipment used on site will be cleaned in accordance with invasive weed prevention protocols to minimize the potential spread of invasive weeds. Fueling will be limited to areas outside of a 107-foot buffer from any watercourse, including the lake, unless spill containment is provided. 3. T RAFFIC C ONTROL The planned road closures are shown on Figure 9. A complete closure of general public access to Bucks Penstock Road will be implemented not only for the duration of the outage, but also during the duration of hauling spoils from Staging Area 1 to Staging Area 3. This will greatly reduce conflicts between heavy equipment/truck traffic and the public during construction work. This route can be made available to PG&E Operations and USFS staff as needed. A gate willbe installed at the entrance Bucks Penstock Road off of Bucklin Road to aid in closing this route during non-work hours,with multiple locks to allow for access by other parties that have demonstrated access needs. Three Lakes Road will also be completely closed to the general public at Mill Creek Road. The water bypass piping may be on, or in close proximity to, Three Lakes Road. Although the road will still be passible, the critical need for the downstream bypass flow would best be protected from potential tampering or damage behind a locked gate. A gate will be installed at the entrance to Three Lakes Road to aid in closing this route during non-work Page 26 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN hours, with multiple locks to allow for access by other parties that have demonstrated access needs. Additional traffic control south on Bucklin Road is not anticipated at this time. All trucks, equipment, etc. will be capable of following set traffic laws while traveling Bucklin Road. 4. F IRE H AZARD P REVENTION Site preparation and construction will take place during the normal fire season. Tree removal will be required in the project, staging and access areas as described above. The provisions below outline the channels of responsibility for fire prevention and suppression activities and establish an attack procedure. Project personnel will make all reasonable efforts to prevent and suppress wildfires. Fire Prevention Requirements Burning – No burning will take place on this project. Welding, air-arc gouging, oxy-acetylene cutting, and grinding of pipe, steel or rebar is referred to as Hot Work. Hot work will be monitored at all times. Areas where hot work is being performed will be cleaned to mineral soil, and all brush, duff and other organics will be cleared a minimum of 10 feet away. Work pieces will be allowed to cool before being moved and will be cooled before the site is closed each night. Extinguishers will be maintained at all sites where hot work is being performed. A shovel and a five-gallon supply of water will also be available. A permit is required during the fire precautionary period. Smoking – Smoking may only be done in vehicles, on roads, or areas cleared to mineral soil for a diameter of at least three feet. Vehicles and equipment can be ignition sources resulting from hot exhaust sparks, catalytic converters, hot brakes, and vehicle fires. Equipment used on the site will be maintained with spark arrestors as appropriate. Parking and laydown areas will be cleared of grass or other flammable materials. Fire extinguishers will be maintained on all vehicles. Trucks will be fueled at the headquarters and construction equipment will be refueled by a refueling pickup truck at the site. Required Fire Equipment Oneshovel, one axe, and one extinguisher U.L. rated 4 BC or more on each pick up, crew truck, and personnel vehicle One shovel with each tractor, backhoe, or other heavy equipment. Page 27 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN One shovel and one backpack five-gallon water filled pump with each welder. One shovel and one chemical pressurized fire extinguisher (fully charged) located at a point not greater than a distance of 25 feet from the work site, for each gasoline powered tool, including but not restricted to chain saws, rock drills, etc. Fire extinguishers shall be of the type and size set forth in the California Public Resources Code Sec. 4431 and the California Administrative Code, Title 14, Sec. 1234. Shovels shall be a type “O”, and overall length of not less than 46 inches. Axes or Pulaski’s (Pulaski’s are recommended) shall have a 2 ½ pound or larger head, and not less than 28 inches in overall length. 5. D ISPOSAL C LEANUP AND D EMOBILIZATION Details of Demobilization and Clean-up procedures are included under Scope of Work in Section B.1. 6. W ORK S HIFT Typical work shift will begin at 0700 and end at 1730. As this is outage related and due to the large volume of work required, it is anticipated that this project will utilize a 7-10 schedule. If additional progress is needed, work days may be extended to 12-hour days. If work progresses quicker than planned, the work shifts can be reduced to 4 or 5 days per week. C. ENVIRONMENTAL RESOURCES 1. B IOLOGICAL R ESOURCES The potential for this project to impact biological resources was assessed through the development of a Biological Resources Assessment (BRA) (Attachment 4a) and a Jurisdictional Features and Impacts of PG&E’s Lower Bucks Dam Geomembrane Project Memorandum (Attachment 4b). TheStudy Area for the project (approximately 142 acres) includes three discontinuous areas that encompass the Diversion Dam, the adjacent portions of the Lower Bucks Reservoir and Bucks Creek stream channel, and the surrounding uplands that may be used for access and staging areas. The BRA included a desktop review, wildlife habitat suitability surveys and protocol-level floristic surveys within the Study Area. The desktop review included a search of published 2 information concerning special-status species that may occur in the Study Area. The 2 Special-status species are state and federally threatened, endangered, or candidate species, USFS sensitive, and California Species of Special Concern (SSC), as well as plants listed as either Category 1 or 2 by the California Native Plant Society. Page 28 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN sources consulted included CDFW’s California Natural Diversity Database (CNDDB; CDFW 2018a), the USFWS Information for Planning and Consultation (IPaC) website (USFWS 2018a), and miscellaneous information available through the USFWS, CDFW, and technical publications. The CNPS’s Online Inventory of Rare and Endangered Vascular Plants of California (CNPS 2018) and the Consortium of California Herbaria (CCH; CCH 2018) provided additional information regarding the distribution and habitats of special- status plants in the vicinity of the Study Area. Biological information from recent relicensing studies (PG&E 2002, 2005, 2015a, 2015b, 2015c, 2015d, 2015e, 2015f, 2015g, 2015h, 2015i) was also reviewed. Field surveys to identify biotic habitats, evaluate botanical and wildlife resources, and assess habitat suitability for wildlife species were conducted on October 10 and 11, 2018. A previous BRA for the initial scope of the project was conducted on October 14 to 16, 2015, and is also incorporated into this assessment review. The 2015 and 2018 surveys were conducted by walking the extent of the Study Area. Observations were made of soils, current land use, nature and degree of disturbance, physical topography, site physiognomy (characteristic species and related features of the associated plant community or vegetation, if any), and presence or potential presence (permanent or transitional) of special-status wildlife. Complete floristic survey were also performed on June 28 to 30, July 5 to 7, 11 to 14, and 25 to 26, and August 22 to 23, 2016 to determine the presence or absence of any special-status plant species. The survey methods followed established plant survey guidelines (California Department of Fish and Game \[CDFG\] 2009 and CNPS 2001), except vegetation communities were classified using types from Preliminary Descriptions of the Terrestrial Natural Communities of California (Holland 1986). The habitats within the Study Area include Sierran mixed conifer forest, Sierran white fir forest, montane chaparral, montane riparian scrub, freshwater seeps, perennial stream channel, and reservoir. Other land uses within the Study Area include utility and recreation facilities and roads. Descriptions of these habitats are provided in the BRA. Impacts to jurisdictional wetland habitats include temporary impacts to 9.913acres of reservoir habitat, 1.314 acres (1,648 linear feet) of perennial stream habitat, and 0.012 acres (103 linear feet) of ephemeral and intermittent stream habitat. There would be permanent impacts to 0.057 acres of reservoir habitat. Nine special-status wildlife species have suitable habitat within the Study Area. Western bumblebee (Bombus occidentalis, USFS sensitive) may nest and forage in the Study Area. Suitable roosting and foraging habitat for various special-status bats is present in the Study Area: pallid bat (Antrozous pallidus, a CDFW species of special concern and USFS sensitive), Townsend’s big-eared bat (Corynorhinus townsendii, a CDFW species of special concern and USFS sensitive), and fringed myotis (Myotis thysanodes, USFS sensitive). The Study Area contains suitable nesting habitat for bald eagle (Haliaeetus leucocephalus, state endangered and fully protected, and USFS sensitive), and great gray owl (Strix nebulosa, state endangered and USFS sensitive). The helicopter flight path may cross areas inhabited by California spotted owl (Strix occidentalis occidentalis, CDFW species of special concern and USFS sensitive) and northern goshawk (Accipiter gentilis, CDFW species of special concern and USFS sensitive). Finally, the majority of the Study Area falls within Page 29 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN designated critical habitat for Sierra Nevada yellow-legged frog (Rana sierra, SNYLF), state and federally listed as threatened, and a USFS sensitive species. One special status plant was observed in the Study Area during the floristic survey: Mildred’s clarkia (Clarkia mildrediae subsp. mildrediae, California Rare Plant Rank \[CRPR\] 1B.3 and USFS sensitive). With the implementation of the AMMs described below, significant impacts to these species and the local environment are not anticipated. Any effects would be limited to disturbance of individuals and would not affect the overall population of any of these species. For the federally listed SNYLF, a separate biological assessment has been filed with the USFWS (Attachment 4c). This assessment concluded that the activities described in this project description (the Proposed Action in the BA) may affect, but is not likely to adversely affect, SNYLF or to adversely modify its critical habitat. Avoidance and Minimization Measures General Construction Measures 1. All project personnel will attend a preconstruction environmental training to review potential special-status wildlife and plant species that could be found in project work areas and AMMs for the project that will be implemented. 2. Work areas, staging areas, and access roads will be limited to those shown in the final project description (PG&E 2019c or final document). These areas will be clearly designated in the field prior to the start of construction activities. All heavy equipment, vehicles, and construction activities will be confined to these designated areas. 3. All trash generated by construction or crew activities will be properly contained and removed from project work areas. All food waste will be removed daily. 4. All project personnel will visually check for animals beneath vehicles and equipment immediately prior to operation. 5. Any pipes, culverts, or other open-ended materials and equipment stored onsite for one or more overnight periods will be inspected for animals prior to moving, burying, or capping to assure that no animals are present within the materials and equipment. 6. To prevent accidental entrapment of wildlife during construction, all excavated holes, ditches, or trenches greater than 1 foot deep will be covered at the end of each work day by suitable materials or escape routes will be constructed. After opening and before filling, such holes, ditches, and trenches will be thoroughly inspected for trapped animals. 7. If a special-status species is discovered in project work areas, the PG&E Project Biologist (currently Larry Wise, 925-415-6353, lmwo@pge.com) will be contacted to determine next steps. Any special-status animal will be allowed to move off site on its own. Special-status species will not be taken or harassed. Page 30 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 8. A copy of all applicable permits and approvals, with associated maps, conditions, and AMMs, will be kept onsite at all times. Measures for Amphibians and Fish 9. Project activities in the lakebed will be limited to the areas in the project description (PG&E 2019c) and will occur after the Reservoir is dewatered. 10. A preconstruction survey to confirm the absence of SNYLF will be conducted prior to disturbance in all areas within designated critical habitat and providing suitable habitat elements to support any lifestage of this species. 11. Prior to the onset of work at Staging Area 3, the western edge of the work area, out to 300 ft from the stream margin will be surveyed to determine if SNYLF are present. If they are present, the Project Biologist will contact the USFWS to determine appropriate next steps to avoid impacts. If they are not present, a silt fence will be installed between the creek and the work area to prevent SNYLF from moving into the work area. The bottom edge of the silt fence will be buried to prevent SNYLF from passing under the fence. 12. In the event a SNYLF is encountered onsite, project work activities will cease until the animal has left the location on its own. The PG&E Project Biologist will be contacted as soon as possible to determine appropriate next steps. 13. As specified in the dewatering plan, water that appears turbid will be filtered or allowed to settle in holding tanks before being released downstream of project work areas into Bucks Creek. 14. PG&E will coordinate with CDFW regarding a fish restocking plan. Measures for Nesting Birds 15. As work will be conducted during the nesting bird season (February 15 to August 31), within two weeks prior to starting work a qualified biologist will perform a nesting bird survey. If active nests are found, the PG&E Project Biologist will determine appropriate avoidance buffers and provide a map of nest locations and avoidance buffer areas prior to work. The Project Biologist will communicate the avoidance buffers to the construction foreman and helicopter pilot. In addition to avoiding construction activities within buffers, helicopters will avoid the buffer distance both horizontally and vertically. Biological monitoring may be needed, as determined by the biologist, depending on the results of the survey. Contact the PG&E Project Biologist (Larry Wise, 925-415-6353, lmwo@pge.com) at least two weeks prior to work to arrange this survey. 16. Helicopter flight paths between work areas will maintain a 1,000-foot vertical distance above forested areas, as safe to do so, to avoid potentially impacting California spotted owl, northern goshawk, or bald eagles. The PG&E Project Page 31 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Biologist will communicate the avoidance buffers to the construction foreman and helicopter pilot. Measures for Special-status Plants 17. Prior to starting work, a qualified biologist will flag known occurrences of special- status plant species (Mildred’s clarkia) for avoidance. As feasible to safely conduct work, flagged special-status plants will be avoided during work activities. Wetland and Water Feature Measures 18. Equipment and vehicles will only enter upland areas, or areas within the lakebed that are dry (either by dropping the lake level intentionally, or naturally in the late summer/fall). No vehicles or equipment will enter wetted portions of Lower Bucks Reservoir. 19. Erosion and sediment control best management practices (BMPs) will be installed (as appropriate and described in the storm water pollution prevention plan \[SWPPP\]) along work area boundaries prior to initiating activity and will be maintained through the duration of project activities. 20. Erosion and sediment control materials (e.g., hay bales, straw wattles, erosion blankets, etc.) use for the Project will not include micro-filament netting to avoid entrapment of wildlife. 21. Extreme caution will be exercised when handling and or storing chemicals (fuel, hydraulic fluid, etc.) near waterways; all applicable laws/regulations and BMPs will be abided by. Keep spill kits onsite and clean up and report all hazardous spills immediately. 22. Vehicles operating adjacent to wetlands and waterwaysor within the reservoir bed will be inspected and maintained daily to prevent leaks. 23. A designated area will be set up within the reservoir footprint to provide for the fueling and storage of equipment when not in use. This area will provide an impermeable layer to contain any spills of toxic chemicals (oil, fuel, hydraulic fluid, etc.) that may come from equipment used in the reservoir. A spill cleanup kit will be kept within this area at all times. All fueling of equipment used in the reservoir bottom will be performed in this area (maintenance would be done off site). All of the equipment used in the reservoir will be stored in this area when not in useor will be moved into an upland area. 24. Except within above-mentioned area, no vehicles or equipment will be refueled or stored overnight within 100 feet of wetlands, streams, or other waterways. 25. Decontaminate Gear and Tools - The coffer dam, pumps and associated piping materials, seines and nets will all arrive on site already decontaminated. Wheels and Page 32 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN or skids of large digging equipment (i.e. backhoes, excavators, bobcats) will be power washed and free of any soil before arriving on site. 26. Any stationary equipment containing lubricating oils and fuel (e.g., portable compressor, hydraulic pump, cranes, and generator) will be placed within secondary containment in upland areas above the ordinary high-water mark (OHWM) whenever feasible. Where this is not feasible, stationary equipment and the secondary containment may be placed in areas that are dry, but will not be left overnight, weekends, or other times when construction personnel are not present. 27. Excavated spoils will be temporarily stockpiled within the reservoir bed, and then trucked off-site to a suitable upland disposal area as described in the project description. Laydown areas shall be protected with appropriate measures to prevent runoff of sediments to adjacent waterways. 28. Once all lakebed/bank stabilization and clean-up work has been completed, the affected work areas will be recontoured to as close to their original state as practicable. Newly denuded or exposed soils will be stabilized using BMPs. The SWPPP and/or restoration plan will be followed as applicable. Noxious Weed Prevention Measures 29. In order to prevent noxious weeds from being spread and/or introduced, the following measures will be implemented: a. Equipment will be washed and visually inspected prior to transport to the construction area so that they are clean of dirt, mud, seeds or other plant material. Equipment will be considered clean if a visual inspection reveals no soil, seed, or plant material on the equipment (disassembly of equipment not required). b. Any straw erosion and sediment control materials will be composed of certified weed free material as much as practicable. Contact the PG&E Biologist (Shannon Johnson, 925-415-2657,Shannon.johnson@pge.com) for assistance. c. Keep gravel and soil spoil piles free of invasive weeds; use areas that are known to be weed free for staging and laydown areas. d. Minimize soil disturbance to the extent possible. e. Drive and park on established roads as much as possible. f. All heavy equipment, vehicles, and construction activities will be confined to existing access roads, road shoulders, and disturbed or designated areas to the extent practicable. Page 33 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN g. Any seed used for post-construction restoration will include California native species. Contact the PG&E Biologist (Shannon Johnson, 925-415- 2657,Shannon.johnson@pge.com) for assistance. h. Known occurrences of weeds in the project area and staging areas will be flagged for avoidance or removed. 2. C ULTURAL R ESOURCES The Lower Bucks Dam was constructed in 1928 by the Feather River Power Company and acquired by PG&E in 1936. Due to its age, it is considered a historic era resource. It was determined eligible for listing to the National Register of Historic Places as part of the Bucks Creek-Grizzly Hydroelectric FERC (#0619) Relicensing Project as a contributor to the Bucks Creek Hydroelectric Historic District. The proposed project will require FERC approval and thus it is considered a federal undertaking. Further, the Project is a federal “undertaking” as defined in 36 Code of Federal Regulations §800.16(y) with the potential to effect historic properties (36 CFR §800.3(a)). As a result, the investigation must comply with Section 106 of the National Historic Preservation Act (NHPA) of 1966, as amended, to consider the effect of the undertaking on any sites, buildings, structures, or objects that are included in or may be eligible for inclusion in the National Register of Historic Places (National Register). Further, in support of the Project, PG&E is applying for a Nationwide Permit 3, with the USACOE, in accordance with the requirements of §404 of the Clean Water Act, and USACOE is taking the federal lead for consultation with the California Office of Historic Preservation. Garcia and Associates, contracted through PG&E, is preparing cultural resources technical studies to meet the USACOE, PG&E and FERC Section 106 of the NHPA requirements. A cultural resources inventory and evaluation report will identify historic properties, including prehistoric and historic-era archaeological and architectural resources more than 45 years of age, per 36 Code of Federal Regulations §800.4. The report will present identification efforts within the Area of Potential Effects (APE) that include the results of records searches with MapGuide and the Plumas National Forest, interested parties consultation, Native American Heritage Commission consultation, Native American consultation, field survey, and resource evaluations. A finding of effects report will assess the Project’s potential to affect historic properties. Project Cultural Resource Reporting is Attachment 5 to this Project Description; the report is in progress and expected complete by late June 2019. There are known built environment and archaeological resources within the APE for the Project including: built environment resource’s 05-11-54-0028 (former tramway) and 05- 11-56-860 (Bucks Creek Hydroelectric System Historic District) and archaeological resource 05-11-56-859 (historic-period recreational camping). The Project will evaluate 05- 11-54-0028 and 05-11-56-859 for inclusion in the National Register, we’re assuming both resources are not eligible for inclusion in the National Register. The Projects potential to effect 05-11-56-860 will be assessed in a finding of effects report that will likely recommend Environmentally Sensitive Area (ESA) Fencing and archaeological monitoring as mitigation measures. Additionally, further research and or field observations will used to Page 34 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN determine the appropriate level of cultural resources project monitoring. The table below provides a known resource summary. Resource Name Resource Evaluation Probable Mitigation Number Former Tramway 05-11-54-0028 Will EvaluateNone Historic-Period 05-11-56-859 Will EvaluateNone Recreational Camping Bucks Creek 05-11-56-860 National ESA Fencing and Archaeological Hydroelectric System Register-Monitoring Historic District Eligible The completion of Section 106 of the NHPA will be coordinated with USACE as they will be consulting with the California Office of Historic Preservation, which must concur with our recommendations of eligibility and potential to effect. Unanticipated Discovery Protocol If cultural resources are encountered during any project ground disturbance, excavation work, equipment activities, vegetation management or road work repair activities related to the project all work shall stop within the vicinity of the discovery and the PG&E Cultural Resource Specialist (CRS) should be contacted immediately. If any discoveries are made on agencyproperty PG&E will notify the agency within 48 hours. PG&E will consult with the agencyto determine the proper course of action and as appropriate. In addition, the California NAHCand identified Tribes and or Tribal Representatives will also be contacted, as appropriate. ThePG&E CRS will communicate and consult with Tribal entities, as appropriate and as required by the Bucks Creek (FERC Project No. 0619) Historic Properties Management Plan (HPMP) and as part of Section 106. It is recommended that no work in the vicinity of the discoveryproceed until the PG&E CRS can work out next steps, including avoidance and or the NRHP evaluation of the identified resource. If necessary, PG&E will also consult with the California SHPO regarding any potential effects to historic properties. Archaeological and historic-period resources in the region may include: Archaeological materials: flaked stone tools (projectile point, biface, scrapper, etc.) and debitage (flakes) made of chert, obsidian, etc., groundstone milling tools and fragments (mortar, pestle, handstone, millingstone, etc.), faunal bones, fire-affected rock, dark middens, housepit depressions and human internments. Historic-era resources: may include but are not limited to, small cemeteries or burial plots, cut (square) nails, containers, or miscellaneous hardware, glass fragments, cans with soldered seams or tops, ceramic or stoneware objects or fragments, milled or split lumber, earthworks feature or structure remains and trash dumps. Page 35 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 3. E ROSION C ONTROL AND F UGITIVE D UST A BATEMENT With the land disturbance activities being > 1 acre, the Project will obtain coverage under the General Permit for Discharges of Storm Water Associated with Construction Activity Construction General Permit Order 2009-0009-DWQ. The development of a Storm Water Pollution Prevention Plan (SWPPP) by a certified Qualified SWPPP Developer (QSD) will be executed. The SWPPP will outline qualified Best Management Practices (BMPs) to implement and where. Vehicle traffic and excavation activities have the potential to generate fugitive dust. Due to the remote location and restricted access, it is unlikely that a quantity of dust sufficient to create a public nuisance would be generated. Still, measures to limit fugitive dust will be implemented during the project when required. Vehicle speeds will be limited to 15 mph when travelling on unpaved roads. A water truck will be available to control dust on roads and in the laydown areas. In addition, this truck will be equipped to provide a focused knockdown spray during excavation activities if excessive dust is created. 4. W ATER Q UALITY Project related activities are likely to affect in-stream surface water quality as the reservoir is drained and dredged. Based on the work scope, the key water quality parameter of concern is turbidity. If turbidity is found to exceed acceptable bounds, as indicated in the 401 Certification, project related activities will be stopped until water quality is restored. There will be one monitoring station located upstream of Bucks Reservoir which will provide baseline information. A second compliance station will be located downstream of the pipe that will used to convey flow from Bucks (Storage) Lake to the downstream side of Lower Bucks Dam. The location of the stations will be determined by accessibility, safety and suitability to meet overall monitoring objectives. PG&E will install an automated sensor system to monitor turbidity at 15-minute intervals at the baseline and compliance stations. The work area will be visually monitored during in-water activity, and periodic checks will be made to the data being collected at the compliance stations. Turbidity data will be processed to determine the 24-hour daily average value to ensure turbidity compliance. As a BMP, if the 24-hour average of turbidity is above the level of compliance then in-water work will be temporally stopped until turbidities reach a level of compliance. Work will also be stopped in the case of visible plumes of either turbidity or petroleum products immediately outside the perimeter of the turbidity curtain. Unanticipated modifications to monitoring procedures or analysis methods will be documented and reported. Page 36 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 5. H AZARDOUS M ATERIALS All hazardous material will be managed and stored under the direction of the ENVR 3000P- 01 Procedure. All materials will have legible labels, stored in appropriate containers and stored in secured/contained areas. Safety Data Sheets (SDS) or Material Safety Data Sheets (MSDS) will be available at the job site upon request. Quantities of hazardous materials will be below thresholds (55 gallons/500 pounds/200 cubic feet) quantities for less than 30 days. No bulk fuel storage tanks will be placed on site. Trucks and equipment will be refueled from non-bulk, truck-mounted fuel tanks. All refueling operations will be attended by trained personnel and be conducted in accordance with applicable BMPs and PG&E policies. Prior to operation, all equipment will be inspected for fluid leaks and for signs of worn or damaged parts that may result in a release. All hazardous waste products will be placed in the proper containers and transported from the job site to an authorized Hazardous Waste Collection Site under the direction of PG&E’s remote hazardous waste consolidation requirements (ENV-4000P-03). Small engine powered equipment will be provided with secondary containment. Whenever possible, vehicles and equipment with engines supplying motive power will be parked in designated areas located 200-feet or more from water. Drip pans or other containment measures will be placed under vehicles and equipment when not in use while located within 200-feet of water. In accordance with PG&E policy, all hazardous substance releases to the environment are reported internally. A spill kit will be maintained on site to ensure prompt containment in the unlikely event of a release to the environment. All media impacted by a spill will be cleaned up and disposed off-site in accordance with all applicable regulations. D. PERMITS AND APPROVALS 1.P ERMITS ThePG&E Land Planner has reviewed the proposed activity (project) and confirms that discretionary permits or authorization from resource agencies may be applicable or are not applicable for the following reasons: 1.Project activity and impacts are located within the jurisdictional boundary (Waters) of the U.S. and will result in filling of Waters; U. S. Army Corps of Engineers (USACOE) and Regional Water Quality Control Board (RWQCB) permits (under Clean Water Act Sections 404 and 401, respectively) are required. a. The USACOE is proposed as the Project federal lead agency and will be responsible for USFWS ESA Section 7 and NHPA Section 106 consultations as Page 37 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN appropriate. FERC is expected to be accepting of federal consultations and determination made by/under theUSACOE. b. The Central Valley RWQCB is proposed as the California Environmental Quality Act (CEQA) Lead Agency. The project is expected to qualify for a Class 1 Categorical Exemption (CE) under CEQA, because it involves the “operation, repair, maintenance, permitting, leasing, licensing, or minor alteration of existing public or private structures, facilities, mechanical equipment, or topographical features, involving negligible or no expansion of use beyond that existing at the time of the lead agency's determination,” and no impacts to historical resources, hazardous waste sites, or scenic highways, and no significant effects or cumulative impacts are expected. 2. Project activities will entail ground disturbance of over 1 acre in area, therefore a National Pollution Discharge Elimination System (NPDES) Construction StormWater permit is required from the State Water Board (under CWA 402). The project will prepare a SWPPP and file the NOI prior to beginning work activities. 3. PG&E hydroelectric facilities, assets, and activities that are within FERC boundaries and subject to FERC licensing and regulatory requirements, are not subject to state or local law (Federal Power Act preemption). a. Therefore,the proposed project is preempted from California Fish and Game Code 1602 and a Lake and Streambed Alteration Agreement is not required from the California Department of Fish and Wildlife. b. The project is preempted from state Porter-Cologne Water Quality Control Act regulations managed by the Regional Water Board. c. Plumas County jurisdiction is also preempted; no permit is required/requested from the County. In addition, Plumas County has waived its jurisdiction in the past for hydro power projects taking place on Utility-owned lands or federally owned lands (2010 CBC defines County authority over Nonstate-regulated buildings, structures and applications. California Government code Section 53091 exempts public utilities from local building and planning ordinances and Federal law exempts federal projects and properties from local building and planning ordinances unless voluntary request inclusion in the permit process). 2. R EVIEWS/A PPROVALS As discussed in Section A.5 of the Project Description, the proposed project is expected to require review and approval from the DSOD and FERC. This project will require a DSOD Dam alteration application, which would also include a filing fee. The regulations require that PG&E allow at least 60 days for FERC approval. However, it is prudent to allow 90 to 120 days for FERC approval whenever possible. Page 38 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN License Article 13 requires, in part, that PG&E maintain a minimum instream flow in Bucks Creek below the Lower Bucks Dam. Minimum streamflow’s are: (1) Minimum streamflows from Lower Bucks Lake to Bucks Creek: Period Flow, in cubic feet per second (cfs) November 1 through April 304 cfs May 1 through June 30*8 cfs July 1 through October 31 6 cfs License Article 13 also requires PG&E maintain a minimum water elevation for all lakes. The minimum elevation for Lower Bucks Lake is 4,966 feet. PG&E will pursue a temporary flow variance for the months of May and June of 6 cfs. In addition to the flow variance, PG&E requests the 24-hour average of the flow (mean daily flow) be used for minimum stream flow measurement and reporting for May 1 through November 1, 2020. PG&E will also request a variance to the minimum elevation for Lower Bucks Lake, the lake will be completely dewatered between May 1 to November 1 of 2020. Prior to filing with FERC, PG&E will coordinate and receive concurrence from the USFS, USFWSand CDFW. Staging Area 3 and a portion of Staging Area 1 is located outside of the current FERC boundary. PG&E will coordinate a FERC Exhibit update to capture Staging Areas 1 and 3 wholly within the FERC Boundary. The Exhibit update will be routed for review and concurrence through the Plumas National Forest before finalizing with FERC. The inclusion of these two staging areas into the FERC Boundary is expected to be finalized with FERC by the time project activities commence. The United States Forest Service- Plumas National Forest (PNF) will be provide with the Project Description for review and concurrence.PNF will be allotted 60 days for their review once they receive all pertinent Project information. Page 39 of 39 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN PHOTO 1. STAGING AREA 1, LOOKING EAST DOWN BUCKS PENTSOCK RD. PHOTO 2. STAGING AREA 1,LOOKING SOUTH FROM ROAD. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN PHOTO 3. STAGING AREA 2,ADJACENT BUCKS LAKE(STORAGE) DAM PHOTO 4. STAGING AREA 3, LOOKING SOUTH OF BUCKS LAKE RD 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN PHOTO 5. STAGING AREA 3, VIEW EAST INTOPROPERTY PHOTO 6. OVERVIEW OF LOWER BUCKS DAM FROM SOUTH SHORE 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN PHOTO 7. CLOSE UP VIEW OF DAM FROM LEFTABUTMENT PHOTO 8. VIEW(TYPICAL)OF SOUTH SHORELINE WHERE LAKEBED ACCESSWILL OCCUR 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN PHOTO 9. DOWNSTREAMVIEW OF DAM/SPILLWAY AND LLO/BYPASS PIPELINE DISCHARGE POINT TO BUCKS CK PHOTO 10. VIEW EAST(UP RESERVOIR) FROMDAM SPILLWAY 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN PHOTO 11. VIEW OF STREAM CHANNEL BELOWBUCKS LAKE DAM LLO(BYPASS PIPELINE ALIGNMENT) PHOTO 12. VIEW OF LLO RELEASE VALVES 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN (2020 Outage Bucks/Grizzly:May 1, 2020 – October 31, 2020) Site Description Scope of Work Њ 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN FERC Flow Variances to Mandatory Instream Flow Requirements o o o o o o Water Management Overview Operational drawdown and water management of Bucks Storage Ћ 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Drawdown of Lower Bucks Lake Drawdown of Lower Bucks LakePhase 1 Drawdown of Lower Bucks LakePhase 2 Ќ 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Drawdown of Lower Bucks LakePhase 3 Ѝ 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Drawdown of Lower Bucks LakePhase 4 Ў 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Drawdown of Lower Bucks LakePhase 5 Facilitate CDFW fish rescue (optional) Џ 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Bypass water system Handling of nuisance water within Lower Bucks Lake А 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Filling of Lower Bucks Lake Б 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN В 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN ЊЉ 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN ЊЊ 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN ЊЋ 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN ЊЌ 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN ЊЍ 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN ЊЎ 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN ЊЏ 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN ЊА 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN ЊБ 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN ЊВ 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN ЋЉ 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN James S. Nelson, M.A., RPA Mailing Address Pacific Gas and 350 Salem Street Senior Cultural Resource Electric Company Chico, CA 95828-5331 Specialist, Environmental Cell: (530) 228-3152 Management–Generation Office: (707)445-5516 Email: JSN8@pge.com August 21, 2019 Julianne Polanco Office of Historic Preservation 1725 23rd Street, Suite 100 Sacramento, CA 95816 Attention: Brendon Greenaway Re: Initial Consultation - Section 106 Compliance, National Historic Preservation Act Lower Bucks Lake Dam Carpi-liner Project, Plumas County, California (FERC No. 619). Dear Ms. Polanco: Pacific Gas and Electric Company (PG&E), under the authority of the Federal Energy Regulatory 1 Commission (FERC),is initiating consultation with the State Historic Preservation Officer (SHPO) regarding the above-referenced project (FERC No. 619, PG&E Order No. 74008301). This project constitutes an undertaking pursuant to 36 Code of Federal Regulations Section (CFR §) 800.16(y) because a FERC approval is required. The United States Army Corps of Engineers is processing the project under a non-reporting regional nationwide permit for maintenance. Specifically, we are consulting with you regarding the following: (1) requesting your agreement regarding the appropriateness of the defined Area of Potential Effects (APE) for both archaeology and built environment with consideration that the APE areas may change if additional cultural resources are identified; (2) your approval on the adequacy of our identification efforts within the areas we were able to access; (3) concurrence with our determination that one historic- period archaeological resource (05-11-56-00859) is not eligible for inclusion in the National Register of Historic Places; (4) concurrence with our determination that the Bucks Lake Narrow Gauge Railroad (05-11-54-00028/05-11-54-00790 \[P-32-002826\]) is assumed eligible for purposes of this undertaking only; (5) concurrence with our delineation of Environmentally Sensitive Area (ESA) fencing proposed to avoid known archaeological resources; and (6) your concurrence with our determination that a Programmatic Agreement will need to be executed for this project to phase the Section 106 process pursuant to 36 CFR §800.49(b)(2) and 36 CFR §800.4(a)(3). Enclosed, you will find the following materials in support of our present consultation effort: Attachment 1: FERC’s designation of PG&E as the non-federal representative for 1 Designation of PG&E as the non-federal representative for consultation under the Endangered Species Act and the National Historic Preservation Act; August 14, 2019. 1 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN consultation under the Endangered Species Act and the National Historic Preservation Act; August 14, 2019. Attachment 2: Jordan, Nichole et al. 2019. Cultural Resources Inventory, Evaluation, and Environmentally Sensitive Area Action Plan for the Lower Bucks Lake Dam Carpi-liner Project Plumas County, California. Prepared by Garcia and Associates at the request of Pacific Gas and Electric Company. Project Description PG&E proposes to drain Lower Bucks Reservoir, dredge behind Lower Bucks Dam, and install a liner on the base and face of the dam. Identification Efforts The project APE is depicted in Attachment 2. The maximum extent of ground disturbance or Area of Direct Impact (ADI) was delineated because the project has the potential to affect historic properties. The Archaeological APE includes the ADI and the extent of archaeological resources that are within 25 feet of the ADI. The Built Environment APE includes the Archaeological APE and the extent of built environment resources that the project has the potential to affect. Garcia and Associates (GANDA), contracted through PG&E, and InContext, contracted through GANDA and PG&E, have prepared a report (Attachment 2) that identifies historic properties, including prehistoric and historic-period archaeological and architectural resources more than 45 years of age, per 36 CFR §800.4, within accessible portions of the ADI. A portion of the ADI was not accessible during this effort because it is submerged beneath Lower Bucks Lake. The submerged portion of the ADI is also sensitive for encountering cultural resources, some of which, the project would not be able to avoid, if encountered. We cannot fully determine how the “undertaking” may affect historic properties or the location of historic properties and their significance and character because a cultural resources inventory cannot be completed within an area of the ADI that is sensitive for resources. Therefore, a Programmatic Agreement (PA) will need to be prepared to detail a phased approach to Section 106 on the project. The report (Attachment 2) presents identification efforts within the ADI that include the results of records searches with the PG&E Confidential Cultural Resources Database, which is an authoritative source of records on-file at the Northeast Information Center,and the Plumas National Forest, interested parties’ consultation, Native American Heritage Commission consultation, Native American consultation (contacted on August 13, 2019 \[by mail\], and August 19, 2019 \[by phone\]), partial field survey of the ADI, resource identification, evaluations, and recommended ESA fencing locations. No new resources were identified. Results of Identification Efforts Built Environment The Bucks Creek Hydroelectric System Historic District, 05-11-56-01004 (District), is within portions of the ADI and the entirety of the District is within the Built Environment APE. PG&E, delegated with Section 106 authority by FERC, determined that this District is eligible for listing in the National Register. On June 9, 2016, your office concurred with this determination. The District is considered a 2 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN historic property, as defined in 36 CFR §800.16. The District consists of eight elements that contribute to its significance. Portions of four of these elements are located within the project’s Built Environment APE and portions of the ADI: Milk Ranch Conduit, Bucks Lake Dam, Lower Bucks Lake Dam, and Tunnel No. 2. The Bucks Lake Narrow Gauge Railroad (05-11-54-00028/05-11-54-00790 \[P-32-002826\]) is an unevaluated resource related to the District in the Built Environment APE and portions of the ADI. This resource is assumed eligible for the purpose of this undertaking only. Archaeological and Native American Coordination Cultural resource sensitivity is high within the inaccessible Lower Bucks Lake lakebed due to the potential to encounter archaeology and built environment resources related to Bucks Ranch, the District, and prehistoric archaeological resources. Known resources located within the Archaeological APE will be protected from potential effects with installation ESA fencing. Native Americans had no concerns with the project. With the preceding considerations in mind, PG&E requests both an expedited review pursuant to 36 CFR §800.3(g) and either your comments or concurrence on the following: 1.The appropriateness of the archaeological and architectural APEs for the undertaking (pursuant to 36 CFR §800.4\[a\]\[1\]). 2.The adequacy of historic property identification efforts (pursuant to 36 CFR §800.4\[b\]). 3.The determination that one historic-period archaeological resource (05-11-56-00859) is not eligible for inclusion in the National Register of Historic Places (pursuant to 36 CFR §800.4\[c\]). 4.Concurrence with our determination that the Bucks Lake Narrow Gauge Railroad (05-11-54- 00028/05-11-54-00790 \[P-32-002826\])is assumed eligible for purposes of this undertaking only. 5.Concurrence with our delineation of ESA fencing proposed to avoid known archaeological resources. 6.The determination that a PAwill need to be executed on this project to phase the Section 106 process pursuant to 36 CFR §800.49(b)(2) and 36 CFR §800.4(a)(3). I look forward to receiving your response as soon as possible upon your receipt of this submittal. PG&E respectfully requests a 30-day review. If you have any questions, please feel free to contact me. Thank you for your time in considering this project. Best Regards, James S. Nelson Senior Cultural Resources Specialist 3 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Attachment 1: FERC’s designation of PG&E as the non-federal representative for consultation under the Endangered Species Act and the National Historic Preservation Act, August 14, 2019. 312:2323.61:3!GFSD!QEG!)Vopggjdjbm*!230230312:!23;36;33!QN Attachment 2: Jordan, Nichole et al. 2019. Cultural Resources Inventory, Evaluation, and Environmentally Sensitive Area Action Plan for the Lower Bucks Lake Dam Carpi-liner Project Plumas County, California. 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