Loading...
HomeMy WebLinkAbout07.14.25 Board Correspondence_ FW_ DOCKET CHANGE- Application To Amend License or Exemption submitted in FERC P-2107-067 by Pacific Gas and Electric CompanyFrom:Clerk of the Board To:Clerk of the Board; Connelly, Bill; Cook, Holly; Cook, Robin; Durfee, Peter; Jessee, Meegan; Kimmelshue, Tod; Kitts, Melissa; Krater, Sharleen; Little, Melissa; Pickett, Andy; Ritter, Tami; Stephens, Brad J.; Sweeney, Kathleen; Teeter, Doug Cc:Hancock, LeAnne; Loeser, Kamie Subject:Board Correspondence: FW: DOCKET CHANGE- Application To Amend License or Exemption submitted in FERC P-2107-067 by Pacific Gas and Electric Company Date:Monday, July 14, 2025 4:27:36 PM Please see Board Correspondence -----Original Message----- From: 'FERC eSubscription' <eSubscription@ferc.gov> Sent: Monday, July 14, 2025 1:25 PM Subject: DOCKET CHANGE- Application To Amend License or Exemption submitted in FERC P-2107-067 by Pacific Gas and Electric Company .ATTENTION: This message originated from outside Butte County. Please exercise judgment before opening attachments, clicking on links, or replying.. On 6/2/2025, the following Filing was submitted to the Federal Energy Regulatory Commission (FERC), Washington D.C.: Filer: Pacific Gas and Electric Company Docket(s): P-2107-067 Lead Applicant: Pacific Gas and Electric Company Filing Type: Application To Amend License or Exemption Environmental and Recreational Compliance Report Description: Pacific Gas and Electric Company submits revised Amphibian Monitoring Plan, revised Fish and Benthic Macroinvertebrate Monitoring Plan, and request for amendment to conditions of the Section 401 Water Quality Certification re the Poe Project under P-2107. To view the document for this Filing, click here https://urldefense.com/v3/__https://elibrary.ferc.gov/eLibrary/filelist?accession_num=20250602- 5134__;!!KNMwiTCp4spf!EAbcOl_SSmZTGEmy3JyxSrNsQNFz9JrS8hufq8biRdI6X0Jk6AzyyqnL_egBHrD1qPX_aGvArP06PcyTVNg8YrYIS4hWaHS0SAIF$ To modify your subscriptions, click here: ------------------------------------------------------------------------ Please do not respond to this email. Online help is available here: https://urldefense.com/v3/__http://www.ferc.gov/efiling-help.asp__;!!KNMwiTCp4spf!EAbcOl_SSmZTGEmy3JyxSrNsQNFz9JrS8hufq8biRdI6X0Jk6AzyyqnL_egBHrD1qPX_aGvArP06PcyTVNg8YrYIS4hWaD0iIiw1$ or for phone support, call 866-208-3676. Power Generation 300 Lakeside Drive Oakland, CA 94612 Mailing Address: P.O. Box 28209 Oakland, CA 94604 June 2, 2025 Via Electronic Submittal (E-File) Debbie-Anne Reese, Secretary Federal Energy Regulatory Commission 888 First Street, NE Washington, DC 20426 RE: Poe Hydroelectric Project, FERC No. 2107-CA Section 401 Water Quality Certification Condition 1 & 9 and Section 4(e) Condition 23 Amendment Requests and Amphibian Monitoring Plan and Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Updates Dear Secretary Reese: This letter presents an amendment request for Section 401 Water Quality Certification Conditions 1 & 9 and Section 4(e) Condition 23 to the license for Pacific Gas and Electric Company’s (PG&E) Poe Hydroelectric Project, Federal Energy Regulatory Commission (FERC) No. 2107. In a filing submitted to FERC on January 25, 2024, PG&E committed to filing an amendment to the State Water Resources Control Board (SWRCB) Clean Water Act (33 U.S.C. §1341) Section 401 Water Quality Certification (WQC) Condition 1 and the United Stated Department of Agriculture, Forest Service (Forest Service) Federal Power Act Section 4(e) Condition No. 23 by December 31, 2024. PG&E filed an amendment request to the SWRCB for WQC Cond. 1, in addition to WQC Cond. 9, and an amendment request with the Forest Service for Section 4(e) Condition No. 23 on December 19, 2024. Background In the January 25, 2024, filing to FERC, PG&E stated that an application to amend WQC Cond. 1 and 4(e) Condition No. 23 would be submitted in 2024. On December 31, 2024, PG&E filed an extension of time request for May 31, 2025, to file the amendments. PG&E is proposing adding language to WQC Cond. 1 and 4(e) Condition No. 23 that allows minimum instream flow (MIF) modifications for maintenance or repairs of the dam, outlet facilities, and MIF release facilities. These amendments would provide PG&E flexibility to address future maintenance and operational needs without seeking a license amendment each time. In addition, PG&E is seeking to update the Amphibian Monitoring Plan and Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan. On February 12, 2024, SWRCB staff requested that PG&E submit a WQC amendment to remove the temperature trigger for monitoring in the Amphibian Monitoring Plan. On October 7, 2024, the SWRCB requested PG&E to submit a WQC amendment to update Table 5 biological monitoring schedule in WQC Condition 9 and the Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan. The SWRCB stated that WQC Condition 9 does not contain language that allows PG&E to update components of the Amphibian Monitoring Plan and Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan without a license amendment. Therefore, PG&E is Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Debbie-Anne Reese, Secretary June 2, 2025 Page 2 requesting to amend the WQC Condition 9 language to allow for efficient plan revisions without a license amendment. Included in this amendment request, PG&E has provided the Amphibian Monitoring Plan and Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan revisions, to meet the SWRCB’s requests. WQC Condition 1 & Section 4(e) Condition No. 23. On December 27, 2023, and January 25, 2024, letters, PG&E committed to filing an amendment that allows MIF modifications for maintenance or repairs of the dam, outlet facilities, and MIF release facilities. PG&E proposes adding language that is consistent with FERC license articles, State Water Resources Control SWRCB WQC conditions and Section 4(e) conditions found in the Bucks Creek Hydroelectric Project license, FERC No. 619, Phoenix Hydroelectric Project license, FERC No. 1061, McCloud -Pit Hydroelectric Project license, FERC No. 2106, and Balch Hydroelectric Project license, FERC No. 175. This amendment would provide PG&E additional flexibility to address future maintenance and operational needs without seeking a license amendment each time. WQC Condition 9 Amendment PG&E is also requesting an amendment to WQC Condition 9 Poe Bypass Reach Biological Monitoring. On February 12, 2024, SWRCB staff requested that PG&E submit a WQC certification amendment to support the Amphibian Monitoring Plan revision. PG&E and the SWRCB held a meeting on October 7, 2024, where it was discussed that a WQC amendment and a plan revision would be needed to revise the biological monitoring schedule in Table 5 of the Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan. PG&E is seeking to streamline the process of WQC amendments and plan revisions. Currently, WQC Condition 9 does not reflect plan revisions that have been approved by FERC, SWRCB, and Forest Service. PG&E proposes changing the language in Condition 9 to provide an efficient process to incorporate past and future revisions under Deputy Director approval. This proposed language is consistent with State Water Resources Control SWRCB WQC conditions found in the Bucks Creek Hydroelectric Project license, FERC No. 619. This amendment would provide PG&E with the ability to adopt plan revisions more efficiently and maintain consistency between the WQC conditions in the license and the management strategies in the plans. Revisions to the Amphibian Monitoring Plan and the Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan are outlined below. Poe Amphibian Monitoring Plan Revision PG&E is respectfully requesting a revision to the Poe Amphibian Monitoring Plan (Plan). PG&E requests that the triggered temperature monitoring requirement for foothill yellow - legged frog (FYLF; Rana boylii) be removed. WQC Condition 9 states that “Monitoring shall commence once the temperature of the North Fork Feather River at Gage 23 exceeds 10 degrees Celsius (°C) mean daily water temperature on two successive days or April 15 of each year, whichever occurs first.” In the event temperatures exceed 10°C mean daily water temperature on two successive days before April 15, PG&E does not have the capability to Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Debbie-Anne Reese, Secretary June 2, 2025 Page 3 mobilize field crews for emergent monitoring. PG&E has requested a (Plan) revision that would satisfy the intent behind this requirement. Amphibians in the Poe bypass reach begin to move to breeding sites using a variety of environmental cues, one of which is when water temperatures consistently exceed 10°C. The intent behind the triggered temperature monitoring requirements is to capture breeding if climate change causes temperatures to exceed 10°C regularly before April 15. To accomplish this, PG&E has a temperature gage at NF23 and will begin analyzing main stem water temperature in association with the initiation of breeding to determine if breeding is being triggered earlier each year over time. If this occurs, then PG&E will monitor prior to April 15 each year, and if temperatures of NF23 exceed 10°C mean daily water temperature on two successive days prior to April 15, then the following year’s breeding survey may begin prior to April 15. Pursuant to the Plan revision section, PG&E met with the Forest Service, SWRCB, USFWS, and CDFW (collectively, Agencies) on July 27, 2022, to discuss this revision. On April 16, 2023, PG&E emailed a redlined and clean Poe Amphibian Monitoring Plan to the A gencies for review. The USFWS had some clarifying questions that were both answered by phone with PG&E’s amphibian biologist and addressed during a meeting with Agencies. The Forest Service responded with concurrence with the revision. Following the plan’s revision text, PG&E filed a letter with the Forest Service’s Forest Supervisor and SWRCB’s Deputy Director on November 14, 2023. PG&E filed an Amphibian Monitoring Plan revision with FERC on December 26, 2023. On February 12, 2024, SWRCB staff requested that PG&E submit a WQC certification amendment to support the Amphibian Monitoring Plan revision. PG&E has added a new requirement to Poe Amphibian Monitoring Plan that meets the intent of the triggered temperature monitoring requirements; therefore, PG&E respectfully requests removing the triggered monitoring requirement from the Plan. Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Revision The Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan (Plan), complies with the fish population and benthic macroinvertebrate monitoring required by SWRCB WQC Condition 9, which were also incorporated into FERC License Article 401 (FERC 2018). A revision to the monitoring schedule blocks in the Plan is needed to accurately reflect the incorporated additional year of monitoring ordered in 2023. On May 16, 2024, FERC approved shifting the year representing the start of monitoring from license Year 2 (2020) to license Year 3 (2021), to correct and acknowledge the delay in monitoring implementation due to the 2020 North Complex Fire . On July 28, 2023, FERC approved a temporary minimum instream flow variance to complete dam safety work on Poe Dam and ordered PG&E to conduct an additional year of monitoring under the Plan. On February 28, 2024, PG&E held a meeting with the Agencies and provided clarification on PG&E’s proposal to conduct fish and BMI monitoring in 2024. The Agencies were amenable to this approach. However, PG&E would like to propose this revision to the block period and monitoring years of the schedule: Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Debbie-Anne Reese, Secretary June 2, 2025 Page 4 PG&E performed the additional year of monitoring in Year 6 (2024) and is requesting to revise Block 1 of the monitoring schedule to reflect this as monitoring in Year 6 (2024) of the license. Concurrently, Year 7 (2025) will be added to the monitoring schedule to avoid shifting the monitoring blocks. After Year 7 monitoring (2025) is performed, the monitoring schedule would remain identical, and the additional year of monitoring would be complete. PG&E respectfully seeks this revision to maintain clarity and consistency in the Plan’s monitoring schedule. Agency Consultation On October 24, 2024, PG&E requested a “Pre-filing Meeting” with SWRCB staff, initiating the 30-day waiting period. The meeting took place on December 5, 2024, during which the following amendments and plan revisions were discussed. The Forest Service, United States Fish and Wildlife Service (USFWS), and California Department of Fish and Wildlife (CDFW) were in attendance. The Environmental Protection Act gives the SWRCB a full year to respond to PG&E’s amendment request. PG&E requested comments or concurre nces from the SWRCB and the Forest Service by February 15, 2025, however, has not received agency comments at this time. PG&E will file concurrence with FERC once received. Closing PG&E is respectfully requesting: WQC amendments: • Condition 1: Including language to allow MIF modifications for maintenance or repairs of the dam, outlet facilities, and MIF release facilities. • Condition 9: Revising language in WQC Condition 9 to allow for an efficient process for plan revisions. Plan revisions: • Removing the triggered temperature monitoring requirement for FYLF in the Amphibian Monitoring Plan. • Including an additional year of monitoring into the monitoring schedule blocks in The Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan. Enclosures • Amended 401 WQC: a clean copy (Enclosure 1) and a redlined copy (Enclosure 2). • Amended Section 4(e) Condition No. 23: a clean copy (Enclosure 3) and a redlined copy (Enclosure 4). • Revised Amphibian Monitoring Plan: a clean copy (Enclosure 5) and a redlined copy (Enclosure 6). Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Debbie-Anne Reese, Secretary June 2, 2025 Page 5 • Revised Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan: a clean copy (Enclosure 7) and redlined copy (Enclosure 8). • Agency Consultation (Enclosure 9) If you have questions or comments regarding this matter, please contact Anna Urias, license coordinator for PG&E, at (530) 201-1961. Sincerely, Matthew Jospeh Supervisor, Hydro License Compliance Enclosures: 1. Amended 401 WQC: a clean copy (Enclosure 1) 2. Amended 401 WQC: redlined copy (Enclosure 2) 3. Amended Section 4(e) Condition No. 23: a clean copy (Enclosure 3) 4. Amended Section 4(e) Condition No. 23: a redlined copy (Enclosure 4 ) 5. Revised Amphibian Monitoring Plan: a clean copy (Enclosure 5) 6. Revised Amphibian Monitoring Plan: redlined copy (Enclosure 6) 7. Revised Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan : a clean copy (Enclosure 7) 8. Revised Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan : redlined copy (Enclosure 8) 9. Agency Consultation cc: via email w/enclosures Eric Oppenheimer- Eric.oppenheimer@waterboards.ca.gov Erik Ekdahl - Erik.ekdahl@waterboards.ca.gov Parker Thaler, SWRCB - parker.thaler@waterboards.ca.gov Nathan Fisch, SWRCB – Nathan.Fisch@waterboards.ca.gov Jessica Dyke, SWRCB – Jessica.Dyke@waterboards.ca.gov Kurt Sable, Forest Service – kurt.sable@usda.gov Rachel Birkey, Forest Service - rachel.birkey@usda.gov Caitlin Ostomel, Forest Service - caitlin.ostomel@usda.gov Erika Brenzovich, Forest Service - erika.brenzovich@usda.gov Loren Everest, Forest Service – loren.everest@usda.gov Dawn Alvarez, Forest Service - dawn.alvarez@usda.gov Leigh Bartoo, USFWS - Aondrea_Bartoo@fws.gov Beth Lawson, CDFW - Beth.Lawson@wildlife.ca.gov Michael Maher, CDFW – Michael.Maher@wildlife.ca.gov Document Accession #: 20250602-5134 Filed Date: 06/02/2025 ENCLOSURE 1 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Condition 1. Minimum Instream Flows Within 60 days of license issuance, the Licensee shall operate according to the minimum instream flows specified in Table 1 as measured at USGS gage No. 11404500 (Gage 23).1 Flows shall be measured as both a 24-hour average (mean daily) and an instantaneous reading. Instantaneous flows are used to construct the average daily flow value and shall be measured in time increments of not more than 15-minutes. Mean daily flows shall be 24-hour averages of the instantaneous readings from midnight of one day to midnight of the next day. The Licensee shall record instantaneous streamflow as required by USGS standards. Instantaneous flow measurements shall be at least 90 percent of the minimum flow listed in Table 1. Mean daily flows shall be equal to or greater than the minimum flows listed in Table 1. Table 1. Minimum Instream Releases (cfs) from Poe Dam as measured at Gage 231 Month October 250 250 180 180 November 275 275 180 180 December 300 300 180 180 January 325 300 180 180 February 350 325 225 225 March 350 350 300 300 April 400 400 325 300 May 500 400 350 300 June 500 400 350 300 July 500 400 350 300 August 500 400 350 300 September 400 350 300 250 1 No diversion may occur until the minimum instream flows are satisfied. 2 Water year types are defined in Condition 2. The minimum instream flow requirements are subject to temporary modification if required by equipment malfunction, as directed by law enforcement authorities or by FERC, or in emergencies. An emergency is defined as an unforeseen event that is reasonably out of the control of the Licensee and requires the Licensee to take immediate action, either unilaterally or under instruction by law enforcement or other regulatory 1 Gage 23 is also known as NF 23, and is owned and operated by PG&E. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 agency staff, to prevent imminent loss of human life or substantial property damage. An emergency may include, but is not limited to: natural events such as landslides, storms, or wildfires; malfunction or failure of Project works; and recreation accidents. When possible the Licensee shall notify the Deputy Director prior to any temporary stream flow modification. In all instances, the Licensee shall notify the Deputy Director within 24 hours of any temporary stream flow modification. Within 96 hours of the temporary stream flow modification, the Licensee shall provide the Deputy Director with an update of the conditions associated with the modification and an estimated timeline for returning to the required minimum instream flows. Within 30 days of any temporary stream flow modification, the Licensee shall provide the Deputy Director with: (1) photo documentation of the emergency or reason for the stream flow modification; (2) a written description of the modification and its necessity; (3) an updated timeline for returning to the required minimum instream flows or timeline when the minimum instream flows resumed; and (4) a plan to prevent the need for modification of minimum instream flows resulting from a similar emergency in the future. The minimum streamflow requirements listed in Table 1 of this Condition may be temporarily modified as required for maintenance or repair of the dam, outlet facilities, and minimum flow release facilities. The Licensees shall notify FERC, the Forest Service, State Water Board, United States Fish and Wildlife Service (USFWS), and California Department of Fish and Wildlife (CDFW), at least five working days prior to any such modification. Minimum instream flows may also be modified for short periods upon mutual agreement among the licensee and the Forest Service, State Water Board, USFWS, and CDFW. Condition 9. Poe Bypass Reach Biological Monitoring Within one year of license issuance, the Licensee shall submit a Poe Bypass Reach Biological Monitoring Plan (Biological Monitoring Plan) to the Deputy Director for review and approval. The due date to file the Amphibian Monitoring plan is extended to 3/31/2020. The Biological Monitoring Plan shall be developed in consultation with State Water Board staff, Forest Service, USFWS, and CDFW. The Biological Monitoring Plan shall describe the fish, BMI, and amphibian monitoring the Licensee will conduct in the Poe bypass reach over the term of the license and any extensions. At a minimum, the Biological Monitoring Plan shall include the following elements: (1) objectives and goals; (2) description of the methodology that will be used for monitoring; and (3) description of possible circumstances that may affect monitoring and whether those circumstances are caused by Project operations. The Licensee shall include documentation of consultation with the above agencies, copies of comments and recommendations made in connection with development of the Biological Monitoring Plan, and a description of how the Biological Monitoring Plan incorporates or addresses agency comments and recommendations. All monitoring shall be consistent with the methods used for upstream monitoring associated with the Rock Creek-Cresta Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Hydroelectric Project (FERC Project No. 1962) unless otherwise approved by the Deputy Director. The Licensee shall allow a minimum of 30 days for the above agencies to comment and to make recommendations before submitting the Biological Monitoring Plan to the Deputy Director for review and approval. The Deputy Director may make modifications as part of any approval. The Licensee shall file the Deputy Director’s approval, and any required modifications, with FERC. Fish and BMI. The Licensees shall implement the Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan, as approved by FERC. Any revisions approved by the Deputy Director shall be incorporated into the plan. Amphibian. The Licensees shall implement the Poe Amphibian Monitoring Plan, as approved by FERC. Any revisions approved by the Deputy Director shall be incorporated into the plan. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 ENCLOSURE 2 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Condition 1. Minimum Instream Flows Within 60 days of license issuance, the Licensee shall operate according to the minimum instream flows specified in Table 1 as measured at USGS gage No. 11404500 (Gage 23).1 Flows shall be measured as both a 24-hour average (mean daily) and an instantaneous reading. Instantaneous flows are used to construct the average daily flow value and shall be measured in time increments of not more than 15-minutes. Mean daily flows shall be 24-hour averages of the instantaneous readings from midnight of one day to midnight of the next day. The Licensee shall record instantaneous streamflow as required by USGS standards. Instantaneous flow measurements shall be at least 90 percent of the minimum flow listed in Table 1. Mean daily flows shall be equal to or greater than the minimum flows listed in Table 1. Table 1. Minimum Instream Releases (cfs) from Poe Dam as measured at Gage 231 Month October 250 250 180 180 November 275 275 180 180 December 300 300 180 180 January 325 300 180 180 February 350 325 225 225 March 350 350 300 300 April 400 400 325 300 May 500 400 350 300 June 500 400 350 300 July 500 400 350 300 August 500 400 350 300 September 400 350 300 250 1 No diversion may occur until the minimum instream flows are satisfied. 2 Water year types are defined in Condition 2. The minimum instream flow requirements are subject to temporary modification if required by equipment malfunction, as directed by law enforcement authorities or by FERC, or in emergencies. An emergency is defined as an unforeseen event that is reasonably out of the control of the Licensee and requires the Licensee to take immediate action, either unilaterally or under instruction by law enforcement or other regulatory 1 Gage 23 is also known as NF 23, and is owned and operated by PG&E. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 agency staff, to prevent imminent loss of human life or substantial property damage. An emergency may include, but is not limited to: natural events such as landslides, storms, or wildfires; malfunction or failure of Project works; and recreation accidents. When possible the Licensee shall notify the Deputy Director prior to any temporary stream flow modification. In all instances, the Licensee shall notify the Deputy Director within 24 hours of any temporary stream flow modification. Within 96 hours of the temporary stream flow modification, the Licensee shall provide the Deputy Director with an update of the conditions associated with the modification and an estimated timeline for returning to the required minimum instream flows. Within 30 days of any temporary stream flow modification, the Licensee shall provide the Deputy Director with: (1) photo documentation of the emergency or reason for the stream flow modification; (2) a written description of the modification and its necessity; (3) an updated timeline for returning to the required minimum instream flows or timeline when the minimum instream flows resumed; and (4) a plan to prevent the need for modification of minimum instream flows resulting from a similar emergency in the future. The minimum streamflow requirements listed in Table 1 of this Condition may be temporarily modified as required for maintenance or repair of the dam, outlet facilities, and minimum flow release facilities. The Licensees shall notify FERC, the Forest Service, State Water Board, United States Fish and Wildlife Service (USFWS), and California Department of Fish and Wildlife (CDFW), at least five working days prior to any such modification. Minimum instream flows may also be modified for short periods upon mutual agreement among the licensee and the Forest Service, State Water Board, USFWS, and CDFW. Condition 9. Poe Bypass Reach Biological Monitoring Within one year of license issuance, the Licensee shall submit a Poe Bypass Reach Biological Monitoring Plan (Biological Monitoring Plan) to the Deputy Director for review and approval. The due date to file the Amphibian Monitoring plan is extended to 3/31/2020. The Biological Monitoring Plan shall be developed in consultation with State Water Board staff, Forest Service, USFWS, and CDFW. The Biological Monitoring Plan shall describe the fish, BMI, and amphibian monitoring the Licensee will conduct in the Poe bypass reach over the term of the license and any extensions. At a minimum, the Biological Monitoring Plan shall include the following elements: (1) objectives and goals; (2) description of the methodology that will be used for monitoring; and (3) description of possible circumstances that may affect monitoring and whether those circumstances are caused by Project operations. The Licensee shall include documentation of consultation with the above agencies, copies of comments and recommendations made in connection with development of the Biological Monitoring Plan, and a description of how the Biological Monitoring Plan incorporates or addresses agency comments and recommendations. All monitoring shall be consistent with the methods used for upstream monitoring associated with the Rock Creek-Cresta Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Hydroelectric Project (FERC Project No. 1962) unless otherwise approved by the Deputy Director. The Licensee shall allow a minimum of 30 days for the above agencies to comment and to make recommendations before submitting the Biological Monitoring Plan to the Deputy Director for review and approval. The Deputy Director may make modifications as part of any approval. The Licensee shall file the Deputy Director’s approval, and any required modifications, with FERC. Fish and BMI. Table 5 establishes the years following license issuance that the Licensee shall monitor BMI and fish in the Poe bypass reach. Sampling may be deferred to the following year(s) in a year in which the Governor of the State of California declares a drought, or consecutive Critically Dry water years. A minimum of three sampling locations shall be sampled during each monitoring effort and sampling locations shall be consistent with past locations, unless otherwise approved by the Deputy Director. The Licensee shall submit biological monitoring reports to State Water Board staff within six months following completion of each sampling effort. Within six months of the end of a biological monitoring block period (outlined in Table 5), the Licensee shall consult with the Forest Service, State Water Board staff, USFWS, and CDFW to review the biological monitoring program. If changes to the biological monitoring program are determined appropriate by the agencies, the Licensee shall, within one year of the end of the block, propose updates to the Biological Monitoring Plan for Deputy Director approval. The Deputy Director may make modifications as part of any approval. The Licensee shall file the Deputy Director’s approval, and any modifications, with FERC. Possible updates include, but are not limited to, sampling timeframes and protocols. Table 5 outlines the Biological Monitoring Schedule for the first 22 years of the license. Unless otherwise approved by the Deputy Director, the Licensee shall implement biological monitoring at least every five years following the final monitoring completed in Block 2 (i.e., commencing in Year 25) for the remainder of the license and any extensions. Table 5. Biological Monitoring Schedule Table 5. Biological Monitoring Schedule Initial 1-5 2, 3, 4 Block 1 6-12 6, 8, 10 Block 2 16-22 16, 18, 20 Fish monitoring data shall include, but are not limited to, the following: A.Fish species composition and relative abundance; Document Accession #: 20250602-5134 Filed Date: 06/02/2025 B.Fish species size/age distribution; and C.Condition of sampled fish. BMI monitoring shall be consistent with State Water Board SWAMP protocols and be evaluated using the CSCI unless otherwise approved by the Deputy Director. The initial monitoring block shall include analysis using the EPT index, as used in Project relicensing studies. The Licensees shall implement the Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan, as approved by FERC. Any revisions approved by the Deputy Director shall be incorporated into the plan. Amphibian. Following implementation of the new streamflows (Condition 1), the Licensee shall identify occupied and unoccupied FYLF egg-laying and rearing habitats in the Poe bypass reach. Metrics required to identify suitable habitat include but are not limited to: temperature, riparian vegetation establishment, scouring, water depths, water velocities, bank slope condition, and river bar formation/loss. Identification of suitable habitat shall be complete by the end of Year 2 of implementing new license streamflow conditions. Unless otherwise approved by the Deputy Director due to hydrologic conditions, during the fifth year of implementing the new license streamflow conditions, the entire Poe bypass reach shall be surveyed again to identify suitable FYLF egg-laying and rearing habitat. Monitoring for FYLF eggs shall be conducted annually on 100 percent of the identified suitable habitat for the remaining license period and any extensions. Monitoring shall commence once the temperature of the North Fork Feather River at Gage 23 exceeds 10°C mean daily water temperature on two successive days or April 15 of each year, whichever occurs first, and shall be conducted every seven days until eggs have hatched. The Licensee shall provide the RTRG (Condition 6) with the weekly FYLF monitoring data. Amphibian monitoring data shall include, but are not limited to, the following: A.FYLF population trends, distribution, and reproductive success; and B.Inventory of FYLF suitable habitat and relation to occupied habitat. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 The Licensees shall implement the Poe Amphibian Monitoring Plan, as approved by FERC. Any revisions approved by the Deputy Director shall be incorporated into the plan. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 ENCLOSURE 3 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 1 FOREST SERVICE REVISED FINAL LICENSE TERMS AND CONDITIONS (SUBSET) NECESSARY FOR THE PROTECTION AND UTILIZATION OF THE PLUMAS NATIONAL FOREST CONDITION NO. 23: STREAMFLOW, PART 1. MINIMUM STREAMFLOWS Poe Hydroelectric Project FERC No. 2107 Pacific Gas and Electric Company 10 December 2024 Condition No. 23: Streamflow Part 1. Minimum Streamflows. For the preservation and improvement of aquatic resources in the Project area, Licensee shall maintain specified minimum streamflows below Poe dam in accordance with the Table A-1 below. Minimum streamflows shall commence within 60 days of License issuance, unless facility modifications are required. Minimum Streamflows shall be measured in two ways: as the 24-hour average of the flow (mean daily flow) and as an instantaneous flow. The instantaneous flow is the flow value used to construct the average daily flow value and shall be measured in time increments of at least 15-minutes. The 24- hour average flow is the average of the incremental readings from midnight of one day to midnight of the next day. Licensee shall record instantaneous 15-minute streamflow as required by USGS standards at NF-23. The instantaneous 15-minute streamflow measured at NF-23 shall be at least 90 percent of the Minimum Streamflows set forth in Tables A-1. The mean daily flows shall be equal to or greater than the Minimum Streamflow set forth in Table A-1. Table A-1 Minimum Streamflows Release from Poe Dam (cfs) Month Water Year Type Wet Normal Dry Critically Dry October 250 250 180 180 November 275 275 180 180 December 300 300 180 180 January 325 300 180 180 February 350 325 225 225 March 350 350 300 300 April 400 400 325 300 May 500 400 350 300 June 500 400 350 300 July 500 400 350 300 August 500 400 350 300 September 400 350 300 250 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 2 Where facility modification is required to implement the efficient release of Minimum Streamflows, the Licensee shall submit applications for permits within one year after license issuance and complete such modifications as soon as reasonably practicable but no later than two years after receipt of all required permits and approvals. Prior to completion of such required facility modifications, the Licensee shall make a good faith effort to provide the specified Minimum Streamflows within the capabilities of the existing facilities. The Licensee shall provide written notification to the Forest Service 90 days prior, if possible, but no later than 30 days prior to any planned or scheduled maintenance outages that would affect stream flows in the Poe Project bypass reach. The Licensee shall schedule the timing of maintenance or other planned outages to the extent possible, avoiding negative ecological effects from any resultant spills (see outage-related spill management requirements in the Ramping Rates Plan developed under Part 5.of Condition No. 23). The Licensee shall not proceed with the planned maintenance outage without the formal written approval of the Forest Service. The Forest Service will respond in a timely manner. The requirements of this Condition are subject to temporary modification if required by equipment malfunction, as directed by law enforcement authorities, or in emergencies. An emergency is defined as an event that is reasonably out of the control of the Licensee and requires Licensee to take immediate action, either unilaterally or under instruction by law enforcement or other regulatory agency staff, to prevent imminent loss of human life or substantial property damage. An emergency may include, but is not limited to, natural events such as landslides, storms or wildfires, malfunction or failure of Project works, and recreation accidents. The minimum streamflow requirements listed in Table A-1 of this Condition may be temporarily modified as required for maintenance or repair of the dam, outlet facilities, and minimum flow release facilities. The Licensees shall notify FERC, the Forest Service, State Water Board, United States Fish and Wildlife Service (USFWS), and California Department of Fish and Wildlife (CDFW), at least five working days prior to any modification. Water Year Type: Water years have been classified into four Water Year Types based on the California Department of Water Resources (DWR) records of annual inflow to Lake Oroville (Oroville) from 1930-1999: Wet, Normal, Dry, and Critically Dry. Licensee shall determine Water Year Type based on the predicted, unimpaired inflow to Oroville and spring snowmelt runoff forecasts provided by DWR each month from February through May. The May forecast shall be used to establish the Water Year Type for the remaining months of the year until the next February 10th, or within two business days of publication of DWR’s Bulletin 120 runoff forecast for February (whichever is earlier), when forecasting shall begin again. The Water Year Types are defined as follows: •Wet: Greater than or equal to 5,679 thousand acre-feet (TAT) inflow to Oroville •Normal: Less than 5,679 TAF, but greater than or equal to 3,228 TAF inflow to Oroville •Dry: Less than 3,228 TAF, but greater than or equal to 2,505 TAF inflow to Oroville •Critically Dry: Less than 2,505 TAF inflow to Oroville On or about February 10th each year, or within two business days of publication of DWR’s Bulletin 120 runoff forecast for February (whichever is earlier), Licensee shall determine the Water Year Type Document Accession #: 20250602-5134 Filed Date: 06/02/2025 3 and notify the Forest Service, other interested governmental agencies including Plumas and Butte counties, and other parties requesting the information, within 15 days. Licensee shall operate the Project based on that forecast for the remainder of the month until the next forecast. New determinations will be made on or about the tenth of February, March, April, and May after the snow surveys are completed, or within two business days of publication of DWR’s Bulletin 120 runoff forecast for February (whichever is earlier), and operations will be changed as appropriate. In making the forecast each month, average precipitation conditions will be assumed for the remainder of the water year. Licensee shall provide notice of the final water year determination to the Commission, the Forest Service, other interested governmental agencies including Plumas and Butte counties, and other parties requesting the information within 15 days of making the final determination. Multiple Dry Water Years: If the Water Year Forecast on March 10 is for a Dry or Critically Dry water year and the previous two water years were Critically Dry, the Licensee may request a modification of flow requirements based on drought concerns by notifying the Forest Service and other interested governmental agencies including Butte and Plumas Counties. Representatives from the Forest Service and other interested governmental agencies including Butte and Plumas Counties, shall meet with the Licensee to discuss operational plans to manage the drought conditions by May 1. If the parties agree on a revised operational plan, Licensee may begin implementing the revised operational plan as soon as it files documentation of the agreement with the Commission. If unanimous agreement is not reached, Licensee shall submit the revised proposed plan that incorporates as many Agency issues as possible to the Commission, as well as both assenting and dissenting comments, should they exist, request expedited approval, and implement the proposed plan until directed otherwise by the Commission. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 ENCLOSURE 4 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 FOREST SERVICE REVISED FINAL LICENSE TERMS AND CONDITIONS (SUBSET) NECESSARY FOR THE PROTECTION AND UTILIZATION OF THE PLUMAS NATIONAL FOREST IN CONNECTION WITH THE APPLICATION FOR LICENSE CONDITION NO. 23: STREAMFLOW, PART 1. MINIMUM STREAMFLOWS Poe Hydroelectric Project FERC No. 2107 Pacific Gas and Electric Company 10 December 2024 Condition No. 23: Streamflow Part 1. Minimum Streamflows. For the preservation and improvement of aquatic resources in the Project area, Licensee shall maintain specified minimum streamflows below Poe dam in accordance with the Table A-1 below. Minimum streamflows shall commence within 60 days of License issuance, unless facility modifications are required. Minimum Streamflows shall be measured in two ways: as the 24-hour average of the flow (mean daily flow) and as an instantaneous flow. The instantaneous flow is the flow value used to construct the average daily flow value and shall be measured in time increments of at least 15-minutes. The 24- hour average flow is the average of the incremental readings from midnight of one day to midnight of the next day. Licensee shall record instantaneous 15-minute streamflow as required by USGS standards at NF-23. The instantaneous 15-minute streamflow measured at NF-23 shall be at least 90 percent of the Minimum Streamflows set forth in Tables A-1. The mean daily flows shall be equal to or greater than the Minimum Streamflow set forth in Table A-1. Table A-1 Minimum Streamflows Release from Poe Dam (cfs) Month 250 250 180 180 275 275 180 180 300 300 180 180 325 300 180 180 350 325 225 225 350 350 300 300 400 400 325 300 500 400 350 300 500 400 350 300 500 400 350 300 500 400 350 300 1 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 September 400 350 300 250 Where facility modification is required to implement the efficient release of Minimum Streamflows, the Licensee shall submit applications for permits within one year after license issuance and complete such modifications as soon as reasonably practicable but no later than two years after receipt of all required permits and approvals. Prior to completion of such required facility modifications, the Licensee shall make a good faith effort to provide the specified Minimum Streamflows within the capabilities of the existing facilities. The Licensee shall provide written notification to the Forest Service 90 days prior, if possible, but no later than 30 days prior to any planned or scheduled maintenance outages that would affect stream flows in the Poe Project bypass reach. The Licensee shall schedule the timing of maintenance or other planned outages to the extent possible, avoiding negative ecological effects from the any resultant spills (see outage-related spill management requirements in the Ramping Rates Plan developed under Part 5. of Condition No. 23). . Notification shall include a description of Project and coordinated measures the Licensee plans to take to minimize the magnitude and duration of spills into the Project reach. The Licensee shall not proceed with the planned maintenance outage without the formal written approval of the Forest Service. The Forest Service will respond in a timely manner. The requirements of this Condition The Minimum Streamflow requirements are subject to temporary modification if required by equipment malfunction, as directed by law enforcement authorities, or in emergencies. An emergency is defined as an event that is reasonably out of the control of the Licensee and requires Licensee to take immediate action, either unilaterally or under instruction by law enforcement or other regulatory agency staff, to prevent imminent loss of human life or substantial property damage. An emergency may include, but is not limited to, natural events such as landslides, storms or wildfires, malfunction or failure of Project works, and recreation accidents. The requirements of this condition are subject to temporary modification if required by an emergency, as defined above. The minimum streamflow requirements listed in Table A-1 of this Condition may be temporarily modified as required for maintenance or repair of the dam, outlet facilities, and minimum flow release facilities. The Licensees shall notify FERC, the Forest Service, State Water Board, United States Fish and Wildlife Service (USFWS), and California Department of Fish and Wildlife (CDFW), at least five working days prior to any modification. Minimum instream flows may also be modified for short periods upon mutual agreement among the licensee and the Forest Service, State Water Board, USFWS, and CDFW.If the Licensee temporarily modifies the requirements of these conditions, then the Licensee shall make all reasonable efforts to promptly resume performance of such requirements and shall notify the Commission, the Forest Service, and other interested governmental agencies. 2 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Water Year Type: Water years have been classified into four Water Year Types based on the California Department of Water Resources (DWR) records of annual inflow to Lake Oroville (Oroville) from 1930-1999: Wet, Normal, Dry, and Critically Dry. Licensee shall determine Water Year Type based on the predicted, unimpaired inflow to Oroville and spring snowmelt runoff forecasts provided by DWR each month from February through May. The May forecast shall be used to establish the Water Year Type for the remaining months of the year until the next February 10th, or within two business days of publication of DWR’s Bulletin 120 runoff forecast for February (whichever is earlier), when forecasting shall begin again. The Water Year Types are defined as follows: •Wet:Greater than or equal to 5,679 thousand acre-feet (TAT) inflow to Oroville •Normal: Less than 5,679 TAF, but greater than or equal to 3,228 TAF inflow to Oroville •Dry:Less than 3,228 TAF, but greater than or equal to 2,505 TAF inflow to Oroville •Critically Dry: Less than 2,505 TAF inflow to Oroville On or about February 10th each year, or within two business days of publication of DWR’s Bulletin 120 runoff forecast for February (whichever is earlier), Licensee shall determine the Water Year Type and notify the Forest Service, other interested governmental agencies including Plumas and Butte counties, and other parties requesting the information, within 15 days. Licensee shall operate the Project based on that forecast for the remainder of the month until the next forecast. New determinations will be made on or about the tenth of February, March, April, and May after the snow surveys are completed, or within two business days of publication of DWR’s Bulletin 120 runoff forecast for February (whichever is earlier), and operations will be changed as appropriate. In making the forecast each month, average precipitation conditions will be assumed for the remainder of the water year. Licensee shall provide notice of the final water year determination to the Commission, the Forest Service, other interested governmental agencies including Plumas and Butte counties, and other parties requesting the information within 15 days of making the final determination. Multiple Dry Water Years: If the Water Year Forecast on March 10 is for a Dry or Critically Dry water year and the previous two water years were Critically Dry, the Licensee may request a modification of flow requirements based on drought concerns by notifying the Forest Service and other interested governmental agencies including Butte and Plumas Counties. Representatives from the Forest Service and other interested governmental agencies including Butte and Plumas Counties, shall meet with the Licensee to discuss operational plans to manage the drought conditions by May 1. If the parties agree on a revised operational plan, Licensee may begin implementing the revised operational plan as soon as it files documentation of the agreement with the Commission. If unanimous agreement is not reached, Licensee shall submit the revised proposed plan that incorporates as many Agency issues as possible to the Commission, as well as both assenting and dissenting comments, should they exist, request expedited approval, and implement the proposed plan until directed otherwise by the Commission. 3 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 ENCLOSURE 5 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 PACIFIC GAS AND ELECTRIC COMPANY Poe Hydroelectric Project FERC Project No. 2107 POE AMPHIBIAN MONITORING PLAN 3UHSDUHGIRU Pacific Gas & Electric Company 3401 Crow Canyon Road San Ramon, CA 94583 3UHSDUHGE\ Garcia and Associates (GANDA) 2601 Mission Street, Suite 600 San Francisco, CA 94110 Revised May 2025 © 2025, Pacific Gas and Electric Company Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Amphibian Monitoring Plan 7DEOHRI&RQWHQWV Revised May 2025Page i Poe Hydroelectric Project, FERC Project No. 2107 ©2025, Pacific Gas and Electric Company POE FERC PROJECT NO. 2107 POE AMPHIBIAN MONITORING PLAN TABLE OF CONTENTS List of Figures ................................................................................................................................ ii List of Tables ................................................................................................................................. ii List of Attachments ....................................................................................................................... ii SECTION 1.0................................................................................................................................. 1 Introduction ................................................................................................................................... 1 SECTION 2.0................................................................................................................................. 4 Goals and Objectives .................................................................................................................... 4 SECTION 3.0................................................................................................................................. 4 Study Area ..................................................................................................................................... 4 SECTION 4.0................................................................................................................................. 5 Methods .......................................................................................................................................... 5 4.1 Habitat Assessment ................................................................................................. 5 4.1.1 Habitat Assessment Methodology .............................................................. 5 4.1.2 Habitat Assessment Analysis ...................................................................... 6 4.2 Annual Population Survey Methodology ................................................................ 7 4.2.1 Egg Mass Survey Methodology .................................................................. 7 4.2.2 Analysis of Adult Population Status and Distribution .............................. 10 4.2.3 Young-of-the-Year Reach-wide Survey Methodology ............................. 11 4.2.4 Analysis of YOY Distribution and Abundance ........................................ 11 4.2.5 Analysis of Annual Mainstem Water Temperature .................................. 11 SECTION 5.0............................................................................................................................... 11 Reporting and Plan Revisions .................................................................................................... 11 5.1 Reporting............................................................................................................... 12 5.1.1 Suitable Habitat Assessment ..................................................................... 12 5.1.2 Reporting Schedule ................................................................................... 12 5.2 Plan Revisions ....................................................................................................... 12 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R 3RH$PSKLELDQ0RQLWRULQJ3ODQ 7DEOHRI&RQWHQWV 5HYLVHGMay 20253DJHLL 3RH +\GURHOHFWULF 3URMHFW )(5&3URMHFW 1R  ‹5 3DFLILF *DV DQG (OHFWULF&RPSDQ\ 6(&7,21 5HIHUHQFHV /,672)),*85(6 )LJXUH0DSRIWKH3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R )LJXUH5HDFKZLGH6XUYH\5HVXOWVIRU)</)LQWKH3RH5HDFKWR /,672)7$%/(6 7DEOH3RH5HDFK)</)SRSXODWLRQPRQLWRULQJVLWHVGHVFULSWLRQVDQGJOREDO SRVLWLRQLQJV\VWHPFRRUGLQDWHV /,672)$77$&+0(176 $WWDFKPHQW)(5&$UWLFOH±&RPPLVVLRQ$SSURYDO5HSRUWLQJ1RWLILFDWLRQDQG)LOLQJRI $PHQGPHQWV $WWDFKPHQW)(5&$SSHQGL[$±6:5&%:DWHU4XDOLW\&HUWLILFDWLRQ&RQGLWLRQ $WWDFKPHQW)(5&$SSHQGL[%±)RUHVW6HUYLFH H &RQGLWLRQ1R $WWDFKPHQW6WDQGDUGL]HG$SSURDFKIRU+DELWDW$VVHVVPHQWVDQG9LVXDO(QFRXQWHU6XUYH\VIRU WKH)RRWKLOO<HOORZOHJJHG)URJ 5DQDER\OLL  6HOWHQULFKDQG3RRO  ZLWK $GGHQGXPGRFXPHQWLQJUHFHQWXSGDWHVXVHGLQWKLV3RH$PSKLELDQ0RQLWRULQJ 3ODQ $WWDFKPHQW +DELWDW$VVHVVPHQWDQG9LVXDO(QFRXQWHU6XUYH\'DWD6KHHWV±8SGDWHGIURPWKH 2ULJLQDO6HOWHQULFKDQG3RRO'DWD6KHHWV $WWDFKPHQW5DWLRQDOHIRU3ODQ9DULDWLRQVIURP/LFHQVH&RQGLWLRQV Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Amphibian Monitoring Plan 5HYLVHGMay 2025Page 1 Poe Hydroelectric Project, FERC Project No. 2107 ©2025, Pacific Gas and Electric Company SECTION 1.0 Introduction On December 17, 2018, the Federal Energy Regulatory Commission (FERC) issued a new license for Pacific Gas and Electric Company’s (PG&E or Licensee) Poe Project, FERC Number (No.) 2107 (Project) (FERC 2018). The new license incorporates State of California State Water Resources Control Board (SWRCB) 401 Water Quality Certification (WQC) Conditions into the license articles (SWRCB 2017; FERC 2018: Appendix A) and United States Department of Agriculture Forest Service (Forest Service) 4(e) Conditions (Forest Service 2018; FERC 2018: Appendix B). This document, 3RH$PSKLELDQ0RQLWRULQJ3ODQ(Plan), presents the plan (“Plan”) to comply with amphibian population monitoring required by SWRCB WQC Condition 9 and Forest Service 4(e) Condition 25, elements of which were also incorporated into FERC License Article 401 (FERC 2018). The relevant FERC Article 401 requirements applicable to this plan are included in Attachment 1. Similarly, SWRCB Condition 9 and Forest Service 4(e) Condition 25 are summarized in Attachments 2 and 3, respectively. The attachments omit language in conditions pertaining to fish and benthic macroinvertebrate monitoring, since a separate plan addresses these portions of the requirements. The Plan was developed in consultation with the California Department of Fish and Wildlife (CDFW), the United States Fish and Wildlife Service (USFWS), Forest Service, and SWRCB staff (collectedly referred to as the Agencies). This Plan is intended to meet the requirements of SWRCB WQC Condition 9 and Forest Service 4(e) Condition 25 for monitoring foothill yellow-legged frogs (5DQDER\OLL; FYLF) in the Poe Bypass Reach. The Feather River population of FYLF is currently a candidate species and was approved for listing as threatened under the California Endangered Species Act on December 11, 2019. In Section 4.0 Methods, and Section 5.2 Plan Revisions, there are provisions for consultation and changes to the monitoring locations, methods, and schedule. Any future modifications to the final Plan approved by FERC shall be approved by the SWRCB Deputy Director, the Plumas National Forest Forest Supervisor, and FERC before implementation. The Poe Project is located in the North Fork Feather River Basin, which contains extensive forested lands and is sparsely populated. The “Poe Reach” or “Poe Bypass Reach” is the section of the North Fork Feather River (NFFR) from Poe Dam downstream to Poe Powerhouse (Figure 1-1). Waters of the Poe Project include the Poe Reservoir, the 7.62-mile-long bypassed reach, and the Big Bend Reservoir, which serves as the after bay for the project. The Poe Powerhouse and Big Bend Reservoir are located just upstream of Lake Oroville, the primary storage reservoir for the Feather River Project, FERC No. 2100. Much is known about the current distribution and habitat use and preferences of FYLF in the Poe Reach, as PG&E has been researching and monitoring FYLF in the Poe Reach regularly since 2001, often as a control reach for studies in the upstream Rock Creek-Cresta Project (FERC No. 1962), resulting in numerous habitat assessment and monitoring reports (Garcia and Associates [GANDA] 2003a, 2003b, 2004a, 2004b, 2005, 2007, 2008a, 2008b, 2009, 2010, 2011, 2012, 2013, 2014, 2015, 2016, 2017, 2018, 2019; PG&E 2003). Up to thirteen established subsites have been regularly monitored for breeding activity in the Poe Reach since 2001, representing river cobble Document Accession #: 20250602-5134 Filed Date: 06/02/2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R 3RH$PSKLELDQ0RQLWRULQJ3ODQ 5HYLVHGMay 20253DJH 3RH +\GURHOHFWULF 3URMHFW )(5&3URMHFW 1R  ‹5 3DFLILF *DV DQG (OHFWULF&RPSDQ\ EDUVLGHFKDQQHODQGERXOGHUVHGJHKDELWDWV:KLOHWKHVHVXEVLWHVKDYHFOHDUO\GHOLQHDWHGERUGHUV EUHHGLQJRXWVLGHRIWKHVXEVLWHVKDVEHHQFRQILUPHGE\REVHUYDWLRQVRI\RXQJRIWKH\HDU <2<  )</)GXULQJUHFXUULQJ IXOOUHDFK UHDFKZLGH VXUYH\VIURP3RH'DPWR3RH3RZHUKRXVH$V VXFK)</)EUHHGLQJKDELWDWSUHIHUHQFHVWKURXJKRXWWKH3RH5HDFKDUHZHOONQRZQDQGSURYLGH DQDPSOHEDVHOLQHIRUIXUWKHUDVVHVVPHQWRIVXLWDEOHKDELWDWSODQQHGXQGHUWKHQHZIORZUHJLPH 'XULQJUHDFKZLGHVXUYH\VLQWKH/LFHQVHHGHWHUPLQHGWKDWWKHULYHUVHJPHQWEHWZHHQWKH +LJKZD\  3XOJD %ULGJH DQG %DUGHH¶V %DU ZDV XQVDIH IRU SHGHVWULDQ VXUYH\V SDUWLFXODUO\ EHFDXVHKLJKIORZVLQDOWHUHGWKHVWUHDPEHGLQWKLVVWHHSWZRPLOHVHFWLRQRIWKH1))5 6LQFHUHDFKZLGH VXUYH\V EHJDQLQRQO\RQHEUHHGLQJDUHDORFDWHGQHDU DVSULQJVHHS WULEXWDU\DSSUR[LPDWHO\RQHPLOHXSVWUHDPRI%DUGHH¶V%DUKDVEHHQFRQILUPHGGXULQJ<2< VXUYH\VLQWKLVVHFWLRQRIWKH3RH5HDFK Document Accession #: 20250602-5134 Filed Date: 06/02/2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R 3RH$PSKLELDQ0RQLWRULQJ3ODQ 5HYLVHGMay 20253DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )LJXUH0DSRIWKH3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R Document Accession #: 20250602-5134 Filed Date: 06/02/2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R 3RH$PSKLELDQ0RQLWRULQJ3ODQ 5HYLVHGMay 20253DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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¶V%DU7KHORZHUVHFWLRQIURP %DUGHH¶V%DUWR3RH3RZHUKRXVHRSHQVWRDZLGHUORZJUDGLHQWFKDQQHOZLWKORQJSRROVUXQV DQGSRFNHWZDWHUKDELWDWVVHSDUDWHGE\VKRUWVHFWLRQVRIULIIOHVDQGRUFDVFDGHVWKLVORZHUVHFWLRQ LVDSSUR[LPDWHO\50 IHHW $OOWKUHHULYHUVHFWLRQVDUHGRPLQDWHGE\ODUJHSRROV ZKLFKWHQGWREHVKRUWHUDQGGHHSHULQWKHQDUURZHUPLGGOHFDQ\RQVHFWLRQDQGORQJHUDQGZLGHU LQWKHXSSHUDQGORZHUVHFWLRQV7KHXSSHUDQGORZHUVHFWLRQVFRQWDLQQXPHURXVFREEOHERXOGHU EDUVDQGERXOGHUVHGJHFRPSOH[HVSUHIHUUHGE\)</)IRUEUHHGLQJZKLOHWKHPLGGOHFDQ\RQ VHFWLRQ KDVUHODWLYHO\OLWWOH)</)KDELWDW Document Accession #: 20250602-5134 Filed Date: 06/02/2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R 3RH$PSKLELDQ0RQLWRULQJ3ODQ 5HYLVHGMay 20253DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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¶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¶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ocument Accession #: 20250602-5134 Filed Date: 06/02/2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R 3RH$PSKLELDQ0RQLWRULQJ3ODQ 5HYLVHGMay 20253DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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¶VPRQLWRULQJSURWRFRO 6HOWHQULFKDQG3RRO DQGDVUHYLVHG±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ocument Accession #: 20250602-5134 Filed Date: 06/02/2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R 3RH$PSKLELDQ0RQLWRULQJ3ODQ 5HYLVHGMay 20253DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ IORZYHORFLWLHV DQGSUHIHUHQFHVDUHJHQHUDOO\FRQVLGHUHGWREHDUHDVFHQWLPHWHUV FP GHHS PHWHUV P IURPVKRUHDQGFPVHFZDWHUYHORFLW\ 3UHYLRXVVXUYH\VIRU<2<LQWKHHQWLUH3RH5HDFKRIIHUDGGLWLRQDOHYLGHQFHRIVXLWDEOH)</) EUHHGLQJKDELWDWDWOHDVWIRUSUHOLFHQVHFRQGLWLRQVDQGDQQXDO<2<UHDFKZLGHVXUYH\VSURSRVHG LQWKLVSODQ VHH6HFWLRQ ZLOODOVRFRQWULEXWHWRWKHRYHUDOOKDELWDWDVVHVVPHQWDQDO\VLV%DVHG RQWKHQXPEHURI<2<JURXSLQJVGRFXPHQWHGGXULQJSDVWUHDFKZLGH VXUYH\VWKHUHZHUHDWOHDVW KDELWDWSDWFKHV LHULYHUEDUVERXOGHUVHGJH FRPSOH[HV ZLWKUHJXODUHYLGHQFHRI)</) EUHHGLQJ LH<2<REVHUYHGGXULQJODWHVXPPHUIDOO ZLWKLQWKH3RH5HDFKLQDGGLWLRQWRWKH HVWDEOLVKHGVXEVLWHVPRQLWRUHGGXULQJDQGSULRUWR )LJXUH 6RPHRIWKHVHDGGLWLRQDO EUHHGLQJDUHDVDUHLQORFDWLRQVZLWKORJLVWLFDOO\FKDOOHQJLQJDFFHVVKRZHYHUDFHUWDLQQXPEHU FRXOGEHDGGHGWRWKHOLVWRIPRQLWRULQJVLWHVDGMDFHQWWRDFFHVVSRLQWVWKDWZLOOEHVXUYH\HGRQD UHJXODUEDVLVGXULQJWKHEUHHGLQJVHDVRQ,QDGGLWLRQWRORJLVWLFVKDELWDWVXLWDELOLW\XQGHUWKHQHZ IORZVZLOOEHFRQVLGHUHGGXULQJWKHDQDO\VLVGHFLVLRQWRDGGQHZPRQLWRULQJVLWHVDQGZKHWKHUWR FRQWLQXHWRPRQLWRUSUHYLRXVO\HVWDEOLVKHGVLWHV  $QQXDO 3RSXODWLRQ6XUYH\0HWKRGRORJ\  (JJ0DVV6XUYH\0HWKRGRORJ\ 9LVXDOHQFRXQWHUVXUYH\V 9(6 IRU)</)HJJPDVVHVZLOOEHFRQGXFWHGDQQXDOO\GXULQJWKHILUVW ILYH\HDUVRIWKHOLFHQVH6XUYH\VZLOOEHSHUIRUPHGDWDOOVLWHVKLVWRULFDOO\VXUYH\HGDVSDUWRIWKH 5RFN&UHHN&UHVWD3URMHFWDQGRQHQHZVLWHDWWKHFRQIOXHQFHZLWK0LOO&UHHNLQRUGHUWRDVVHVV WKHSRSXODWLRQUHVSRQVHWRWKHQHZOLFHQVHUHTXLUHGIORZVFKHGXOH7KHVHVLWHV 7DEOH DUH VDIHO\ DFFHVVLEOH DQG FRQVLVWHQW ZLWK SURFHGXUHV GHVFULEHG LQ 3* (¶V PRQLWRULQJ SURWRFRO 6HOWHQULFKDQG3RRO$WWDFKPHQWZLWK$GGHQGXP 6LWHVJHRJUDSKLFDOO\VHSDUDWHG IURPHDFKRWKHUDORQJWKHUHDFKDUHIXUWKHUVHSDUDWHGLQWRPXOWLSOHVXEVLWHVWKDWDUHGHOLQHDWHGE\ KDELWDWGLIIHUHQFHV HJEDU ERXOGHUVHGJHVLGHFKDQQHO DQGORFDWLRQ HJRSSRVLWHVLGHVRIWKH ULYHU $IWHUWKHLQLWLDOILYH\HDUVRIVDPSOLQJVXUYH\VZLOORFFXUDQQXDOO\DWVXLWDEOHKDELWDWVLWHV LGHQWLILHGGXULQJKDELWDWDVVHVVPHQWVDQGDSSURYHGE\$JHQFLHVIRUWKHUHPDLQLQJOLFHQVHSHULRG DQGDQ\H[WHQVLRQV8QGHUWKLV3ODQSRSXODWLRQPRQLWRULQJZLOOFRPPHQFH$SULORIHDFK\HDU 6XUYH\VZLOOEHFRQGXFWHGHYHU\WHQGD\VWKHUHDIWHUXQWLOHJJVKDYHKDWFKHGRUXQWLOQRQHZHJJ PDVVHVDUHIRXQGIRUWZRFRQVHFXWLYHVXUYH\URXQGVDWVLWHVLGHQWLILHGGXULQJKDELWDWDVVHVVPHQW VXUYH\V KDELWDWDVVHVVPHQWVFRQGXFWHGVHSDUDWHO\VHH6HFWLRQ  $GGLWLRQDOHJJPDVVPRQLWRULQJZLOOEHSHUIRUPHGLQDVVRFLDWLRQZLWKUDPSGRZQWHVWSKDVH HYHQWV WKDW RFFXU GXULQJ WKH W\SLFDO )</) EUHHGLQJ DQG UHDULQJVHDVRQ LQ WKH 3RH %\SDVV 5HDFK 7KHGHWDLOVRIVXFKPRQLWRULQJZLOOEHGHWHUPLQHGLQWKH/RQJ7HUP5DPSLQJ5DWH3ODQ DQGWKHSXUSRVHRIWKHPRQLWRULQJZLOOEHWRFRQILUPWKDWWKHUDPSGRZQRSHUDWLRQLVVXFFHVVIXO DQGEHQHILFLDOWR)</)EUHHGLQJ7KHDQWLFLSDWHGVFRSHRIWKLVPRQLWRULQJLV x )</)VXUYH\VLWHV x PXOWLGD\UDPSLQJ VWHSGRZQ HYHQWV x 8SWRGD\VRIDGGLWLRQDOVXUYH\VDWHDFKVLWHGLVWULEXWHGWKURXJKRXWWKHHYHQW Document Accession #: 20250602-5134 Filed Date: 06/02/2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R 3RH$PSKLELDQ0RQLWRULQJ3ODQ 5HYLVHGMay 20253DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )LJXUH5HDFKZLGH6XUYH\5HVXOWVIRU)</)LQWKH3RH5HDFKWR Document Accession #: 20250602-5134 Filed Date: 06/02/2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R 3RH$PSKLELDQ0RQLWRULQJ3ODQ 5HYLVHGMay 20253DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 7DEOH3RH5HDFK)</)SRSXODWLRQPRQLWRULQJVLWHVGHVFULSWLRQVDQGJOREDO SRVLWLRQLQJV\VWHPFRRUGLQDWHV 6LWH,'6LWH'HVFULSWLRQ 0RQLWRULQJ6WDUW $SSUR[LPDWH8SVWUHDP /RFDWLRQ 8701$'=RQH6 E 3RH3RZHUKRXVH +LVWRULFDO   D 3RH 6ZLPPHU¶V %HDFK +LVWRULFDO   F 8SVWUHDPRI3RH 6ZLPPHU¶V %HDFK +LVWRULFDO   G 8SVWUHDPRI3RH 6ZLPPHU¶V %HDFK +LVWRULFDO   F %HORZ7ULEXWDU\+LVWRULFDO   G $ERYH7ULEXWDU\+LVWRULFDO   D 8SVWUHDPRI7ULEXWDU\+LVWRULFDO   EH$W7ULEXWDU\+LVWRULFDO   DE%DUGHH¶V%DU +LVWRULFDO   D %HORZ)OHD9DOOH\&UHHN +LVWRULFDO   E $W)OHD9DOOH\&UHHN +LVWRULFDO   F $ERYH)OHD9DOOH\&UHHN +LVWRULFDO   G $FURVVIURP)OHD9DOOH\&UHHN +LVWRULFDO   7%'0LOO&UHHN   9(6 IRU HJJ PDVVHV DW VLWHV ORFDWHG RQ WKH 3RH 5HDFK ZLOO EH FRQGXFWHG XVLQJ 3* (¶V VWDQGDUGL]HGPRQLWRULQJSURWRFRODQGGDWDVKHHWV 6HOWHQULFKDQG3RRO$SSHQGLFHV'DQG( UHVSHFWLYHO\$WWDFKPHQW DQGSHUIRUPHGZLWKDWOHDVWWZRVXUYH\RUV7KHVXUYH\SURWRFROZDV PRGLILHGLQWRLQFOXGHRQHVQRUNHOHUDQGRQHZDGLQJVXUYH\RUDVRSSRVHGWRWZRZDGLQJ VXUYH\RUVDQGLQFOXGHGDGGLWLRQDOVDIHW\SURWRFROUHTXLUHPHQWVIRUVQRUNHOLQJ:DGLQJVXUYH\RUV PD\XVH3OH[LJODVŠ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¶V XQLTXH SLJPHQWDWLRQ ZLWK WKRVH Document Accession #: 20250602-5134 Filed Date: 06/02/2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R 3RH$PSKLELDQ0RQLWRULQJ3ODQ 5HYLVHGMay 20253DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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¶V  WDEOHRIDQXUDQ GHYHORSPHQWDVIROORZVIRXUVWDJHVGD\ILUVWWZRGD\VWZRVWDJHVGD\WKHQH[WIRXUGD\VWKHQRQH VWDJHGD\XQWLOKDWFKLQJ%HFDXVHUDWHVRIGHYHORSPHQWPD\YDU\EHWZHHQVLWHVEDVHGRQZDWHU WHPSHUDWXUHVDQGH[SRVXUHWRVXQOLJKWEDFNGDWLQJZLWKWKLVPHWKRGLVDQDSSUR[LPDWLRQRIWKH EUHHGLQJSHULRG/DPEGD Ȝ WKHDQQXDOUDWHRIFKDQJHLQSRSXODWLRQVL]H DPHDVXUHRISRSXODWLRQ VWDWXVYLDELOLW\ ZLOOEHFDOFXODWHGE\GLYLGLQJWKHDQQXDOHJJPDVVFRXQWE\WKHSUHYLRXV\HDU¶V HJJPDVVFRXQW/DPEGDYDOXHVHTXDOWRLQGLFDWHVWDEOHSRSXODWLRQVYDOXHVJUHDWHURUOHVV WKDQLQGLFDWHLQFUHDVLQJDQGGHFUHDVLQJSRSXODWLRQVUHVSHFWLYHO\7RLQFRUSRUDWHGDWDIURP PRQLWRULQJVLWHVWKDWDUHDGGHGGXULQJWKHQHZOLFHQVH SHULRG HJ0LOO&UHHN HYDOXDWLRQRI SRSXODWLRQWUHQGVZLOOLQFOXGHVHSDUDWHDQDO\VHVIRU  GDWDFROOHFWHGSULRUWRQHZOLFHQVHLVVXDQFH LHLPSOHPHQWHGIRUWKHDGMDFHQW5RFN&UHHN&UHVWD3URMHFW/LFHQVH XSWKURXJKWKHFXUUHQW PRQLWRULQJUHSRUWLQJ\HDUIRUVLWHVZLWKFRQVLVWHQWGDWDFROOHFWLRQRYHUWKDWWLPHSHULRGDQG   GDWDFROOHFWHGDIWHUQHZOLFHQVHLVVXDQFHXSWKURXJKWKHFXUUHQWPRQLWRULQJUHSRUWLQJ\HDUIRUVLWHV ZLWKFRQVLVWHQWGDWDFROOHFWLRQGXULQJWKDWWLPHSHULRG2FFXSLHGDQGXQRFFXSLHGVXUYH\VLWHVZLOO EHWUDFNHGWRGRFXPHQWWKHGLVWULEXWLRQRI)</)ZLWKLQWKH3RH5HDFKDQGGRFXPHQWDQ\FKDQJHV RYHUWLPH 7RREWDLQPDLQVWHPFKDQQHOZDWHUWHPSHUDWXUHVWHPSHUDWXUHORJJHUVZLOOEHLQVWDOOHGLQWZR ORFDWLRQVLQWKH3RH5HDFKRQHDWWKHXSVWUHDPHQGDQGRQHDWWKHGRZQVWUHDPHQG6SHFLILF ORFDWLRQVIRUWHPSHUDWXUHORJJHUGHSOR\PHQWZLOOEHGHWHUPLQHGLQFRQVXOWDWLRQZLWK$JHQFLHV RQFH PRQLWRULQJ VLWHV DUH ILQDOL]HG  7HPSHUDWXUH ORJJHUV ZLOOEH VHW WR UHFRUG DW PLQXWH LQWHUYDOVWKLVZLOODOORZIRUFDOFXODWLRQVRIKRXUO\PHDQVLQDGGLWLRQWRGDLO\PHDQV'XULQJ SUHYLRXVPRQLWRULQJVWXGLHVLQWKH3RH5HDFKWKHXSVWUHDPORJJHUZDVLQVWDOOHGXSVWUHDPRIWKH )OHD9DOOH\&UHHNFRQIOXHQFHDERYH6XEVLWHFDQGWKHGRZQVWUHDPORJJHUZDVSODFHGLQWKHSRRO XSVWUHDPRI3RH3RZHUKRXVHDQG6XEVLWHE0DLQVWHPIORZGDWDZLOOEHREWDLQHGHDFK\HDUIURP 3* ( DWJDJLQJVWDWLRQ1)ORFDWHGGRZQVWUHDPRI3RH'DP Document Accession #: 20250602-5134 Filed Date: 06/02/2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R 3RH$PSKLELDQ0RQLWRULQJ3ODQ 5HYLVHGMay 20253DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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¶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ƒ& PHDQGDLO\ZDWHUWHPSHUDWXUHRQWZRVXFFHVVLYHGD\VSULRUWR$SULOWKH IROORZLQJ\HDUV¶EUHHGLQJVXUYH\VWDUWGDWHPD\ EHUHYLVHG DQGEUHHGLQJVXUYH\VZLOOEHJLQSULRU WR$SULO 6(&7,21 5HSRUWLQJDQG3ODQ5HYLVLRQV Document Accession #: 20250602-5134 Filed Date: 06/02/2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R 3RH$PSKLELDQ0RQLWRULQJ3ODQ 5HYLVHGMay 20253DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\  5HSRUWLQJ 7KH DPSKLELDQ PRQLWRULQJ SURJUDP ZLOO JHQHUDWH DQQXDO PRQLWRULQJ UHSRUWV IRU HDFK \HDU PRQLWRULQJRFFXUV(DFKDQQXDOUHSRUWZLOOVXPPDUL]HWKHUHVXOWVRIWKHFXUUHQWPRQLWRULQJSHULRG DQGLQFOXGHDFRPSDULVRQZLWKSUHYLRXVVWXG\\HDUV¶UHVXOWV$Q\WUHQGVLQSRSXODWLRQVWDWXVDQG GLVWULEXWLRQOLIHKLVWRU\VWDJHGLVWULEXWLRQDQGEUHHGLQJKDELWDWFKDQJHVWKDWDUHREVHUYHGZLOOEH GLVFXVVHG HJGHFOLQHVLQFUHDVHVLQQXPEHURIHJJPDVVHVWKHQXPEHURIVLWHVVXEVLWHVXVHGIRU EUHHGLQJ DQG FKDQJHV WR VXLWDEOHKDELWDW   5HSRUWV ZLOO DOVRLQFOXGH LQIRUPDWLRQ RQ ZDWHU WHPSHUDWXUHV DQG VWUHDPIORZV LQ UHODWLRQ WR )</) UHODWLYH DEXQGDQFH DQG PDSV RI )</) GLVWULEXWLRQ7KHDPSKLELDQPRQLWRULQJGDWDZLOOEHXVHGLQFRQMXQFWLRQZLWKWKHUHVXOWVRIWKH RWKHU UHVRXUFH VWXGLHV EHQWKLFPDFURLQYHUWHEUDWH WHPSHUDWXUH ZDWHU TXDOLW\ ILVK ULSDULDQ JHRPRUSKRORJ\HWF WRGHWHUPLQHWKHRYHUDOOHIIHFWRIWKHQHZOLFHQVHUHTXLUHGIORZVFKHGXOHRQ WKHHQYLURQPHQWDOUHVRXUFHVRIWKH3RH5HDFK  6XLWDEOH+DELWDW$VVHVVPHQW 7KHSODQQHGFRPSOHWLRQWLPHIRU LGHQWLILFDWLRQRIVXLWDEOHHJJOD\LQJDQGUHDULQJKDELWDWZLOOEH WKHHQGRI/LFHQVH<HDUDQGDJDLQE\WKHHQGRI/LFHQVH<HDUXQOHVV RWKHUZLVHDSSURYHGE\ WKH6:5&%'HSXW\'LUHFWRUGXHWRK\GURORJLFFRQGLWLRQV  5HSRUWLQJ6FKHGXOH 3* ( ZLOO VXEPLW D GUDIW RI WKH 3RH 5HDFK DPSKLELDQ SRSXODWLRQPRQLWRULQJ UHSRUW WR WKH 6:5&%)RUHVW6HUYLFH86):6DQG&'):RQRUEHIRUH0DUFKIROORZLQJ HDFKPRQLWRULQJ \HDU3* (ZLOODOORZWKH$JHQFLHVDWOHDVWGD\VWRUHYLHZDQGFRPPHQWRQWKHGUDIWUHSRUW DQGZLOOVHWXSDFRQVXOWDWLRQPHHWLQJLIUHTXHVWHGE\WKH$JHQFLHV 7KHILQDODQQXDOUHSRUWZLOOEHILOHGZLWK)(5&E\0D\3* (ZLOOLQFOXGHLQWKHILQDOUHSRUW DQ\FRPPHQWVDQGUHFRPPHQGDWLRQVPDGHE\WKHDJHQFLHVRQWKHGUDIWUHSRUW,I3* (GRHVQRW DGRSW D UHFRPPHQGDWLRQ WKH ILOLQJVKDOO LQFOXGH 3* (¶V UHDVRQV EDVHG RQ SURMHFWVSHFLILF LQIRUPDWLRQ  3ODQ5HYLVLRQV 7KH/LFHQVHHLQFRQVXOWDWLRQZLWKWKH)RUHVW6HUYLFH6:5&%86):6DQG&'):ZLOOUHYLHZ XSGDWHDQGUHYLVHWKH3ODQDVQHHGHGZKHQVLJQLILFDQWFKDQJHVLQWKHH[LVWLQJFRQGLWLRQVRFFXU 6L[W\GD\VZLOOEHDOORZHGIRUWKH)RUHVW6HUYLFH6:5&%86):6DQG&'):WRSURYLGHZULWWHQ FRPPHQWVDQGUHFRPPHQGDWLRQV$IWHUFRQVXOWDWLRQDQGDJUHHPHQWZLWKWKH)RUHVW6HUYLFHDQG 6:5&%WKH/LFHQVHHZLOOZRUNZLWKWKH)RUHVW6HUYLFHDQG6:5&%WRILOHWKHXSGDWHG3ODQZLWK )(5&7KH/LFHQVHHZLOOLQFOXGHDOOUHOHYDQWGRFXPHQWDWLRQRIFRRUGLQDWLRQDQGFRQVXOWDWLRQ ZLWK WKH XSGDWHG 3ODQ ILOHG ZLWK )(5&  ,I WKH /LFHQVHH GRHV QRW DGRSW D SDUWLFXODU UHFRPPHQGDWLRQE\86):6RU&'):WKHILOLQJZLOOLQFOXGHWKHUHDVRQVIRUQRWGRLQJVR7KH /LFHQVHHZLOOLPSOHPHQWWKHUHYLVHG3ODQDVDSSURYHGE\)(5& Document Accession #: 20250602-5134 Filed Date: 06/02/2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R 3RH$PSKLELDQ0RQLWRULQJ3ODQ 5HYLVHGMay 20253DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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±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ocument Accession #: 20250602-5134 Filed Date: 06/02/2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R 3RH$PSKLELDQ0RQLWRULQJ3ODQ 5HYLVHGMay 20253DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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ocument Accession #: 20250602-5134 Filed Date: 06/02/2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R 3RH$PSKLELDQ0RQLWRULQJ3ODQ 5HYLVHGMay 20253DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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ocument Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW )(5&$UWLFOH±&RPPLVVLRQ$SSURYDO 5HSRUWLQJ1RWLILFDWLRQDQG)LOLQJRI $PHQGPHQWV Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )(5&$UWLFOH±&RPPLVVLRQ$SSURYDO5HSRUWLQJ1RWLILFDWLRQDQG)LOLQJRI$PHQGPHQWV )(5&  D 5HTXLUHPHQWWR)LOH3ODQVIRU&RPPLVVLRQ$SSURYDO 7KH6WDWH:DWHU5HVRXUFHV&RQWURO%RDUG¶V :DWHU%RDUG VHFWLRQZDWHUTXDOLW\FHUWLILFDWLRQ :4&  $SSHQGL[$ DQGWKH86'HSDUWPHQWRI$JULFXOWXUH±)RUHVW6HUYLFH¶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¶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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ FRPPHQWVUHFHLYHGDVZHOODVLWVUHVSRQVHWRHDFKFRPPHQW7KH&RPPLVVLRQUHVHUYHVWKHULJKW WRUHTXLUHFKDQJHVWRSURMHFWRSHUDWLRQRUIDFLOLWLHVEDVHGRQWKHLQIRUPDWLRQFRQWDLQHGLQWKH UHSRUWDQGDQ\RWKHUDYDLODEOHLQIRUPDWLRQ 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW )(5&$SSHQGL[$±6:5&%:DWHU4XDOLW\ &HUWLILFDWLRQ&RQGLWLRQ Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 6:5&%:DWHU4XDOLW\&HUWLILFDWLRQ&RQGLWLRQ±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ƒ&PHDQGDLO\ZDWHUWHPSHUDWXUHRQWZRVXFFHVVLYHGD\VRU$SULO RIHDFK\HDUZKLFKHYHURFFXUVILUVWDQGVKDOOEHFRQGXFWHGHYHU\VHYHQGD\VXQWLO 6:5&%  5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ HJJVKDYHKDWFKHG7KH/LFHQVHHVKDOOSURYLGHWKH575* &RQGLWLRQ ZLWKWKH ZHHNO\)</)PRQLWRULQJGDWD $PSKLELDQPRQLWRULQJGDWDVKDOOLQFOXGHEXWDUHQRWOLPLWHGWRWKHIROORZLQJ $ )</)SRSXODWLRQWUHQGVGLVWULEXWLRQDQGUHSURGXFWLYHVXFFHVVDQG % ,QYHQWRU\RI)</)VXLWDEOHKDELWDWDQGUHODWLRQWRRFFXSLHGKDELWDW 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW )(5&$SSHQGL[%±)RUHVW6HUYLFH H  &RQGLWLRQ1R Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )RUHVW6HUYLFH H &RQGLWLRQ1R±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¶VPRQLWRULQJSURWRFRO  RUDVUHYLVHG (JJOD\LQJPRQLWRULQJZLOOEHFRQGXFWHGDQQXDOO\RQRIWKHLGHQWLILHGVXLWDEOH KDELWDWIRUWKHUHPDLQLQJOLFHQVHSHULRGDFFRUGLQJWRSURFHGXUHVGHVFULEHGLQ3DFLILF *DVDQG(OHFWULF¶VPRQLWRULQJSURWRFRO  RUDVUHYLVHG0RQLWRULQJZLOO FRPPHQFHRQ$SULORIHDFK\HDUDQGVKDOOEHKHOGHYHU\VHYHQGD\VXQWLOHJJV KDYHKDWFKHG )RUHVW6HUYLFH  5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW 6WDQGDUGL]HG$SSURDFKIRU+DELWDW$VVHVVPHQWV DQG9LVXDO(QFRXQWHU6XUYH\VIRUWKH)RRWKLOO <HOORZOHJJHG)URJ Rana boylii  6HOWHQULFKDQG 3RRO ZLWK$GGHQGXPGRFXPHQWLQJUHFHQWXSGDWHV XVHGLQWKLV3RH$PSKLELDQ0RQLWRULQJ3ODQ Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ $67$1'$5',=('$3352$&+)25+$%,7$7 $66(660(176$1' 9,68$/(1&2817(56859(<6)257+()227+,// <(//2:/(**(')52* Rana boylii %\ &UDLJ36HOWHQULFK6HQLRU$TXDWLF%LRORJLVW $QG$OLFLD&3RRO $TXDWLF%LRORJLVW 3DFLILF*DVDQG(OHFWULF&RPSDQ\ 7HFKQLFDODQG(FRORJLFDO6HUYLFHV &URZ&DQ\RQ5RDG 6DQ5DPRQ&$ 7KLV GRFXPHQW VKRXOG EH FLWHG DV 6HOWHQULFK & 3 DQG $& 3RRO  $VWDQGDUGL]HG DSSURDFKIRUKDELWDW DVVHVVPHQWV DQG YLVXDO HQFRXQWHU VXUYH\VIRUWKH IRRWKLOO \HOORZOHJJHGIURJ 5DQD ER\OLL 3DFLILF *DV DQG (OHFWULF &RPSDQ\ 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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¶V +\GUR 'HSDUWPHQWIRU SURYLGLQJ WKHVXSSRUW QHFHVVDU\ WRSURGXFH WKLVPXFK QHHGHGVWDQGDUGL]HG DSSURDFK WR VXUYH\LQJ IRU IRRWKLOO \HOORZOHJJHGIURJV /HJDO 1RWLFH 7KLV UHSRUW ZDV SUHSDUHG E\ 3DFLILF *DV DQG (OHFWULF &RPSDQ\ 3* ( IRU XVH E\ LWV HPSOR\HHV DQG DJHQWV HLWKHU 3* ( QRU DQ\ RI LWV HPSOR\HHV DQG DJHQWV  PDNHV DQ\ ZULWWHQ RU RUDO ZDUUDQW\ H[SUHVVHG RU LPSOLHG LQFOXGLQJ EXW QRW OLPLWHG WR WKRVH FRQFHUQLQJ PHUFKDQWDELOLW\ RU ILWQHVV IRUDSDUWLFXODU SXUSRVH  DVVXPHV DQ\ OHJDO OLDELOLW\ RU UHVSRQVLELOLW\ IRU WKH DFFXUDF\ FRPSOHWHQHVV RU XVHIXOQHVV RI DQ\ LQIRUPDWLRQ DSSDUDWXV URGXFW SURFHVV PHWKRG RU SROLF\ FRQWDLQHG KHUHLQ RU  UHSUHVHQWV WKDW LWV XVH ZRXOG QRW LQIULQJH DQ\ ULYDWHO\RZQHGULJKWV LQFOXGLQJ EXW QRW OLPLWHG WR SDWHQWV WUDGHPDUNV RUFRS\ULJKWV 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ $67$1'$5',=(' $3352$&+ )25 +$%,7$7$66(660(176 $1' 9,68$/ (1&2817(5 6859(<6 )25 7+()227+,// <(//2:/(**(' )52* Rana boylii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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 9(6 GDWD VKHHWV DUH XVHGIRU HJJ PDVVHV WDGSROHVDQG MXYHQLOHVVXEDGXOWVDQG DGXOWV )ROORZLQJ WKH LQLWLDO 9(6DGHWDLOHG VLWH KDELWDW DVVHVVPHQW LV FRQGXFWHG DW HDFK VLWH 7KH SDUDPHWHUV XVHG GXULQJ WKH VLWH KDELWDW DVVHVVPHQW IRFXV SULPDULO\ RQ NH\ KDELWDW IHDWXUHV $GGLWLRQDOO\ RWKHU HQYLURQPHQWDO LQIRUPDWLRQ LV FROOHFWHG WR SURYLGH LPSRUWDQW GDWDIRUHYDOXDWLQJ IDFWRUV WKDW PD\ LQIOXHQFH HDFK OLIH VWDJH RI )</) 8QOHVV WKHUH LVDVLJQLILFDQW FKDQJH LQ KDELWDW GXULQJ WKH VXUYH\ SHULRG HJ VLJQLILFDQW LQFUHDVHV RU GHFUHDVHV LQ IORZ RU YHJHWDWLYH JURZWK  VLWH KDELWDW DVVHVVPHQWV QHHG RQO\ EH FRPSOHWHG RQFH 'XH WR VHYHUDO GLVWLQFWLRQV LQ WKH W\SHV RI GDWD FROOHFWHGGLIIHUHQWVLWH KDELWDW DVVHVVPHQW GDWD VKHHWV DUH XVHGIRUULYHU DQG FUHHN VLWHV 6XUYH\ PHWKRGV GHVFULEHG E\ /LQG  DQG E\ &UXPS DQG 6FRWW  SURYLGHG WKH EDVLF IUDPHZRUN IRUGHYHORSLQJ WKH 9(6 DQG VLWH KDELWDW DVVHVVPHQW PHWKRGVIRU)</)V ([WHQVLYH VXUYH\V FRQGXFWHG E\ WKH DXWKRUV DQG WKHLU FRQVXOWDQWV LQ WKH 3LW 1RUWK )RUN )HDWKHU 1RUWK)RUN 0RNHOXPQH DQG 0LGGOH)RUN6WDQLVODXV ULYHU GUDLQDJHV LQ FHQWUDO DQG QRUWKHUQ&DOLIRUQLD 6SULQJ5LYHUV  3DFLILF *DV DQG (OHFWULF &RPSDQ\  D E,ELV(QYLURQPHQWDO ,QF   DQG LQIRUPDWLRQ REWDLQHG IURPRWKHU DPSKLELDQ ELRORJLVWV WKDW KDYH FRQGXFWHG )</) VXUYH\V RQ RWKHU6LHUUDVWUHDPV SURYLGHG DQ H[SDQGHG EDVH RI LQIRUPDWLRQ IRU HYDOXDWLQJ VXUYH\ PHWKRGV %DVHG RQ D V\QWKHVLV RI WKHVH GDWDD VWDQGDUGL]HG DSSURDFK ZDV GHYHORSHGIRUFRQGXFWLQJ SUHOLPLQDU\ ILHOG SODQQLQJ 9(6V DQG VLWH KDELWDW DVVHVVPHQWV WKDW LV DSSOLFDEOH WRDZLGH YDULHW\ RI VWXG\ UHTXLUHPHQWV 7KH PDMRU FRPSRQHQWV RI WKH VXUYH\ PHWKRGV DUH GHVFULEHG LQ WKH IROORZLQJ VHFWLRQV  3UHOLPLQDU\ )LHOG 3ODQQLQJ 3UHOLPLQDU\ ILHOG SODQQLQJ LVDNH\ SKDVH LQ SUHSDULQJDVWXG\ GHVLJQ IRU VXUYH\LQJIRU)</)V 3ULRU WR LQLWLDWLQJ WKH 9(6 LW LV QHFHVVDU\IRUVXUYH\RUV WR FOHDUO\ GHILQH VWXG\ REMHFWLYHV DQG GHWHUPLQH WKH WLPLQJ RI VXUYH\V WKDW ZLOO EHVW PHHW WKRVH REMHFWLYHV 6HOHFWLRQ RI VXUYH\ VLWHV ZLOO GHSHQG RQ LGHQWLILFDWLRQ RI SRWHQWLDOO\VXLWDEOH KDELWDW LQ WKH VWXG\ DUHD WKH UHVXOWV RI SUHOLPLQDU\KDELWDW DVVHVVPHQWV DQG H[LVWLQJ GDWD RQ )</) LQ WKH VWXG\ DUHD :LWK WKLV LQIRUPDWLRQ VXUYH\RUV ZLOO EH DEOH WR GHWHUPLQH WKH QXPEHU RI VLWHV WR EH VXUYH\HG WKH QXPEHU RI VLWH YLVLWV WKH WLPLQJ RI VLWH YLVLWV DQG WKH GDWD SDUDPHWHUV WR EH PHDVXUHG DQG HYDOXDWHG GXULQJ WKH 9(6 WR DFKLHYH VWXG\ REMHFWLYHV  6WXG\ 2EMHFWLYHV 6WXG\ REMHFWLYHV VKRXOG EH FOHDUO\ GHILQHG SULRU WR FRQGXFWLQJ ILHOG VXUYH\V VLQFH WKH\ ZLOO ODUJHO\ GHWHUPLQH WKH OHYHO RIHIIRUWDQG VWXG\ GHVLJQ,IRQO\ EDVLF LQIRUPDWLRQ RQ )</)V LV QHHGHG SUHVHQFH  WKH QXPEHU RI VLWH YLVLWV DQG WKH H[WHQW RI GDWD FROOHFWHG ZRXOG EH VXEVWDQWLDOO\ VPDOOHU WKDQ WKDW QHFHVVDU\IRUVWXGLHV GHVLJQHG WR HYDOXDWH DOO OLIH VWDJHV RI )</)V DQG KDELWDW FKDUDFWHULVWLFV DVVRFLDWHG ZLWK HDFK OLIH VWDJH 6LWH KDELWDW DVVHVVPHQW DQG 9(6 GDWD VKHHWV KDYH EHHQ GHVLJQHG WR LQFOXGH DOO SDUDPHWHUV DQG LQIRUPDWLRQ UHTXLUHG WR WKRURXJKO\ HYDOXDWH HDFKOLIH VWDJH DQG KDELWDW DVVRFLDWHG ZLWK )</) EUHHGLQJ DQG RYLSRVLWLRQ WDGSROH UHDULQJ MXYHQLOHVVXEDGXOWVDQG DGXOWV )RU OHVV LQWHQVLYH VWXGLHV YDULRXV FRPELQDWLRQV RI GDWD SDUDPHWHUV PD\ EH VHOHFWHG WKDW ZRXOG SURYLGH VXIILFLHQW LQIRUPDWLRQ WR DFKLHYH WKH VWXG\ REMHFWLYHV ,IWKH SULPDU\ REMHFWLYHRI WKH VWXG\LV WR GHWHUPLQHSUHVHQFH RI )</)VXUYH\RUV PD\ FKRRVH WR FRQGXFW RQH RU WZR VXUYH\V 'XULQJ WKH ODWH VXPPHU VXUYH\ SHULRG MXYHQLOHV DQG RFFDVLRQDOO\ VXEDGXOWV DQG DGXOWV DUH RIWHQ HDVLO\ REVHUYHG DORQJ ULYHU PDUJLQV DQG VXEDGXOWDGXOWIURJVPD\ DOVR EH REVHUYHG LQ WULEXWDU\ VWUHDPV 7KLV VXUYH\ SHULRG KDV WKH JUHDWHVW SUREDELOLW\ RI GHWHFWLQJ )</) +RZHYHU D PLQLPXP RI WZR VXUYH\V LV UHFRPPHQGHG WR LQFUHDVH WKH SUREDELOLW\ RI GHWHFWLRQ 7KHVH WZR VLWH YLVLWV 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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q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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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x *HQHUDO $SSURDFK 7KH VXUYH\ DUHD OHQJWK[ZLGWK RI HDFK ULYHU DQG FUHHN VLWH ZLOO YDU\ GHSHQGLQJ RQ WKH W\SH DQG H[WHQW RI VXLWDEOH KDELWDW 7KH 9(6 VKRXOG LQFOXGH DOO DTXDWLF KDELWDWV WKDW FDQ EH DGHTXDWHO\ VXUYH\HG ZLWKLQ DSSUR[LPDWHO\KRXUV KRXUV SHU VXUYH\RU  'HSHQGLQJ RQ VSHFLILF VWXG\ REMHFWLYHV WKH VXUYH\ DUHDV DW HDFK VLWHVXEVLWH FDQ EH SHUPDQHQWO\ PDUNHG DQGUHVXUYH\HG GXULQJ VXEVHTXHQW VLWH YLVLWV :KHQ FRQGXFWLQJ WDQGHP 9(6V RQH VXUYH\RU VHDUFKHVIRUDGXOW DQGMXYHQLOHVXEDGXOW IURJVDQG WKH RWKHU VXUYH\RU VHDUFKHVIRUHJJ PDVVHV DQG WDGSROHV 7KH LQGLYLGXDO VHDUFKLQJIRUIURJV LV WKH OHDG VXUYH\RU DQG UHPDLQV DKHDG RI WKH LQGLYLGXDO VHDUFKLQJIRUHJJ PDVVHV DQG WDGSROHV 9(6V VKRXOG EHJLQ DORQJ WKH EDQN 6XUYH\RUV VKRXOG VHDUFK WKH EDQN DQG DGMDFHQW DTXDWLF KDELWDWILUVW WR DYRLG VWHSSLQJ RQ HJJV WDGSROHV RU MXYHQLOHV WKDW PD\ EH XQGHUQHDWK VXEVWUDWH RU DORQJ WKH ULYHU RU FUHHN PDUJLQ $IWHU FRPSOHWLQJ WKHVH REVHUYDWLRQV VXUYH\RUV PD\ VDPSOH VXLWDEOH DTXDWLF KDELWDWV DZD\IURPWKH VWUHDP EDQN )RU GHWDLOHG LQIRUPDWLRQ RQ VHDUFK WHFKQLTXHVIRUDOO )</) OLIH VWDJHV UHIHU WR 6HFWLRQ  $OO REVHUYDWLRQV PDGH E\ WKH VXUYH\RUV DUH UHFRUGHG RQ WKH DSSURSULDWH 9(6 GDWD VKHHWV $GGLWLRQDOO\ WKH ORFDWLRQ RI HJJ PDVVHV DQG WDGSROHV DQG WKH JHQHUDO ORFDWLRQ RI IURJVDUH LQGLFDWHG RQ DHULDO SKRWRJUDSKV RU VLWH GUDZLQJV UHIHU WR 6HFWLRQ IRUPRUH GHWDLOV  x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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ VHOHFWLRQ 7KHVH KDELWDWV PD\ EH RI OLPLWHG H[WHQW RU ODFN WKH XVXDO KDELWDW IHDWXUHV W\SLFDOO\ DVVRFLDWHG ZLWK )</)V $W ULYHU VLWHV VXEVLWHV PD\ QHHG WR EH HVWDEOLVKHG LI WKH VLWH LV H[WHQVLYH RU KDV VHYHUDO GLVWLQFW KDELWDW W\SHV :KHUH PRUH WKDQ RQH GLVWLQFW KDELWDW W\SH LV SUHVHQW DWDULYHU VLWH RU ZKHUH WKHUH DUH GLVFRQWLQXRXV VHFWLRQV RI WKH VDPH KDELWDW W\SH HJ ODWHUDO EDUV VHSDUDWHG E\ EHGURFN RXWFURSV  VXEVLWHV VKRXOG EH GHVLJQDWHG 6XEVLWHV PD\ DOVR EH EDVHG XSRQ WKH RFFXUUHQFH RI DPSKLELDQV,I)</)V DUH QRW REVHUYHG DWDVLWH VXEVLWHV PD\ EH GHVLJQDWHG WR LQFOXGH WKH PRVW VXLWDEOH KDELWDW DYDLODEOH DW WKHVLWH HJFREEOH EDUV ZLWKHGJHZDWHUKDELWDW ERXOGHUVHGJH KDELWDW HWF  6LWHVXEVLWH QRWDWLRQV DUH QXPHULFDOSKD HJ D DQG VKRXOG EH DVVLJQHG EHJLQQLQJ ZLWK WKH GRZQVWUHDP VXEVLWH VHTXHQWLDOO\ ZRUNLQJ XSVWUHDP HJ D E F  'HVLJQDWLRQ RI VXEVLWHV DQG WKH FROOHFWLRQ RI KDELWDWVSHFLILFVSHFLHV LQIRUPDWLRQ LPSURYH UHODWLYH DEXQGDQFH HVWLPDWHV DQG DVVLVW VXUYH\RUV LQ IRFXVLQJ VDPSOLQJ HIIRUWV RQ WKH EHVW )</) KDELWDW DYDLODEOH$9(6 DQGDVLWH KDELWDW DVVHVVPHQW GDWD VKHHW VKRXOG EH FRPSOHWHGIRUHDFK GHVLJQDWHG VXEVLWH 8SRQ FRPSOHWLRQ RI WKH LQLWLDO 9(6 WKH XSVWUHDP DQG GRZQVWUHDP HQGV RI WKH VLWH DQG VXEVLWHV DUH PDUNHG ZLWK VHPLSHUPDQHQW PDUNHUV IODJJLQJ HWF IRUVLQJOH VHDVRQ RU VKRUWWHUP VWXGLHVRU ZLWK SHUPDQHQW PDUNHUVIRUPXOWLSOH\HDU PRQLWRULQJ RU ORQJWHUP VWXGLHV$GGLWLRQDOO\ WKHVH ERXQGDULHV DUH LQGLFDWHG RQ DHULDO SKRWRJUDSKV RU VLWH GUDZLQJV UHIHUWR 6HFWLRQ IRUPRUH GHWDLOV   6LWH +DELWDW $VVHVVPHQWV 6LWH KDELWDW DVVHVVPHQWV DUH DQ LPSRUWDQW SDUW RI WKH RYHUDOO VXUYH\ ,QIRUPDWLRQ REWDLQHG LQ WKH VLWH KDELWDW DVVHVVPHQW SURYLGHV HVVHQWLDO GDWD RQ VLWHVSHFLILF KDELWDW FKDUDFWHULVWLFV VXFK DV ULSDULDQ YHJHWDWLRQ DTXDWLF DQG WHUUHVWULDO FRYHU VXEVWUDWH ZDWHU TXDOLW\ DTXDWLF KDELWDW DQG XSODQG KDELWDW 'RFXPHQWLQJ H[LVWLQJ KDELWDW FRQGLWLRQV HQDEOHV VXUYH\RUV WR HVWDEOLVK EDVHOLQH FRQGLWLRQV DWDVLWH DQG DOORZ IRU PRQLWRULQJ RI KDELWDW FKDQJHV $OVR WKLV LQIRUPDWLRQ ZKHQ FRPELQHG ZLWK GDWD FROOHFWHG GXULQJ 9(6V SURYLGHV WKH GDWD QHFHVVDU\IRUGHYHORSLQJ KDELWDW VXLWDELOLW\ FULWHULDIRU)</)V 7KH VLWH KDELWDW DVVHVVPHQW LV WKH ODVW VWHS LQ WKH VXUYH\ SURFHVV DQG VKRXOG EH FRQGXFWHG LPPHGLDWHO\ IROORZLQJ WKH LQLWLDO 9(6 7KH UDWLRQDOHIRUWKLV LV WZRIROG  WKH 9(6 PXVW EH FRPSOHWHG ILUVW WR DYRLG GLVWXUELQJ WKH VLWH DQG DQ\ DPSKLELDQV WKDW PD\ EH SUHVHQW DQG  WKH ILQDO VLWHVXEVLWH ERXQGDULHV FDQQRW EH GHVLJQDWHG XQWLO WKH 9(6 LV FRPSOHWHG DQG WKH H[WHQW RI WKH VLWHVXEVLWHV KDV EHHQGHWHUPLQHG 6LWH KDELWDWDVVHVVPHQW623V DQG ILHOGGDWDVKHHWVIRUERWK ULYHUDQG FUHHN VLWHVDUH SURYLGHG LQ $SSHQGL[ & +DELWDW SDUDPHWHUV DUH PHDVXUHG RU HVWLPDWHG DQG WKHQ UHFRUGHG RQ WKH DSSURSULDWH VLWH KDELWDW DVVHVVPHQW GDWD VKHHW 3URPLQHQW KDELWDW IHDWXUHVVXFK DVVLGHFKDQQHOVLVRODWHG SRROVRUILVKEDUULHUV VKRXOG EH UHFRUGHG RQ DHULDO SKRWRJUDSKV ,I DHULDO SKRWRJUDSKV DUH QRW DYDLODEOH WKLV LQIRUPDWLRQ VKRXOG EH LQFOXGHG LQDVLWH GUDZLQJ RQ WKH EDFN RI WKH VLWH KDELWDW DVVHVVPHQW GDWD VKHHW7KH ORFDWLRQ RI HJJ PDVVHV DQG WDGSROHV DQG JHQHUDO ORFDWLRQ RI IURJV VKRXOG DOVR EH LQFOXGHG RQ DHULDO SKRWRJUDSKV DQGRU GUDZLQJV RI WKH VLWH 3KRWRJUDSKV VKRXOG EH WDNHQ WR GRFXPHQW JHQHUDO VLWH KDELWDW FKDUDFWHULVWLFV DV ZHOO DV WKH PLFURKDELWDW ZKHUH HJJV WDGSROHV MXYHQLOHVXEDGXOW DQG DGXOWV DUH IRXQG ,QVWUXFWLRQV IRUWDNLQJ DQG UHFRUGLQJ SKRWRJUDSKV DUH SURYLGHG LQ 6HFWLRQ   'DWD$QDO\VLV 'HSHQGLQJ RQ VWXG\ REMHFWLYHV DQG WKH OHYHO RI GDWD FROOHFWHG GXULQJ WKH 9(6V DQG VLWH KDELWDW $WWDFKPHQW 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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x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•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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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x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x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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ WHPSHUDWXUHV LQFUHDVH WR  q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ƒ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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ (DFK ILHOG FUHZ EHJLQVDVWXG\ ZLWK 5ROO  DQG 3LFWXUH  DQG FRXQWV XSZDUGV DV QHHGHG WKURXJK WKH HQWLUH VWXG\ SHULRG $IWHUHDFKUROOLV FRPSOHWHGERWKWKH ILOP FDQLVWHU DQG WKHUROORI ILOP VKRXOG EH ODEHOHG ZLWK   WKH UROO QXPEHU   WKH FUHZ OHDGHU V LQLWLDOV DQG   WKH VWUHDP RU SURMHFW QDPHLQLWLDOV )RU GLJLWDO FDPHUDV DIWHU WKH GLVF RU FDUG LV IXOO ODEHO WKH GLVF RU FDUG E\ SURMHFW DQG GLVFFDUG QXPEHU HJ FDUG  FDUG  HWF  3KRWRJUDSKV XVHG WR GRFXPHQW VLWH FKDUDFWHULVWLFV VKRXOG SURYLGHYLHZVRIWKHVLWHVXEVLWH IURPWKH WRSORRNLQJ WRZDUGV WKH ERWWRPWKHPLGGOHORRNLQJ WRZDUGV WKH WRS DQG WRZDUGV WKH ERWWRP DQG WKH ERWWRP ORRNLQJ WRZDUGV WKH WRS 7KURXJKRXW WKH VXUYH\ VHDVRQ VXEVHTXHQW VLWHVXEVLWH SKRWRV VKRXOG EH WDNHQ IURP WKH VDPH ORFDWLRQV DV WKH LQLWLDO VLWHVXEVLWH SKRWRJUDSKV $WWKH HQGRIWKH ILHOG ZHHNPP ILOP VKRXOGEH GHYHORSHG WDNLQJ FDUH WR EH VXUHWKDW WKH UROO QXPEHU WHDP GHVLJQDWLRQ DQG VWUHDP RU SURMHFW QDPH DUHWUDQVIHUUHGWR WKH ILOPSURFHVVLQJ HQYHORSHIRU ODWHU LGHQWLILFDWLRQ 7KH SKRWRV VKRXOG EH GHYHORSHG HOHFWURQLFDOO\ DQG UHFRUGHG RQD&' )RU GLJLWDO FDPHUDV LQGLYLGXDO ILOHV VKRXOG EH HVWDEOLVKHG IRU HDFK GLVF RU FDUG DQG DSSURSULDWHO\ QDPHG DQG VWRUHG RQ WKH FRPSXWHU KDUG GULYH DQG RQDIORSS\ GLVF RU &' ,QGLYLGXDO VLWH SKRWRJUDSKV FDQ WKHQ EH PRYHG LQWR SHUPDQHQW ILOHVIRUHDFK VXUYH\ VLWH $OO SKRWRV VKRXOG EH FDWDORJXHG E\VWUHDP DQG VLWH QXPEHU  5HIHUHQFHV &UXPS 0/ DQG 1- 6FRWW -U  9LVXDO HQFRXQWHU VXUYH\V 3DJHV  LQ:5+H\HU 0$ 'RQQHOO\ 5: 0F'LDUPLG /& +D\HN DQG 06 )RVWHU HGV 0HDVXULQJ DQG PRQLWRULQJ ELRORJLFDO GLYHUVLW\ VWDQGDUG PHWKRGVIRUDPSKLELDQV 6PLWKVRQLDQ ,QVWLWXWLRQ 3UHVV ,ELV(QYLURQPHQWDO ,QF  5HVXOWV RI  VXUYH\VIRUIRRWKLOO \HOORZOHJJHGIURJVZLWKLQ WKH 0RNHOXPQH 5LYHU 3URMHFW 3UHSDUHGIRU3DFLILF *DV DQG (OHFWULF &RPSDQ\ .XSIHUEHUJ 6-  +\GURORJLF DQG JHRPRUSKLF IDFWRUV DIIHFWLQJ FRQVHUYDWLRQ RIDULYHU EUHHGLQJIURJ 5DQD ER\OLL (FRORJLFDO $SSOLFDWLRQV    /LQG $ :HOVK ++ DQG 5$ :LOVRQ  7KH HIIHFWV RIDGDP RQ EUHHGLQJ KDELWDW DQG HJJ VXUYLYDO RI WKH IRRWKLOO \HOORZOHJJHGIURJ 5DQD ER\OLL LQ QRUWKZHVWHUQ&DOLIRUQLD+HUSHWRORJLFDO 5HYLHZ 9ROXPH     /LQG $  6XUYH\ SURWRFROIRUIRRWKLOO \HOORZOHJJHGIURJV 5DQD ER\OLL LQ VWUHDPV 86'$ )RUHVW 6HUYLFH 3DFLILF 6RXWKZHVW 5HVHDUFK 6WDWLRQ $UFDWD &$ '* 6/$ 3DFLILF *DV DQG (OHFWULF &RPSDQ\  5HVXOWV RI SUHOLPLQDU\ VXUYH\VIRUIRRWKLOO \HOORZOHJJHG IURJV 5DQD ER\OLL DQG DQ HYDOXDWLRQ RI WKH HIIHFWV RI WHVW IORZV RQ IRRWKLOO \HOORZOHJJHG IURJVDQG DVVRFLDWHG KDELWDW DORQJ WKH 1RUWK )RUN )HDWKHU5LYHUZLWKLQ WKH 3RH 3URMHFW DUHD$SSHQGL[ LQ 3DFLILF *DV DQG (OHFWULF &RPSDQ\  3RH 3URMHFW )(5& 1R GUDIWDSSOLFDWLRQIRUQHZ OLFHQVH SHQGLQJ  3DFLILF *DV DQG (OHFWULF &RPSDQ\ D 5HVXOWV RI  VXUYH\VIRUIRRWKLOO \HOORZOHJJHGIURJV 5DQD ER\OLL RQ WKH 1RUWK)RUN)HDWKHU 5LYHU DQG VHOHFWHG WULEXWDULHV ZLWKLQ WKH 3RH 3URMHFW DUHD ,Q SUHSDUDWLRQ 3DFLILF *DV DQG (OHFWULF &RPSDQ\ E 5HVXOWV RI  VXUYH\VIRU<RVHPLWH WRDG PRXQWDLQ \HOORZ OHJJHGIURJIRRWKLOO \HOORZOHJJHGIURJDQG ZHVWHUQ SRQG WXUWOHV ZLWKLQ WKH 6SULQJ *DS6WDQLVODXV 3URMHFW DUHD ,QSUHSDUDWLRQ 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 6SULQJ5LYHUV 5LYHU FRUULGRU KDELWDW PDSSLQJ DQG ELRWD VXUYH\VZLWK HPSKDVLV RQ VSHFLDOVWDWXV VSHFLHVIRU3DFLILF *DV DQG (OHFWULF &RPSDQ\¶V 3LW   DQG+\GURHOHFWULF 3URMHFW )(5&1R   $SSHQGL[ ( LQ 3DFLILF *DV DQG (OHFWULF &RPSDQ\  3LW  DQG)(5& 1RGUDIW DSSOLFDWLRQ IRU QHZ OLFHQVH 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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¶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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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±5HFRUGWKHGDWHRIWKHVXUYH\LQWKHIROORZLQJIRUPDWPRQWKGD\\HDU 6LWH±5HFRUGWKHVLWHQXPEHUGHVLJQDWHGGXULQJWKHSUHOLPLQDU\KDELWDWDVVHVVPHQW HJ  6XEVLWH±,IDSSOLFDEOHUHFRUGWKHVXEVLWHQXPEHUGHVLJQDWHGGXULQJWKH9(6 HJDE  5LYHURU&UHHN1DPH/RFDWLRQ±5HFRUGWKHULYHURUFUHHNQDPHLIDYDLODEOHDQGGHVFULEHWKH ORFDWLRQ RI WKH VLWHVXEVLWH RU XVH RWKHU LGHQWLI\LQJ LQIRUPDWLRQ VXFK DV D ORFDO ODQGPDUN RU UHODWLYH SRVLWLRQ 3URYLGHWKHDSSUR[LPDWHVXUYH\ORFDWLRQDORQJWKHULYHURUFUHHNDQGLQFOXGHDODQGPDUNRURWKHU LQGLFDWRUSURYLGHGRQWKH86*6WRSRJUDSKLFPDS,IVLWHVXEVLWH9(6VKDYHEHHQFRQGXFWHGXVHWKHVDPH ULYHURUFUHHNQDPHVDQGORFDWLRQVRQWKHVLWHKDELWDWDVVHVVPHQWGDWDVKHHW 86*64XDG±,QGLFDWHWKHQDPH V RIWKH86*6¶WRSRJUDSKLFPDS V WKDWFRYHU V WKHORFDWLRQRI WKHVLWHVXEVLWH 7RZQVKLS5DQJH±$VLQGLFDWHGRQWKH86*6WRSRJUDSKLFPDSLQGLFDWHWKHWRZQVKLSDQGUDQJHWKDW HQFRPSDVVHVDOORUWKHODUJHVWSRUWLRQRIWKHVLWHVXEVLWH 6HFWLRQ ±5HIHUWRWKH86*6WRSRJUDSKLFPDSIRUWKH6HFWLRQQXPEHUFRQWDLQLQJWKHVLWHVXEVLWH ó6HFWLRQ±,QGLFDWHWKHóVHFWLRQ V WKDWFRQWDLQ V WKHVLWHVXEVLWH HJ1(ó6:óHWF  (OHYDWLRQ±5HFRUGWKHHOHYDWLRQRIWKHVLWHVXEVLWHDVGHWHUPLQHGE\D86*6WRSRJUDSKLFPDSRUE\ *36UHDGLQJ *36)LOH1DPH±,ID*36SRLQWFDQEHREWDLQHGUHFRUGWKH*36ILOHQDPHIRUWKHVLWHVXEVLWH/RFDWLRQ GDWDFROOHFWHGE\*36VKRXOGEHSRVWSURFHVVHGDQGFRPSDWLEOHIRUGLVSOD\LQ$UF9LHZRURWKHU*,6 IRUPDW :HDWKHU ±,QGLFDWHFXUUHQWZHDWKHULQFOXGLQJVN\FRQGLWLRQVDQGZLQGFRQGLWLRQVH[SHULHQFHGGXULQJ WKH9(68VHWKHIROORZLQJJHQHUDOJXLGHOLQHV 6N\FRQGLWLRQV ‡2YHUFDVW!FORXGFRYHU ‡3DUWO\RYHUFDVW±FORXGFRYHU ‡&OHDUFORXGFRYHU 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ :LQGFRQGLWLRQV ‡,QFOHPHQWZLQGV!PSK ‡)DLUZLQGV±PSK ‡,GHDOFDOPWRZLQGVPSK ([DPSOH:HDWKHUWKDWLV2YHUFDVW)DLU JUHDWHUWKDQFORXGFRYHUDQGZLQGVEHWZHHQDQGPSK 7RWDO 6LWH /HQJWK ±5HFRUG WKH WRWDO OHQJWK RI WKH VLWH ,I VXEVLWHV KDYH EHHQ GHVLJQDWHG WKLV PHDVXUHPHQWVKRXOGLQFOXGHDOOVXEVLWHVLQFOXGLQJWKHDUHDVEHWZHHQVXEVLWHV LHVWHHSEHGURFNUHDFKHV VDQGEHDFKHVDUHDVZLWKGHQVHRYHUKDQJLQJYHJHWDWLRQHWF WKDWDUHQRWFRQVLGHUHGVXLWDEOHKDELWDW)RU ULYHUVLQFOXGHERWKEDQNVLIVXEVLWHVKDYHEHHQGHVLJQDWHGRQERWKVLGHVRIWKHULYHU)RUFUHHNVERWKEDQNV DUHLQFOXGHGDVSDUWRIWKHWRWDOVLWHOHQJWK 5LYHURU&UHHN$VSHFW±,QGLFDWHWKHRULHQWDWLRQRIWKHULYHU RUFUHHNGUDLQDJHDWWKHVLWHVXEVLWHDV IROORZV6RXWKHUO\1RUWKHUO\:HVWHUO\RU(DVWHUO\([DPSOH$VRXWKIORZLQJULYHURUFUHHNZRXOGKDYH DVRXWKHUO\DVSHFW 'LVFKDUJH±(VWLPDWHWKHULYHURUFUHHNIORZLQFXELFIHHWSHUVHFRQG FIV :KHUHDYDLODEOHXVHVWUHDP JDJHGDWD :DWHU7HPSHUDWXUH±:DWHUWHPSHUDWXUHVVKRXOGEHUHFRUGHGLQGHJUHHV&HOVLXV R& ,QVPDOOOHQWLF KDELWDWV VLGHSRROVVFRXUSRROVHWF ZDWHUWHPSHUDWXUHVVKRXOGEHUHSUHVHQWDWLYHRIWKHKDELWDW5LYHUDQG FUHHNZDWHUWHPSHUDWXUHVVKRXOGEHREWDLQHGDORQJWKHVKRUHOLQHLQHGJHZDWHUDUHDVDQGDWDORFDWLRQIXUWKHU IURPVKRUHWKDWLVUHSUHVHQWDWLYHRIWKHPDLQVWUHDPWHPSHUDWXUH 2EVHUYHUV±7KHLQLWLDOVRIERWKFUHZPHPEHUVVKRXOGDSSHDULQWKLVVSDFH7KHLQLWLDOVRI WKHFUHZ PHPEHUILOOLQJRXWWKHGDWDVKHHWVKRXOGDSSHDULQWKHILUVWVSDFH ,QLWLDO6LWH9LVLW±&KHFNWKLVER[LIWKLVLVWKHILUVWVLWHYLVLWGXULQJWKHILHOGVHDVRQ )ROORZXS9LVLW±&KHFNWKLVER[LIWKHVLWHKDVEHHQYLVLWHGSUHYLRXVO\GXULQJWKHILHOGVHDVRQ7KHVLWH KDELWDWDVVHVVPHQWGDWDVKHHWRQO\QHHGVWREHFRPSOHWHGGXULQJDUHWXUQYLVLWLIWKHUHDUHVLJQLILFDQWFKDQJHV LQKDELWDWIHDWXUHV 3KRWRJUDSK±5HFRUGWKHSKRWRJUDSKQXPEHUVRWKDWLWFDQEHLQGH[HGWRWKHQRWHVDQGGHVFULSWLRQ UHFRUGHGLQWKHILHOGQRWHERRN)RUGHWDLOHGPHWKRGVUHIHUWR6HFWLRQRIWKHPDLQWH[W 5ROO'LVF&DUG±5HFRUGWKHILOPUROOQXPEHURUGLJLWDOGLVFFDUGQXPEHU7KLVVKRXOGEHDVHTXHQWLDO QXPEHUZLWKWKHSKRWRJUDSKHURUFUHZOHDGHU¶VLQLWLDOVDVDSUHIL[ HJ&:+&:+DQGVRRQ 7KH UROOQXPEHUVKRXOGEHUHFRUGHGRQHDFKILOPFDQLVWHUZLWKLQGHOLEOHSHQ'LJLWDOGLVFVDQGFDUGVVKRXOGEH ODEHOHG LIQRWWRRVPDOO DVGLUHFWHGDERYHIRUPPILOP'LJLWDOFDUGVVKRXOGEHSODFHGLQVPDOO VHDOHG HQYHORSHVODEHOHGZLWKWKHVDPHLQIRUPDWLRQ $PSKLELDQ+DELWDW7\SHV±7KHULYHUDQGFUHHN623VGLIIHUDVIROORZV 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )RUULYHUV&LUFOHWKHKDELWDWW\SH V IURPWKHOLVWSURYLGHGRQWKHGDWDVKHHWWKDWEHVWFKDUDFWHUL]H V WKH VLWHVXEVLWH,IPRUHWKDQRQHKDELWDWW\SHLVSUHVHQWDWDVLWHVXEVLWHFLUFOHDOOWKDWDUHDSSOLFDEOH LHVLGH FKDQQHOZLWKDORZJUDGLHQWULIIOH  x %RXOGHU6HGJH0DUJLQ±%RXOGHU DQGVHGJHKDELWDWRFFXUVLQORZUHOLHIDUHDVDORQJWKHPDUJLQRI WKHULYHU,WLVFKDUDFWHUL]HGE\H[SRVHGDQGVXEPHUJHGERXOGHUVZLWKLQWHUVSHUVHGVHGJHFOXPSV VORZPRYLQJZDWHUDQGVPDOOSRROVWKDWPD\EHLVRODWHGRUFRQQHFWHGWRWKHULYHU x 6LGH&KDQQHO±$VLGHFKDQQHOLVVPDOOHUWKDQWKHPDLQFKDQQHODQGJHQHUDOO\RQO\UHFHLYHVD SRUWLRQRIWKHVWUHDPIORZDQGPD\GU\XSDWORZIORZV6LGHFKDQQHOVPD\EHVHSDUDWHGIURPWKH PDLQFKDQQHOLQORFDWLRQVZKHUHFHQWHULVODQGVRUORZJUDGLHQWFREEOHERXOGHUEDUV RIWHQZLWK YHJHWDWLRQ RFFXUDQGDUHXVXDOO\UHODWLYHO\FORVHWRWKHPDLQULYHUFKDQQHO6LGHFKDQQHOVPD\ WRWDOO\RUSDUWLDOO\GU\RXWDWORZHUVXPPHUIORZV x 0DLQ&KDQQHO3RRO±0DLQFKDQQHOSRROVW\SLFDOO\RFFXULQORZJUDGLHQWVHFWLRQVRIULYHUVDQG FKDUDFWHULVWLFDOO\RFFXS\PRVWRIWKHZHWWHGFKDQQHO0DLQFKDQQHOSRROVDUHJHQHUDOO\UHODWLYHO\ GHHSZLWKORZYHORFLWLHVDQGYDULDEOHVXEVWUDWHV x ,VRODWHG6FRXU3RRO±$QLVRODWHGRUVFRXUSRROLVW\SLFDOO\DSRROIRUPHGDWKLJKHUIORZVDQG QRUPDOO\UHFHLYHVVXUIDFHIORZRQO\GXULQJKLJKHURXWIORZSHULRGV,VRODWHGSRROVDQGVFRXUSRROV PD\EHORFDWHGLQEHGURFNDUHDVULYHUEDUVRULQVLGHFKDQQHOVWKDWKDYHEHHQGLVFRQQHFWHGIURP WKHPDLQULYHUIORZ7KHVHW\SHVRISRROVPD\EHPDLQWDLQHGE\VXEVXUIDFHIHHGIURPWKHULYHURU VHHSVVSULQJVDORQJWKHULYHUFKDQQHO x 3RRO7DLO2XW3RRO%DFNZDWHU±3RROWDLORXWVRFFXUDWWKHGRZQVWUHDPHQGRIPDLQFKDQQHOSRROV DGMDFHQWWRWKHPDLQRXWIORZ7KHVHDUHDVDUHRIWHQVKDOORZZLWKVORZPRYLQJRUVWLOOZDWHUDQG FREEOHRUERXOGHUVXEVWUDWHV%DFNZDWHUSRROVRFFXUDORQJWKHPDUJLQVRIULYHUVDWWKHHGJHRIWKH PDLQIORZDQGDUHW\SLFDOO\FKDUDFWHUL]HGE\UHYHUVHIORZV%DFNZDWHUSRROVPD\RFFXUDWULYHU EHQGVDWWKHERWWRPRIPDLQFKDQQHOSRROVEHORZFKDQQHOREVWUXFWLRQVHWF x /RZ*UDGLHQW5LIIOH±/RZJUDGLHQWULIIOHVDUHFKDUDFWHUL]HGE\PRGHUDWHYHORFLWLHV ± FPVHF ZLWKOLWWOHRUQRZKLWHZDWHUDQGSDUWLDOO\RUWRWDOO\VXEPHUJHGVXEVWUDWHV x 5XQ*OLGH±5XQKDELWDWVRFFXULQORZJUDGLHQWVHFWLRQVRIULYHUVKDYHVZLIWZDWHUYHORFLWLHVEXW QRZDWHUWXUEXOHQFHZLWKFREEOHDQGERXOGHUVXEVWUDWHV*OLGHVDOVRRFFXULQORZJUDGLHQWVHFWLRQV RIULYHUVKDYHVZLIWZDWHUYHORFLWLHV DQGVXEVWUDWHVFRQVLVWLQJRIJUDYHODQGFREEOH5XQVRFFXU RYHUDGHILQLWHWKDOZHJJOLGHVGRQRW x /DWHUDO%DURU3RLQW%DU±/DWHUDOEDUVDUHORFDWHGDORQJDUHODWLYHO\VWUDLJKWVHFWLRQRIULYHUDQG SRLQWEDUVDUHORFDWHGRQWKHLQVLGHRIDULYHUEHQG %RWKODWHUDODQGSRLQWEDUVPD\KDYHVLGH FKDQQHOVDWKLJKHUIORZVWKDWRIWHQEHFRPHGLVFRQQHFWHGIURPWKHPDLQULYHUGXULQJWKHVXPPHURU HDUO\IDOOSRVVLEO\IRUPLQJLVRODWHGSRROV7KHVHEDUVPD\DOVRKDYHLVRODWHGRUVFRXUSRROV)RU WKHVHKDELWDWW\SHVYLVXDOO\HVWLPDWHWKHRYHUDOOEDUJUDGLHQWIURPWKHULYHUFKDQQHOPDUJLQWRWKH HGJHRIWKHXSODQGKDELWDWDVIROORZV /RZƒVORSH 0RGHUDWH±ƒVORSH +LJK!ƒVORSH x &REEOH%RXOGHU,VODQG±&REEOHERXOGHULVODQGVWHQGWRRFFXULQZLGHUUHDFKHVRIWKHULYHUZKHUH VPDOOVXEVWUDWHV FREEOHERXOGHUVDQGJUDYHO GRPLQDWHWKHFKDQQHO9HJHWDWLRQLVW\SLFDOO\ SUHVHQWWRVRPHGHJUHHRQWKHVHLVODQGVZKLFKDUHJHQHUDOO\UHODWLYHO\VWDEOHKDELWDWV x 2WKHU±7KLVFDWHJRU\LQFOXGHVDQ\KDELWDWW\SHWKDWLVQRWGHVFULEHGDERYH3URYLGHDGHVFULSWLRQ RIWKHDUHD )RUFUHHNV&LUFOHWKHKDELWDWW\SH V IURPWKHOLVWSURYLGHGRQWKHGDWDVKHHWWKDWEHVWFKDUDFWHUL]H V WKH VLWHVXEVLWH)RUDKDELWDWW\SHWKDWLVQRWOLVWHGRQWKHGDWDVKHHWGHVFULEHLWLQWKHVSDFHSURYLGHG x 3RRO±3RROVW\SLFDOO\RFFXULQORZHUJUDGLHQWVHFWLRQVRIWKHFUHHNDQGFKDUDFWHULVWLFDOO\RFFXS\ PRVWRIWKHZHWWHGFKDQQHO3RROVPD\EHGHHSRUVKDOORZZLWKORZYHORFLWLHV 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ x &DVFDGH3RRO±&DVFDGHSRROKDELWDWXVXDOO\RFFXUVLQKLJKHUJUDGLHQWVHFWLRQVRIFUHHNVDQGLV GRPLQDWHGE\DVHULHVRIVPDOOIDOOVRUVWHSVZLWKSRROV7KHVXEVWUDWHJHQHUDOO\FRQVLVWVRI ERXOGHUVRUEHGURFNRUDFRPELQDWLRQRIWKHWZR x ,VRODWHG6FRXU3RRO±$QLVRODWHGRUVFRXUSRROLVW\SLFDOO\DSRROIRUPHGDWKLJKHUIORZVDQG QRUPDOO\UHFHLYHVVXUIDFHIORZRQO\GXULQJKLJKHURXWIORZSHULRGV,VRODWHGSRROVDQGVFRXUSRROV PD\EHORFDWHGLQEHGURFNDUHDVLQVLGHFKDQQHOVWKDWKDYHEHHQGLVFRQQHFWHGIURPWKHPDLQ FUHHNIORZRULQZLGHORZJUDGLHQWDUHDVZLWKVPDOOVXEVWUDWHV7KHVHW\SHVRISRROVPD\EH PDLQWDLQHGE\VXEVXUIDFHIORZIURPWKHFUHHNRUVHHSVDQGVSULQJVDORQJWKHFUHHNFKDQQHO x 3RRO7DLO2XW3RRO%DFNZDWHU±3RROWDLORXWVQRUPDOO\RFFXUDWWKHGRZQVWUHDPHQGRIPDLQ FKDQQHOSRROV7KHVHDUHDVDUHW\SLFDOO\VKDOORZZLWKVORZPRYLQJZDWHUDQGFREEOHRUERXOGHU VXEVWUDWHV%DFNZDWHUSRROVXVXDOO\RFFXUDORQJWKHPDUJLQVRIFUHHNVDWWKHHGJHRIWKHPDLQ IORZDQGRIWHQKDYHUHYHUVHFXUUHQWV%DFNZDWHUSRROVPD\RFFXUDWFUHHNEHQGVDWWKHERWWRP RIPDLQFKDQQHOSRROVEHORZFKDQQHOREVWUXFWLRQVHWF x 6LGH3RRO±6LGHSRROVDUHK\GUDXOLFDOO\LVRODWHGIURPWKHPDLQFUHHNFKDQQHODQGUHFHLYHOLWWOHRU QRVXUIDFHIORZ7KLVW\SHRISRROPD\EHIHGE\DVHHSRUVSULQJWKDWGLVFKDUJHVWRWKHFUHHN x %HGURFN3RRO±%HGURFNSRROVRFFXUDORQJPRGHUDWHJUDGLHQWVWUHDPFKDQQHOVFRQVLVWLQJ SULPDULO\RIEHGURFNVKHOYHVZLWKGHSUHVVLRQVDQGVFRXUHGDUHDV7KHVHSRROVPD\EHILOOHGDW GLIIHUHQWVWUHDPIORZOHYHOVDQGPD\EHFRPHGU\DVVXPPHUSURJUHVVHVRUDUHVXVWDLQHGE\ QRUPDOFUHHNIORZVRUE\VHHSVDQGVSULQJV x 6LGH6SOLW &KDQQHO±$VLGHFKDQQHOLVVPDOOHUWKDQWKHPDLQFKDQQHODQGJHQHUDOO\UHFHLYHVRQO\ DSRUWLRQRIWKHFUHHNIORZ6SOLWFKDQQHOVDUHXVXDOO\VLPLODULQVL]HDQGUHFHLYHVLPLODUIORZV 6LGHRUVSOLWFKDQQHOVDUHXVXDOO\ORFDWHGLQZLGHUORZHUJUDGLHQWVHFWLRQVRIFUHHNVZLWKFREEOH DQGVPDOOHUVXEVWUDWHV$VWKHVXPPHUSURJUHVVHVDQGIORZVGHFUHDVHVLGHFKDQQHOVRIWHQEHFRPH LVRODWHGIURPWKHPDLQFUHHNIORZDQGGU\XSXQOHVVIHGE\VXEVXUIDFHIORZRUDVHHSRUVSULQJ x /RZ*UDGLHQW5LIIOH±/RZJUDGLHQWULIIOHVDUHFKDUDFWHUL]HGE\PRGHUDWHYHORFLWLHV ± FPVHF ZLWKOLWWOHRUQRZKLWHZDWHUDQGWRWDOO\RUSDUWLDOO\VXEPHUJHGVXEVWUDWHV x 5XQ±5XQVRFFXULQORZJUDGLHQWVHFWLRQVRIWKHFUHHN7KH\KDYHOLWWOHZDWHUWXUEXOHQFHVZLIW YHORFLWLHVDQGVXEVWUDWHFRPSRVLWLRQVRIJUDYHOFREEOHDQGERXOGHU x 2WKHU±7KLVFDWHJRU\LQFOXGHVDQ\KDELWDWW\SHWKDWLVQRWGHVFULEHGDERYH3URYLGHDGHVFULSWLRQ RIWKHDUHD 6LWH6XEVLWH/RFDWLRQ±)RUULYHUVUHFRUGRQZKLFKEDQNWKHVLWHVXEVLWHRFFXUV EDQNGHVLJQDWLRQV DUHPDGHIDFLQJGRZQVWUHDP %RWKEDQNVDUHDOZD\VLQFOXGHGLQFUHHN9(6V 6LWH6XEVLWH/HQJWKDQG:LGWK±5HFRUGWKHOHQJWKDQGDYHUDJHZLGWKRIWKHVXUYH\HGDPSKLELDQ KDELWDW HJODWHUDOEDUERXOGHUVHGJHPDUJLQ 7KHORFDWLRQRIWKHWRSDQGERWWRPRIWKHVLWHVXEVLWHVKRXOG EH PDUNHG ZLWK IODJJLQJ RU RWKHU PDUNHU  DQG LQGLFDWHG RQ DQDHULDO SKRWRJUDSK VLWH GUDZLQJ RU WRSRJUDSKLFPDS $SSUR[LPDWH$UHDRI6LWH6XEVLWH±7KLVLVDQLQGLFDWLRQRIWKHDPRXQWRIKDELWDWDYDLODEOHZKLFK PD\EHJUHDWHUWKDQWKHDFWXDODUHDVXUYH\HG7KLVLVGHWHUPLQHGXVLQJWKHOHQJWKDQGZLGWKPHDVXUHPHQWV DERYH7KHDUHD VKRXOGDOVREHGHOLQHDWHGRQDQDHULDOSKRWRJUDSKRUVLWHGUDZLQJ$UHDVKRXOGEHUHFRUGHG LQVTXDUHPHWHUV +DELWDW)HDWXUHV 0DUJLQ9HJHWDWLRQ±,QGLFDWHWRWKHQHDUHVWWKHOHQJWKRIVWUHDPEDQNZLWKYHJHWDWLRQDWWKH HGJHRIWKHZHWWHGFKDQQHOZLWKLQWKHVLWHVXEVLWH&LUFOHRUZULWHLQDOOW\SHVSUHVHQWDQGLQGLFDWHWKH 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ GRPLQDQW 'RP YHJHWDWLRQW\SH V E\FKHFNLQJRQHRUPRUHER[HVRQWKHGDWDVKHHW7KLVSDUDPHWHULV VSHFLILFWRYHJHWDWLRQDORQJWKHVWUHDPPDUJLQWKDWPD\EHXVHGIRUFRYHUE\MXYHQLOHVXEDGXOWDQGDGXOW IURJV)RUFUHHNVZLWKRXWVXEVLWHVHVWLPDWHWKHSHUFHQWPDUJLQYHJHWDWLRQZLWKLQWKHVXUYH\DUHDLIWKLV IHDWXUHLVQRWFRQVLVWHQWZLWKLQWKHVLWHUHFRUGDUDQJHLQSHUFHQW (PHUJHQW9HJHWDWLRQ±,QGLFDWHWRWKHQHDUHVW WKHWRWDODUHDRIDTXDWLFKDELWDWZLWKLQWKH VLWHVXEVLWHZLWKHPHUJHQWYHJHWDWLRQ&LUFOHRUZULWHLQDOOW\SHVSUHVHQWDQGLQGLFDWHWKHGRPLQDQW 'RP  YHJHWDWLRQW\SH V E\FKHFNLQJRQHRUPRUHER[HVRQWKHGDWDVKHHW)RUFUHHNVZLWKRXWVXEVLWHVHVWLPDWH WKHSHUFHQWHPHUJHQWYHJHWDWLRQZLWKLQWKHVXUYH\HGDUHDLIWKLVIHDWXUHLVQRWFRQVLVWHQWZLWKLQWKHVLWH UHFRUGDUDQJHLQSHUFHQW 6XEPHUJHG9HJHWDWLRQ±,QGLFDWHWRWKHQHDUHVWWKHDUHDRIDTXDWLFKDELWDWZLWKLQWKH VLWHVXEVLWHWKDWKDVVXEPHUJHGYHJHWDWLRQ&LUFOHRUZULWHLQDOOW\SHVSUHVHQWDQGLQGLFDWHWKHGRPLQDQW 'RP YHJHWDWLRQW\SH V E\FKHFNLQJRQHRUPRUHER[HVRQWKHGDWDVKHHW)RUFUHHNVZLWKRXWVXEVLWHV HVWLPDWHSHUFHQWVXEPHUJHGYHJHWDWLRQZLWKLQWKHVXUYH\HGDUHDLIWKLVIHDWXUHLVQRWFRQVLVWHQWZLWKLQWKH VLWHUHFRUGDUDQJHLQSHUFHQW &RYHU$TXDWLF±,QGLFDWHWRWKHQHDUHVWWKHWRWDODUHDRIDTXDWLFKDELWDWZLWKLQWKHVLWHVXEVLWH WKDWSURYLGHVFRYHUIRUDOOOLIHVWDJHVRI)</)&LUFOHRUZULWHLQDOOW\SHVSUHVHQWDQGLQGLFDWHWKHGRPLQDQW 'RP FRYHUW\SH V E\FKHFNLQJRQHRUPRUHER[HVRQWKHGDWDVKHHW)RUFUHHNVZLWKRXWVXEVLWHVHVWLPDWH WKHSHUFHQWDTXDWLFFRYHUZLWKLQWKHVXUYH\HGDUHDLIWKLVIHDWXUHLVQRWFRQVLVWHQWZLWKLQWKHVLWHUHFRUGD UDQJHLQSHUFHQW &RYHU7HUUHVWULDO±,QGLFDWHWRWKHQHDUHVWWKHWRWDODPRXQWRIWHUUHVWULDOKDELWDWEHWZHHQWKH ULYHUPDUJLQDQGXSODQGKDELWDWZLWKLQWKHVLWHVXEVLWHWKDWSURYLGHVFRYHUIRUDPSKLELDQV&LUFOHRUZULWH LQDOOW\SHVSUHVHQW DQGLQGLFDWHWKHGRPLQDQW 'RP FRYHUW\SH V E\FKHFNLQJRQHRUPRUHER[HVRQWKH GDWDVKHHW)RUFUHHNVZLWKRXWVXEVLWHVHVWLPDWHWKHSHUFHQWWHUUHVWULDOKDELWDWEHWZHHQWKHFUHHNDQGXSODQG KDELWDWZLWKLQWKHVXUYH\HGDUHDWKDWSURYLGHVFRYHUIRUDPSKLELDQVLIWKLVIHDWXUHLVQRWFRQVLVWHQWZLWKLQ WKHVLWHUHFRUGDUDQJHLQSHUFHQW 2YHUKDQJLQJ9HJHWDWLRQ±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±,QGLFDWH WR WKH QHDUHVW  WKH DPRXQW RI ULSDULDQ FDQRS\ ZLWKLQ WKH VLWHVXEVLWH&LUFOHRUZULWHLQDOOW\SHVRIYHJHWDWLRQWKDWSURYLGHVKDGHDORQJWKHPDUJLQRIWKHVWUHDPDQG LQGLFDWHWKHGRPLQDQW 'RP W\SH V )RUFUHHNVZLWKRXWVXEVLWHVHVWLPDWHWKHSHUFHQWULSDULDQFDQRS\ ZLWKLQWKHVXUYH\HGDUHDLIWKLVIHDWXUHLVQRWFRQVLVWHQWZLWKLQWKHVLWHUHFRUGDUDQJHLQSHUFHQW7KLV PHDVXUHPHQWGRHVQRWLQFOXGHRYHUKDQJLQJYHJHWDWLRQ LHZLWKLQPRIWKHZDWHUVXUIDFH  $TXDWLF6XEVWUDWH±,QGLFDWHWRWKHQHDUHVWWKHDTXDWLFVXEVWUDWHW\SHVSUHVHQWLQWKHVLWHVXEVLWH 6L]HFODVVLILFDWLRQVIRUVXEVWUDWHW\SHVIROORZWKHPRGLILHG:HQWZRUWK  VFDOH 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 6XEVWUDWH7\SH 6L]H5DQJH PP  6LOW&OD\0XG  6DQG±  *UDYHO3HEEOH ±  &REEOH  %RXOGHU !  %HGURFN ± 6XEVWUDWH(PEHGGHGQHVV±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±,QGLFDWH WKH GRPLQDQW VKDSH RI WKH VXEVWUDWHV DW WKH VLWHVXEVLWH &ODVVLILFDWLRQRIVXEVWUDWHVKDSHLQFOXGHVDQJXODUVXEDQJXODUDQGURXQGHG7KLVSDUDPHWHULVUHODWLYHWR RWKHUVXEVWUDWHZLWKLQWKHGUDLQDJH 5LYHURU&UHHN+DELWDW±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±5HFRUG WKH DYHUDJH VWUHDP JUDGLHQW ZLWKLQ WKH VLWHVXEVLWH 6WUHDP JUDGLHQWVKRXOGEHYLVXDOO\HVWLPDWHGDVIROORZV ‡ /RZ ‡ 0RGHUDWH± ‡ +LJK!± 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 5LYHURU&UHHN*UDGLHQW&KDQJH±,QGLFDWHLIWKHUHLVDVLJQLILFDQWFKDQJHLQJUDGLHQW HJORZ  ULIIOHWRKLJK EHGURFNFDVFDGHSRRO XSVWUHDPRIWKHVLWHRUEHWZHHQDGMDFHQWVXEVLWHV,IWKHUHDUHVHYHUDO VLJQLILFDQWJUDGLHQWEUHDNVDVVRFLDWHGZLWKDGMDFHQWVXEVLWHVGHVFULEHWKHPVHTXHQWLDOO\LQWKH&RPPHQWV VHFWLRQDWWKHERWWRPRIWKHGDWDVKHHW8VHWKHFDWHJRULHVSURYLGHGXQGHU5LYHURU&UHHN*UDGLHQWDERYH &LUFOHZKHWKHUWKHJUDGLHQWXSVWUHDPRIWKHVLWHRUWKHDGMDFHQWXSVWUHDPVXEVLWHLVKLJKHURUORZHUUHODWLYH WRWKHVLWHVXEVLWHEHLQJHYDOXDWHG &KDQJHLQ5LYHURU&UHHN+DELWDW±'HVFULEHWKHDOWHUDWLRQLQDTXDWLFKDELWDWDVVRFLDWHGZLWKD FKDQJHLQJUDGLHQWXVLQJWKHKDELWDWW\SHVOLVWHGDERYHXQGHU5LYHURU&UHHN+DELWDW HJWKHORZHUSRUWLRQ RIWKHVLWHLVDVORZJOLGHWKDWFKDQJHVWRDKLJKJUDGLHQWULIIOHXSVWUHDPGXHWRDQLQFUHDVHLQVWUHDP JUDGLHQW  5RVJHQ&KDQQHO7\SH±&LUFOHWKHDSSURSULDWHFKDQQHOW\SHIRUWKHVLWHVXEVLWHXVLQJWKHOHWWHU GHVLJQDWLRQVSURYLGHGRQWKHGDWDVKHHW'HVFULSWLRQVRIWKHFKDQQHOW\SHV 5RVJHQ DUHSURYLGHG EHORZ $&DVFDGLQJFKDQQHOVLQDVWHHSO\VORSHGµ9VKDSHG¶GUDLQDJHZLWKD±JUDGLHQW %6WUHDPW\SHVWKDWRFFXUSULPDULO\RQPRGHUDWHO\VWHHSWRJHQWO\VORSHGWHUUDLQZLWKWKHSUHGRPLQDQW ODQGIRUP DV D QDUURZ DQG PRGHUDWHO\ VORSLQJ YDOOH\ ³%´ VWUHDPVDUH PRGHUDWHO\ HQWUHQFKHG PRGHUDWHJUDGLHQW ± ULIIOHGRPLQDWHGFKDQQHOVZLWKLQIUHTXHQWO\VSDFHGSRROV &6WUHDPW\SHVWKDWDUHORFDWHGLQQDUURZWRZLGHDOOXYLDOYDOOH\VZLWKDZHOOGHYHORSHGVOLJKWO\ HQWUHQFKHGIORRGSODLQ³&´VWUHDPW\SHVDUHORZJUDGLHQW  PHDQGHULQJDOOXYLDOFKDQQHOV GRPLQDWHGE\ULIIOHSRROKDELWDWDQGSRLQWEDUV '6WUHDPW\SHVWKDWDUHORFDWHGLQEURDGYDOOH\VZLWKDOOXYLDODQGFROOXYLDOIDQV³'´VWUHDPW\SHVDUH ORZ JUDGLHQW    EUDLGHG FKDQQHOV ZLWK ORQJLWXGLQDO DQG WUDQVYHUVH EDUV DQG DUH FKDUDFWHULVWLFDOO\ZLGHFKDQQHOVZLWKHURGLQJEDQNV '$6WUHDPW\SHVWKDWDUHORFDWHGLQEURDGORZJUDGLHQWYDOOH\VZLWKILQHDOOXYLXPDQGRUODFXVWULQH VRLOV PXOWLSOH FKDQQHOV ZLWK DQH[SDQVLYH ZHOOYHJHWDWHG IORRGSODLQ DQG DVVRFLDWHG ZHWODQGV ³'$´VWUHDPW\SHVDUHULIIOHSRROVLPLODUWRVWUHDPW\SHV³&´DQG³(´ZLWKZHOOYHJHWDWHGODWHUDOO\ VWDEOHEDUVDQGYHU\VWDEOHVWUHDPEDQNV (6WUHDPW\SHVWKDWRFFXULQEURDGYDOOH\VRUIORRGSODLQVZLWKPHDGRZVDQGDUHFRPSRVHGRIDOOXYLDO PDWHULDOV³(´W\SHVDUHORZJUDGLHQW  PHDQGHULQJULIIOHSRROFKDQQHOVZLWKVWDEOHZHOO YHJHWDWHGEDQNV )6WUHDP W\SHV WKDW RFFXU LQ PHDGRZV RU RWKHU ORZ JUDGLHQW DUHDVFRPSRVHG RI XQFRQVROLGDWHG PDWHULDOV³)´W\SHVDUHHQWUHQFKHGPHDQGHULQJULIIOHSRROFKDQQHOVRQORZJUDGLHQWV  ZLWK DKLJKZLGWKGHSWKUDWLRW\SLFDOO\DVVRFLDWHGZLWKKLJKEDQNHURVLRQUDWHV PHDGRZVWUHDPV  *6WUHDPW\SHVWKDWDUHHQWUHQFKHG³JXOO\´VWHSSRROFKDQQHOVZLWKORZWRPRGHUDWHJUDGLHQW ±  DQGKLJKEDQNHURVLRQUDWHV :HWWHG&KDQQHO:LGWK±0HDVXUHDQGUHFRUGWKHZHWWHGFKDQQHOZLGWK WKDWSRUWLRQRIFKDQQHOZLWK ZDWHU LQPHWHUVZLWKLQDUHSUHVHQWDWLYHVHFWLRQRIWKHVLWHVXEVLWH %DQNIXOO:LGWK±5HFRUGWKHEDQNIXOOZLGWK XSSHUOLPLWRIKLJKIORZV RIWKHFKDQQHOLQPHWHUVZLWKLQ DUHSUHVHQWDWLYHVHFWLRQRIWKHVLWHVXEVLWH7KLVPHDVXUHPHQWVKRXOGEHEDVHGRQLQGLFDWRUVVXFKDVVWDLQLQJ RQURFNVDQGVFRXUDQGGHEULVOLQHV0DQ\K\GURORJLFDOO\FRQWUROOHGVWUHDPVGRQRWGLVSOD\JRRGLQGLFDWRUV DQGEDQNIXOOZLGWKVPD\EHDSSUR[LPDWLRQVEDVHGXSRQDYDLODEOHIHDWXUHV :DWHU7XUELGLW\±9LVXDOO\HVWLPDWHWXUELGLW\DQGFLUFOH/RZ0HGLXPRU+LJK(VWLPDWHVVKRXOGEH EDVHGXSRQWKHIROORZLQJJHQHUDOJXLGHOLQHV 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ ‡ /RZDEOHWRVHHVXEPHUJHGVXEVWUDWH LQFOXGLQJVPDOOJUDYHOV FOHDUO\LQP IW RIZDWHU ‡ 0HGLXPXQDEOHWRGLVWLQJXLVKVPDOOJUDYHOVLQP IW RIZDWHU ‡ +LJKXQDEOHWRUHDGLO\GLVWLQJXLVKODUJHJUDYHOVLQP IW RIZDWHU 1RWHWXUELGLW\HVWLPDWHVVKRXOGWDNHLQWRDFFRXQWOLJKWLQJFRQGLWLRQV VKDGLQJPD\DIIHFWUDWLQJV  :DWHU&RORU±&LUFOH&OHDURU'LVFRORUHG HJWDQQLQVWDLQLQJ  %DQN*UDGLHQW±&LUFOHWKHDSSURSULDWHJUDGLHQWDQGDSSOLFDEOHVWUHDPEDQN /5 5HFRUGWKHDYHUDJH EDQNJUDGLHQWZLWKLQWKHVLWHVXEVLWHLIWKLVIHDWXUHLVQRWUHODWLYHO\FRQVLVWHQWZLWKLQWKHVXUYH\HGDUHD LQGLFDWHDUDQJH)RUERWKULYHUVDQGFUHHNVXVHWKHFDWHJRULHVEHORZ ‡ /RZƒ ‡ 0RGHUDWH±ƒ ‡ +LJK!ƒ $FWLYH %DQN (URVLRQ ±,QGLFDWH ZKHWKHU DFWLYH HURVLRQLV RFFXUULQJ ZLWKLQ RU DGMDFHQW WR WKH VLWHVXEVLWH ,QXQGDWHG5LYHU%DU±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±FPVHF ZLWKLQDUHSUHVHQWDWLYHSRUWLRQRIWKHLQXQGDWHGDUHDXVLQJDIORZPHWHURULI H[SHULHQFHGYLVXDOO\HVWLPDWH (GJHZDWHU±)RUULYHUVLWHVVXEVLWHVRQO\LQGLFDWHLIWKHUHDUHVKDOORZZDWHUDUHDV W\SLFDOO\FP GHHS DORQJWKHPDUJLQRIWKHULYHUZLWKFDOPRUVORZPRYLQJZDWHUDQGSULPDULO\FREEOHDQGERXOGHU VXEVWUDWHV5HFRUGWKH$YHUDJH'HSWK FP $SSUR[LPDWH$UHD P DQGWKH/RFDWLRQLQ6LWH6XEVLWH RIWKHHGJHZDWHUKDELWDW 7ULEXWDU\1HDUE\±,QGLFDWHLIWKHUHLVDWULEXWDU\FRQIOXHQFHDWRULQFORVHSUR[LPLW\WRWKHVLWHVXEVLWH 5HFRUGWKHWULEXWDU\/RFDWLRQLQUHIHUHQFHWRWKHVLWH XSVWUHDP 86 RUGRZQVWUHDP '6 DQGOHIWEDQN /% RUULJKWEDQN 5% IDFLQJGRZQVWUHDP WKHDSSUR[LPDWH'LVWDQFH P IURPWKHVLWHVXEVLWHDQG ZKHWKHULWLV3HUHQQLDORU(SKHPHUDO1RWHLIDWULEXWDU\LVQRWYLVLEOHIURPWKHWRSRUERWWRPRIWKHVLWH FRQVXOWD86*6 WRSRJUDSKLFPDSDQGHVWLPDWHWKHGLVWDQFHIURPWKHVLWHVXEVLWHWRWKHQHDUHVWWULEXWDU\ 8SODQG+DELWDW7\SH±&LUFOHWKHDSSURSULDWHXSODQGKDELWDWW\SHDGMDFHQWWRWKHVLWHVXEVLWHIURPWKH OLVWSURYLGHGRUDGGDQDOWHUQDWLYHKDELWDWW\SHLIQHFHVVDU\ )LVK3UHVHQW±5HFRUGILVKWKDWDUHREVHUYHGZLWKLQRUDGMDFHQWWRWKHVLWHVXEVLWH,QGLFDWHLIILVKDUH HLWKHUVXVSHFWHGRUNQRZQWRRFFXUEXWZHUHQRWREVHUYHG)RU7\SHFLUFOHRUZULWHLQWKHVSHFLHVJURXSV WKDWDUHSUHVHQW7KHIROORZLQJDUHUHSUHVHQWDWLYHFODVVLILFDWLRQV ‡ 6DOPRQLGV±WURXWDQGVDOPRQ ‡ &HQWUDUFKLGV±EDVVDQGVXQILVK ‡ &\SULQLGV±PLQQRZV 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ +HUSHWRIDXQDDQG/LIH6WDJH±&LUFOHRUZULWHLQDOOWKDWDSSO\,QGLFDWHWKHDSSUR[LPDWHQXPEHU DQGWKHOLIHVWDJHVSUHVHQW $ DGXOW- MXYHQLOHVXEDGXOW7 WDGSROH( HJJ  2WKHU6SHFLHV2EVHUYHG±5HFRUGRWKHUVSHFLHVREVHUYHGDWWKHVLWHVXEVLWH ,PSDFWVWR$PSKLELDQ+DELWDW±,QGLFDWHLIWKHUHDUHH[LVWLQJDFWLYLWLHVZLWKLQRUDGMDFHQWWRWKH VLWHVXEVLWHWKDWFRXOGLPSDFWDPSKLELDQVRUWKHLUKDELWDW,ISRVVLEOHDVVHVVWKHSRWHQWLDOOHYHORILPSDFW ORZPRGHUDWHRUKLJK  &RPPHQWV ±&RPPHQWVZLOOEHQRWHGDWWKHERWWRPRIWKHVLWHKDELWDWDVVHVVPHQWGDWDVKHHW&RPPHQWV VKRXOGLQFOXGHREVHUYDWLRQVRIFRQGLWLRQVSRWHQWLDOO\DIIHFWLQJDPSKLELDQVRUWKHLUKDELWDWWKDWDUHQRW LQFOXGHGRQWKHGDWDVKHHWV6XFKREVHUYDWLRQVPLJKWLQFOXGHDGLVFKDUJHHQWHULQJWKHVWUHDPORJJLQJDQG FRQVWUXFWLRQDFWLYLWLHVUHFUHDWLRQDFWLYLWLHVQRWHVRQSDUWLFXODUO\JRRGRUSDUWLFXODUO\SRRUKDELWDWDQG RWKHUFRQGLWLRQVWKDWVWDQGRXWRUDUHUHODWLYHO\XQFRPPRQ 4$4&±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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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¶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”PSK ZKHQWKHSUREDELOLW\RIREVHUYLQJIURJVRXWLQWKHRSHQLV JUHDWHVW6XUYH\VVKRXOGEHDYRLGHGRQFROGRUYHU\ZLQG\GD\V !PSKGHSHQGLQJ RQWKHH[SRVXUHRIWKHKDELWDW 2QH[WUHPHO\KRWGD\VVXUYH\VVKRXOGEHFRQGXFWHG GXULQJWKHFRROHUSRUWLRQRIWKHGD\ LHPRUQLQJDQGODWHDIWHUQRRQWRHYHQLQJ  5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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¶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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ ,QWDGSROHVWKHFK\WULGIXQJXVDWWDFNVWKHNHUDWLQWRRWKURZVDQGKRUQ\EHDN,QIURJVWKH IXQJXVLVDVVRFLDWHGZLWKWKHNHUDWLQL]HGOD\HUVRIWKHVNLQ,QWKHILHOGVLJQVRILQIHFWLRQ PD\EHREVHUYHGE\H[DPLQLQJWKHPRXWKVRIWDGSROHV,QIHFWHGLQGLYLGXDOVZLOOW\SLFDOO\ KDYHWRRWKURZVWKDWDUHPRVWO\RUHQWLUHO\PLVVLQJEHDNVWKDWODFNEODFNSLJPHQWDQG RFFDVLRQDOO\VOLJKWGHIRUPLWLHVLQWKHVRIWIOHVK\SDUWVRIWKHPRXWKLQDGGLWLRQWRWKHDERYH FRQGLWLRQV :KHQFRQGXFWLQJVXUYH\VIRU)</)V RURWKHUDPSKLELDQV WKHUHDUHWZRPHWKRGVIRU KDQGOLQJIURJVWKDWZLOOVLJQLILFDQWO\UHGXFHWKHSRWHQWLDOIRUWUDQVPLWWLQJLQIHFWLRXVDJHQWV EHWZHHQIURJV7KHVHDUH WKHXVHRIGLVSRVDEOHJORYHV HJ6XUJLJORYHV FKDQJLQJJORYHV DIWHUKDQGOLQJHDFKDQLPDODQG WKHFDSWXUHDQGKDQGOLQJRIIURJVXVLQJQHZSODVWLFEDJV IRUHDFKDQLPDO,QERWKFDVHVWKHIURJVGRQRWFRPHLQFRQWDFWZLWKWKHVXUYH\RU¶VVNLQRU FORWKLQJ:KHQIURJVDUHGLIILFXOWWRFDWFKWKHVXUYH\RU¶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¶V LQLWLDOVDQGWKHUHYLHZGDWHZLOOEHUHFRUGHGDWWKHERWWRPRIWKHGDWDVKHHW 8SSHU3RUWLRQRI'DWD6KHHW %HORZDUHLQVWUXFWLRQVIRUFRPSOHWLQJWKHULYHUDQGFUHHN9(6GDWDVKHHWVEHJLQQLQJZLWKWKH XSSHUOHIWFRUQHU6SHFLILFGLIIHUHQFHVEHWZHHQULYHUVDQGFUHHNVDUHVRQRWHG8VLQJWKHFULWHULD SURYLGHGLQWKHPDLQWH[WIRUGHWHUPLQLQJVWUHDPW\SHFLUFOHHLWKHU5LYHURU&UHHNLQWKHWLWOHRI DOOGDWDVKHHWVFRPSOHWHGIRUWKHVLWH7KHUHDUHVSHFLILFGDWDVKHHWVIRUHDFKPDMRUOLIHVWDJH 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ RQHIRUHJJPDVVHVRQHIRUWDGSROHVDQGRQHIRUMXYHQLOHVVXEDGXOWVDQGDGXOWV7KH LQVWUXFWLRQVIRUHDFKYHUVLRQDUHLQFOXGHGEHORZ 'DWH±5HFRUGWKHGDWHRIWKHVXUYH\LQWKHIROORZLQJIRUPDWPRQWKGD\\HDU HJ  6LWH±5HFRUGWKHVLWHQXPEHUGHVLJQDWHGGXULQJWKHSUHOLPLQDU\KDELWDWDVVHVVPHQW HJ   6XEVLWH±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±5HFRUGWKHULYHURUFUHHNQDPHLIDYDLODEOHDQGGHVFULEHWKH ORFDWLRQRIWKHVLWHVXEVLWHRUXVHRWKHULGHQWLI\LQJLQIRUPDWLRQ VXFKDVDORFDOODQGPDUNRU UHODWLYHSRVLWLRQ )RUFUHHNVDOVRSURYLGHDSSUR[LPDWHVXUYH\ORFDWLRQDORQJWKHFUHHN,QFOXGH DODQGPDUNRURWKHULQGLFDWRUSURYLGHGRQWKH86*6WRSRJUDSKLFPDS 2EVHUYHUV±)RUWDQGHP9(6VWKHLQLWLDOVRIERWKWHDPPHPEHUVVKRXOGDSSHDURQWKHGDWD VKHHW7KHLQLWLDOVRIWKHWHDPPHPEHUILOOLQJRXWWKHGDWDVKHHWVKRXOGEHQRWHGILUVW)RUD VHSDUDWHLQGLYLGXDO9(6UHFRUGRQO\WKHLQLWLDOVRIWKHELRORJLVWFRQGXFWLQJWKHVXUYH\ 6XUYH\0HWKRG±,QGLFDWHWKHVHDUFKPHWKRGXVHGIRUWKH9(6±WDQGHPRUVHSDUDWHLQGLYLGXDO 6WDUW7LPH±5HFRUGWKHWLPHWKH9(6LVVWDUWHG (QG7LPH±5HFRUGWKHWLPHWKH9(6LVFRPSOHWHG 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ $FWXDO9(67LPH±5HFRUGWKHWLPHDFWXDOO\VSHQWFRQGXFWLQJWKH9(67KLVUHSUHVHQWVWKH WLPHVSHQWEHWZHHQWKHVWDUWDQGHQGWLPHWKDWLVH[FOXVLYHO\H[SHQGHGVHDUFKLQJIRU)</)V 7LPHVSHQWILOOLQJRXW9(6GDWDVKHHWVDQGFDSWXULQJRULGHQWLI\LQJDQLPDOVLVLQFOXGHGZLWKLQ WKHVWDUWDQGHQGWLPHVEXWLVQRWLQFOXGHGLQWKHDFWXDO9(6WLPH $LU7HPS±0HDVXUHDQGUHFRUGVWDUWLQJDQGHQGLQJDLUWHPSHUDWXUHV5HDGLQJVVKRXOGEH WDNHQLQWKHVKDGHDWFKHVWKHLJKWDQGVKRXOGEHUHFRUGHGLQGHJUHHV&HOVLXV :DWHU7HPS±:DWHUWHPSHUDWXUHVVKRXOGEHUHFRUGHGLQGHJUHHV&HOVLXV5LYHUDQGFUHHN ZDWHUWHPSHUDWXUHVVKRXOGEHREWDLQHGDORQJWKHVKRUHOLQHLQHGJHZDWHUDUHDVDQGDWDORFDWLRQ IXUWKHUIURPVKRUHWKDWLVUHSUHVHQWDWLYHRIWKHPDLQVWUHDPWHPSHUDWXUH,QOHQWLFKDELWDWV VLGH SRROVVFRXUSRROVHWF ZDWHUWHPSHUDWXUHVVKRXOGEHUHSUHVHQWDWLYHRIWKHKDELWDW 'LVFKDUJH±(VWLPDWHWKHIORZLQFXELFIHHWSHUVHFRQG FIV :KHUHDYDLODEOHXVHVWUHDPJDJH GDWD 7RWDO6LWH/HQJWK±5HFRUGWKHWRWDOOHQJWKRIWKHVLWH,IVXEVLWHVKDYHEHHQGHVLJQDWHGWKLV PHDVXUHPHQWVKRXOGLQFOXGHDOOVXEVLWHVLQFOXGLQJWKHDUHDVEHWZHHQVXEVLWHV HJVWHHS EHGURFNZDOOVVDQGEHDFKHVDUHDVZLWKGHQVHRYHUKDQJLQJYHJHWDWLRQHWF WKDWDUHQRW FRQVLGHUHGVXLWDEOHKDELWDW)RUULYHUVLQFOXGHERWKEDQNVLIVXEVLWHVKDYHEHHQGHVLJQDWHGRQ ERWKVLGHVRIWKHULYHU)RUFUHHNVERWKEDQNVDUHDOZD\VLQFOXGHGLQWKHWRWDOVLWHOHQJWK 6XEVLWH/HQJWK±7KHULYHUDQGFUHHN623VGLIIHUDVIROORZV )RUULYHUV$IWHUILQLVKLQJWKH9(6PHDVXUHDQGUHFRUGWKHVXEVLWHOHQJWKRQDOOFRPSOHWHG 9(6GDWDVKHHWV,IWKHVXEVLWHLQFOXGHVERWKEDQNVRIWKHULYHUWKH\VKRXOGEHPHDVXUHG VHSDUDWHO\DQGFRPELQHGIRUWKHVXEVLWHOHQJWK )RUFUHHNV$IWHUFRPSOHWLQJWKH9(6PHDVXUHDQGUHFRUGWKHOHQJWKRIHDFKVXEVLWH ERWK EDQNVDUHLQFOXGHG RQDOO9(6GDWDVKHHWVLIDSSOLFDEOH 6HDUFK$UHD/HQJWK±7KHULYHUDQGFUHHN623VGLIIHUDVIROORZV )RUULYHUV,QGLFDWHWKHRYHUDOOOHQJWKRIWKHDUHDVHDUFKHG VXUYH\DUHD IRUWKHVLWHRU VXEVLWH,IDVLWHRUVXEVLWHLQFOXGHVERWKVLGHVRIWKHULYHUWKHVHDUFKDUHDOHQJWKZLOOLQFOXGH ERWKWUDQVHFWOHQJWKV )RUFUHHNV5HFRUGWKHWRWDOOHQJWKRIWKHFUHHNWKDWLVLQFOXGHGLQWKH9(6 6HDUFK$UHD:LGWK±7KHULYHUDQGFUHHN623VGLIIHUDVIROORZV )RUULYHUV5HFRUGWKHDYHUDJHZLGWKRIWKHDUHDWKDWLVVXUYH\HG DPSKLELDQKDELWDWRQO\  7KLVVKRXOGEHPHDVXUHGIURPWKHULYHUEDQNDQGH[WHQGLQWRKDELWDWVWKDWZHUHLQFOXGHGLQ WKH9(6 HJHGJHZDWHUULIIOHVSRROVHWF 7KLVPD\EHPHDVXUHGZLWKDKLSFKDLQRUWDSH 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )RUFUHHNV5HFRUGWKHDYHUDJHZLGWKRIWKHDUHDWKDWLVVXUYH\HG7KLVVKRXOGEHDQ HVWLPDWHRIWKHDYHUDJHFUHHNZLGWKWKDWZDVLQFOXGHGLQWKH9(6 7RWDO$UHD6HDUFKHG±7KLVUHSUHVHQWVWKHVXUYH\DUHDOHQJWKWLPHVWKHDYHUDJHVXUYH\DUHD ZLGWK7RWDODUHDVKRXOGEHUHFRUGHGLQVTXDUHPHWHUV 6LWH9LVLW±,QGLFDWHLIWKLVLVWKHILUVWVHFRQGWKLUGRUIRXUWKVLWHYLVLWGXULQJWKHFRXUVHRIWKH \HDU :HDWKHU±,QGLFDWHFXUUHQWZHDWKHULQFOXGLQJVN\FRQGLWLRQVDQGZLQGFRQGLWLRQVH[SHULHQFHG GXULQJWKH9(68VHWKHIROORZLQJJHQHUDOJXLGHOLQHV 6N\FRQGLWLRQV 2YHUFDVW!FORXGFRYHU 3DUWO\RYHUFDVW±FORXGFRYHU &OHDUFORXGFRYHU :LQGFRQGLWLRQV ,QFOHPHQWZLQGV!PSK )DLUZLQGV±PSK ,GHDOFDOPWRZLQGVPSK ([DPSOHZHDWKHUWKDWLV 2YHUFDVW)DLU JUHDWHUWKDQFORXGFRYHUDQGZLQGVEHWZHHQ DQGPSK :HDWKHU3DVW+RXUV±,QGLFDWHZKDWWKHZHDWKHUFRQGLWLRQVZHUHRYHUWKHODVWKRXU SHULRGSHUWKHFULWHULDVSHFLILHGDERYH 3KRWRJUDSK±5HFRUGWKHSKRWRJUDSKQXPEHUVRLWFDQEHLQGH[HGWRWKHQRWHVDQGGHVFULSWLRQ UHFRUGHGLQWKHILHOGQRWHERRN)RUGHWDLOHGPHWKRGVUHIHUWR6HFWLRQLQWKHPDLQWH[W 5ROO'LVF&DUG±5HFRUGWKHILOPUROOQXPEHURUGLJLWDOGLVFFDUGQXPEHU7KLVVKRXOGEHD VHTXHQWLDOQXPEHUZLWKWKHSKRWRJUDSKHURUFUHZOHDGHU¶VLQLWLDOVDVDSUHIL[ HJ&:+ &:+DQGVRRQ 7KHUROOQXPEHUVKRXOGEHUHFRUGHGRQHDFKILOPFDQLVWHUZLWKLQGHOLEOHSHQ 'LJLWDOGLVFVVKRXOGEHODEHOHGDVGLUHFWHGDERYHIRUPPILOP'LJLWDOFDUGVVKRXOGEHSODFHG LQVPDOOVHDOHGHQYHORSHVDQGWKHHQYHORSHVODEHOHGZLWKWKHVDPHLQIRUPDWLRQ 0LGGOH3RUWLRQRI'DWD6KHHW 'DWD6KHHW3DUDPHWHUV6SHFLILFWR(JJ0DVVHV 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 2QWKHGDWDVKHHWIRUHJJPDVVHVXVHWKHIROORZLQJLQVWUXFWLRQVIRUUHFRUGLQJGDWDLQWKH FROXPQVWKDWDSSHDULQWKHFHQWHURIWKHGDWDVKHHW)RUWKRVHGDWDVKHHWSDUDPHWHUVWKDWKDYH VHYHUDOSRWHQWLDOFDWHJRULHVIURPZKLFKWRFKRRVHUHFRUGWKHQXPEHULQSDUHQWKHVLV  WKDW FRUUHVSRQGVWRWKHPRVWDSSURSULDWHDQVZHU (JJ0DVV/HWWHU±$OHWWHUVKRXOGEHDVVLJQHGWRHDFKVSHFLILFHJJPDVVRUJURXSRIHJJ PDVVHVWKDWLVREVHUYHGDWWKHVLWHRUVXEVLWH7KHVHOHWWHUVVKRXOGEHVHTXHQWLDOIURPWKH GRZQVWUHDPHQGRIWKHVLWHWRWKHXSVWUHDPHQG,IPRUHWKDQHJJPDVVHVRUJURXSVRIHJJ PDVVHVDUHREVHUYHGDWDJLYHQVLWHFRQWLQXHWRDVVLJQ(JJ0DVV/HWWHUVDVIROORZVHJJPDVV = $$ %%HWF 'LVWDQFH±5HFRUGWKHGLVWDQFHIURPWKHERWWRPRIWKHVLWHRUVXEVLWHWRWKHORFDWLRQRIWKHHJJ PDVVRUHJJPDVVJURXS 1XPEHURI(JJ0DVVHV±5HFRUGWKHQXPEHURIHJJPDVVHVDWDJLYHQORFDWLRQ)RUDJURXSRI HJJPDVVHVLQGLFDWHZKLFKHJJPDVVSHUWDLQVWRWKHGDWDEHLQJFROOHFWHG)RUH[DPSOH,IWKUHH HJJPDVVHVDUHIRXQGIRU³*URXS$´UHFRUGWKHQXPEHUDVRIRIDQGRIVWDUWLQJDW WKHGRZQVWUHDPHQGRIWKHHJJPDVVJURXSDQGFRQWLQXLQJXSVWUHDP (JJ0DVV$WWDFKPHQW6XEVWUDWH±5HFRUGWKHVSHFLILFVXEVWUDWHFDWHJRU\WRZKLFKWKHHJJ PDVVLVDWWDFKHG6L]HFODVVLILFDWLRQVIRUVXEVWUDWHFDWHJRULHVIROORZWKHPRGLILHG:HQWZRUWK  VFDOHDQGLQIRUPDWLRQRQZRRG\GHEULVZDVREWDLQHGIURP&')*   6XEVWUDWH7 SH 6L]H5DQ H PP  6DQG ±   *UDYHO3HEEOH ±   &REEOH ±   %RXOGHU !   %HGURFN ±  6PDOO:RRG 'HEULV GLDPHWHU  /DU H:RRG 'HEULV ! GLDPHWHU  2WKHU ± 'LVWDQFH)URP6KRUH±0HDVXUHWKHGLVWDQFHRIHDFKHJJPDVVIURPWKHZDWHU VHGJH7KH GLVWDQFHVKRXOGEHPHDVXUHGZLWKDPHWULFWDSHRUUXOHU 'HSWKRI(JJ0DVV±5HFRUGWKHZDWHUGHSWKIURPWKHVXUIDFHWRWKHFHQWHURIHDFKHJJPDVV 7KHZDWHUGHSWKVKRXOGEHPHDVXUHGZLWKDPHWULFVWLFNRUUXOHU 6LOWRQ(JJ0DVV±(VWLPDWHWKHSHUFHQWDJHRIWKHHJJPDVVVXUIDFHDUHDWKDWLVFRYHUHGE\ VLOWDVIROORZV  1RQH    ±  ± 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\  ! (JJ0DVV2ULHQWDWLRQ±5HFRUGWKHVWUHDPRULHQWDWLRQRIWKHHJJPDVVRQWKHDWWDFKPHQW VXEVWUDWHDVIROORZV  8SVWUHDPVLGH  'RZQVWUHDPVLGH  6KRUHVLGH  6WUHDPVLGH  2QWRSRIVXEVWUDWH  8QGHUQHDWKVXEVWUDWH )ORZ2ULHQWDWLRQ±5HFRUGWKHGLUHFWLRQRIVWUHDPIORZUHODWLYHWRWKHORFDWLRQRIWKHHJJPDVV DVIROORZV  2ULHQWHGLQWRIORZ HJHJJPDVVRQXSVWUHDPVLGHRIDWWDFKPHQWVXEVWUDWHIDFLQJLQWR WKHFXUUHQW  6KHOWHUHGIURPIORZE\DWWDFKPHQWVXEVWUDWH  )ORZDORQJVLGHRIHJJPDVV VKHDUIORZ  /RFDWHGLQHGG\FXUUHQWIURPVKHOWHULQJVXEVWUDWH  )ORZRYHUWKHWRS  1RIORZ HJJPDVVLQVWDQGLQJRUVWLOOZDWHU 9HORFLW\ ±0HDVXUHWKHZDWHUYHORFLW\ LQFPVHF LQWKHZDWHUFROXPQDVFORVHWRWKHHJJPDVV DVSRVVLEOH7KHUHDGLQJVKRXOGEHWDNHQDGMDFHQWWRWKHFHQWHURIWKHHJJPDVV7KLV PHDVXUHPHQWVKRXOGUHSUHVHQWWKHDYHUDJHIORZYHORFLW\DWWKHORFDWLRQRIWKHHJJPDVVDWWKH WLPHRIWKH9(6 5LYHUDQG&UHHN+DELWDW±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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 0LFURKDELWDW±5HFRUGWKHPLFURKDELWDWW\SHWKDWFKDUDFWHUL]HVWKHORFDWLRQZKHUHWKHHJJPDVV LVIRXQGXVLQJWKHKDELWDWFDWHJRULHVSURYLGHGEHORZ  ,VRODWHG6LGH3RRO±$QLVRODWHGVLGHSRROLVK\GUDXOLFDOO\LVRODWHGIURPWKHPDLQFKDQQHO RUFUHHNFKDQQHODQGUHFHLYHVOLWWOHRUQRVXUIDFHIORZ7KLVW\SHRISRROPD\EHIHGE\D VHHSRUVSULQJWKDWGLVFKDUJHVWRWKHULYHURUFUHHN  &RQQHFWHG6LGH3RRO±$FRQQHFWHGVLGHSRROLVORFDWHGDGMDFHQWWRDQGK\GUDXOLFDOO\ FRQQHFWHGZLWKWKHPDLQULYHURUFUHHN,QULYHUVWKHVHSRROVDUHRIWHQORFDWHGDORQJ FREEOHERXOGHUEDUVRULQERXOGHUVHGJHKDELWDW  6FRXU3RRO±$VFRXUSRROLVDQLVRODWHGSRROIRUPHGDWKLJKHUIORZVDQGLVQRUPDOO\ ILOOHGGXULQJKLJKIORZV6FRXUSRROVDUHRIWHQORFDWHGRQEDUVRULQEHGURFNDUHDV  %DFNZDWHU3RRO±%DFNZDWHUSRROVRFFXUDORQJWKHPDUJLQVRIULYHUVRUFUHHNVDWWKH HGJHRIWKHPDLQIORZDQGDUHXVXDOO\FKDUDFWHUL]HGE\UHYHUVHFXUUHQWV%DFNZDWHU SRROVPD\RFFXUDWULYHURUFUHHNEHQGVDWWKHERWWRPRIPDLQFKDQQHOSRROVEHORZ FKDQQHOREVWUXFWLRQVHWF  6LGH&KDQQHO±$VLGHFKDQQHOLVVPDOOHUWKDQWKHPDLQFKDQQHODQGJHQHUDOO\RQO\ UHFHLYHVDSRUWLRQRIWKHVWUHDPIORZDQGPD\GU\XSDWORZHUIORZV6LGHFKDQQHOVDUH XVXDOO\FORVHWRWKHPDLQFKDQQHOLQZLGHUVHFWLRQVRIWKHULYHURUFUHHN  %RXOGHU6HGJH±%RXOGHUDQGVHGJHKDELWDWRFFXUVLQORZUHOLHIDUHDVDORQJWKHPDUJLQRI WKHULYHURUFUHHN,WLVFKDUDFWHUL]HGE\H[SRVHGDQGVXEPHUJHGERXOGHUVDQGFREEOH ZLWKLQWHUVSHUVHGVHGJHFOXPSVZLWKVORZPRYLQJZDWHUDQGVPDOOSRROV LVRODWHGDQGRU FRQQHFWHG   (GJHZDWHU±(GJHZDWHUKDELWDWJHQHUDOO\RFFXUVLQVKDOORZVORZPRYLQJRUFDOPZDWHU DUHDVDORQJPDUJLQVRIULYHUEDUVRUPDUJLQVRIFUHHNV$SSURSULDWHVXEVWUDWHVFRQVLVW SULPDULO\RIFREEOHDQGERXOGHUVRIWHQZLWKVRPHJUDYHO  3RRO7DLO2XW±3RROWDLORXWVQRUPDOO\RFFXUDWWKHGRZQVWUHDPHQGRIPDLQFKDQQHO SRROVDGMDFHQWWRWKHPDLQRXWIORZ7KHVHDUHDVDUHW\SLFDOO\VKDOORZZLWKVORZPRYLQJ ZDWHU,QULYHUVSRROWDLORXWVW\SLFDOO\KDYHFREEOHDQGRUERXOGHUVXEVWUDWHV  5LIIOH±5LIIOHV ERWKKLJKDQGORZJUDGLHQW QRUPDOO\RFFXULQDUHDVZLWKFREEOHDQG ERXOGHUVXEVWUDWHVDQGDUHXVXDOO\DVVRFLDWHGZLWKFKDQJHVLQVWUHDPJUDGLHQW5LIIOHV PD\RFFXULQVLGHFKDQQHOVDVZHOODVWKHPDLQFKDQQHO  2WKHU±7KLVFDWHJRU\LQFOXGHVDQ\KDELWDWW\SHWKDWLVQRWGHVFULEHGDERYH3URYLGHD GHVFULSWLRQRIWKHDUHDLQWKH&RPPHQWVSRUWLRQRIWKHGDWDVKHHW 1RWHLIPRUHWKDQRQHPLFURKDELWDWRFFXUVZKHUHHJJPDVVHVDUHREVHUYHG HJDULIIOHLQDVLGH FKDQQHORUHGJHZDWHULQDSRROWDLORXW LQGLFDWHDOOVXFKPLFURKDELWDWW\SHVE\UHFRUGLQJWKH DSSURSULDWHFRGHV 6XEVWUDWHDW(JJ0DVV±,QGLFDWHWKHGRPLQDQWVXEVWUDWHW\SHVLQDPDUHDVXUURXQGLQJWKH HJJPDVV6L]HFODVVLILFDWLRQVIRUVXEVWUDWHFDWHJRULHVIROORZWKHPRGLILHG:HQWZRUWK   VFDOHDQGLQIRUPDWLRQRQZRRG\GHEULVZDVREWDLQHGIURP&')*   6XEVWUDWH7 SH 6L]H5DQ H PP  6LOW&OD 0XG   6DQG ±   *UDYHO3HEEOH ±  5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\  &REEOH ±   %RXOGHU !   %HGURFN ±  6PDOOZRRG GHEULV 'LDPHWHU  /DU HZRRG GHEULV !'LDPHWHU 0D[:DWHU'HSWK±5HFRUGWKHWRWDOZDWHUGHSWKZKHUHWKHHJJPDVVLVORFDWHG7KHZDWHU GHSWKVKRXOGEHPHDVXUHGZLWKDPHWULFVWLFNRUUXOHU :DWHU7HPSHUDWXUH±5HFRUGWKHZDWHUWHPSHUDWXUHLQGHJUHHV&HOVLXVZKHUHHDFKHJJPDVVLV ORFDWHG 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 'DWD6KHHW3DUDPHWHUV6SHFLILFWR7DGSROHV 2QWKHGDWDVKHHWIRUWDGSROHVXVHWKHIROORZLQJLQVWUXFWLRQVIRUUHFRUGLQJGDWDLQWKH FROXPQVWKDWDSSHDULQWKHFHQWHURIWKHGDWDVKHHW)RUWKRVHGDWDVKHHWSDUDPHWHUVWKDWKDYH VHYHUDOSRWHQWLDOFDWHJRULHVIURPZKLFKWRFKRRVHUHFRUGWKHQXPEHULQSDUHQWKHVLV  WKDW FRUUHVSRQGVWRWKHPRVWDSSURSULDWHDQVZHU *URXS/HWWHU±$OHWWHUVKRXOGEHDVVLJQHGWRJURXSVRIWDGSROHVWKDWDUHREVHUYHGDWDVLWHRU VXEVLWH7KHVHOHWWHUVVKRXOGEHVHTXHQWLDOIURPWKH GRZQVWUHDPHQGRIWKHVLWHRUVXEVLWHWRWKH XSVWUHDPHQG,IVHYHUDODJJUHJDWLRQVRIWDGSROHVDUHREVHUYHGWRJHWKHUWKH\VKRXOGEHUHFRUGHG DVRQHJURXS,IPRUHWKDQJURXSVRIWDGSROHVDUHREVHUYHGDWDVLWHRUVXEVLWHFRQWLQXHWR DVVLJQ*URXS/HWWHUVDVIROORZV = $$ %%HWF 'LVWDQFH±5HFRUGWKHGLVWDQFHIURPWKHERWWRPRIWKHVXUYH\VLWHRUVXEVLWHWRWKHORFDWLRQRI WKHWDGSROHV $SSUR[LPDWH1XPEHURI7DGSROHV±,IWKHVLWHLVVPDOOVHDUFKWKHHQWLUHDUHDDQGHVWLPDWHWKH WRWDOQXPEHURIWDGSROHVSUHVHQW,IWKHVLWHLVODUJHHVWLPDWHWKHQXPEHURIWDGSROHVSHUP EDVHGRQVHYHUDOUDQGRPFRXQWV P REWDLQHGZLWKLQUHSUHVHQWDWLYHDUHDVZKHUHWDGSROHVDUH REVHUYHG8VHWKHVHGDWDWRHVWLPDWHWKHWRWDOQXPEHURIWDGSROHVIRUWKHVLWH 'LVWDQFHIURP6KRUH±0HDVXUHWKHGLVWDQFHWKHWDGSROHVDUHIURPWKHZDWHU VHGJH)RUDQ DJJUHJDWLRQRIWDGSROHVWDNHDPHDVXUHPHQWDWWKHFHQWHURIWKHJURXS,IWDGSROHVDUHGLVSHUVHG DORQJWKHVKRUHOLQHUHFRUGDQDYHUDJHGLVWDQFHIURPWKHZDWHU¶VHGJH7KHGLVWDQFHVKRXOGEH PHDVXUHGZLWKDPHWULFWDSHRUUXOHU 9HORFLW\ ±0HDVXUHWKHZDWHUYHORFLW\ LQFPVHF ZKHUHWDGSROHVDUHORFDWHG 7DGSROH6WDJH±5HFRUGWKHWDGSROHGHYHORSPHQWDOVWDJHEDVHGXSRQWKHIROORZLQJFKRLFHV 7DGSROHVLQFOXGHDOOWDGSROHVWDJHV FRPSOHWHO\DTXDWLF IURPWKHGD\RIKDWFKLQJWKURXJK PHWDPRUSKRVLVWRWKHSRLQWZKHUHWKH\PRYHWRWHUUHVWULDOKDELWDWV QRYHVWLJHVRIWKHLUWDGSROH IRUPUHPDLQ 7KHGHYHORSPHQWDOVWDJHVKRXOGUHSUHVHQWWKHGRPLQDQWVWDJHRIWDGSROHVSUHVHQW DVLQGLYLGXDOVRULQJURXSV  1ROHJV  5HDUOHJV  5HDUOHJVDQGIURQWQXEV  /HJVIXOO\JURZQEXWZLWKWDLO  0L[HGXVHWKLVFRGHRQO\LIWKHJURXSFRQVLVWVRIWDGSROHVDWYDULRXVVWDJHVRI GHYHORSPHQW $YHUDJH7/ 7RWDO/HQJWK ±(VWLPDWHWKHDYHUDJH7/RIWKHWDGSROHVLQFOXGLQJWKRVH REVHUYHGLQJURXSV(VWLPDWHVVKRXOGSHULRGLFDOO\EHYHULILHGE\DFWXDOPHDVXUHPHQWVRI UHSUHVHQWDWLYHLQGLYLGXDOV 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 5LYHUDQG&UHHN+DELWDW±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±5HFRUGWKHPLFURKDELWDWW\SH IURPWKHKDELWDWW\SHVSURYLGHGEHORZ WKDW FKDUDFWHUL]HVWKHORFDWLRQZKHUHWKHWDGSROHVDUHREVHUYHG  ,VRODWHG6LGH3RRO±$QLVRODWHGVLGHSRROLVK\GUDXOLFDOO\LVRODWHGIURPWKHPDLQFKDQQHO RUFUHHNFKDQQHODQGUHFHLYHVOLWWOHRUQRVXUIDFHIORZ7KLVW\SHRISRROPD\EHIHGE\D VHHSRUVSULQJWKDWGLVFKDUJHVWRWKHULYHURUFUHHN  &RQQHFWHG6LGH3RRO±$FRQQHFWHGVLGHSRROLVORFDWHGDGMDFHQWWRDQGK\GUDXOLFDOO\ FRQQHFWHGZLWKWKHPDLQULYHURUFUHHN,QULYHUVWKHVHSRROVDUHRIWHQORFDWHGDORQJ FREEOHERXOGHUEDUVRULQERXOGHUVHGJHKDELWDW  6FRXU3RRO±$VFRXUSRROLVDQLVRODWHGSRROIRUPHGDWKLJKHUIORZVDQGLVQRUPDOO\ ILOOHGGXULQJKLJKIORZV6FRXUSRROVDUHRIWHQORFDWHGRQEDUVRULQEHGURFNDUHDV  %DFNZDWHU3RRO±%DFNZDWHUSRROVRFFXUDORQJWKHPDUJLQVRIULYHUVRUFUHHNVDWWKH HGJHRIWKHPDLQIORZDQGDUHXVXDOO\FKDUDFWHUL]HGE\UHYHUVHFXUUHQWV%DFNZDWHU SRROVPD\RFFXUDWULYHURUFUHHNEHQGVDWWKHERWWRPRIPDLQFKDQQHOSRROVEHORZ FKDQQHOREVWUXFWLRQVHWF  6LGH&KDQQHO±$VLGHFKDQQHOLVVPDOOHUWKDQWKHPDLQFKDQQHODQGJHQHUDOO\RQO\ UHFHLYHVDSRUWLRQRIWKHVWUHDPIORZDQGPD\GU\XSDWORZHUIORZV6LGHFKDQQHOVDUH XVXDOO\FORVHWRWKHPDLQFKDQQHOLQZLGHUVHFWLRQVRIWKHULYHURUFUHHN  %RXOGHU6HGJH±%RXOGHUDQGVHGJHKDELWDWRFFXUVLQORZUHOLHIDUHDVDORQJWKHPDUJLQRI WKHULYHURUFUHHN,WLVFKDUDFWHUL]HGE\H[SRVHGDQGVXEPHUJHGERXOGHUVDQGFREEOH ZLWKLQWHUVSHUVHGVHGJHFOXPSVZLWKVORZPRYLQJZDWHUDQGVPDOOSRROV LVRODWHGDQGRU FRQQHFWHG   (GJHZDWHU±(GJHZDWHUKDELWDWJHQHUDOO\RFFXUVLQVKDOORZVORZPRYLQJRUFDOPZDWHU DUHDVDORQJPDUJLQVRIULYHUEDUVRUPDUJLQVRIFUHHNV$SSURSULDWHVXEVWUDWHVFRQVLVW SULPDULO\RIFREEOHDQGERXOGHUVRIWHQZLWKVRPHJUDYHO 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\  3RRO7DLO2XW±3RROWDLORXWVQRUPDOO\RFFXUDWWKHGRZQVWUHDPHQGRIPDLQFKDQQHO SRROVDGMDFHQWWRWKHPDLQRXWIORZ7KHVHDUHDVDUHW\SLFDOO\VKDOORZZLWKVORZPRYLQJ ZDWHU,QULYHUVSRROWDLORXWVW\SLFDOO\KDYHFREEOHDQGRUERXOGHUVXEVWUDWHV  5LIIOH±5LIIOHV ERWKKLJKDQGORZJUDGLHQW QRUPDOO\RFFXULQDUHDVZLWKFREEOHDQG ERXOGHUVXEVWUDWHVDQGDUHXVXDOO\DVVRFLDWHGZLWKFKDQJHVLQVWUHDPJUDGLHQW5LIIOHV PD\RFFXULQVLGHFKDQQHOVDVZHOODVWKHPDLQFKDQQHO  2WKHU±7KLVFDWHJRU\LQFOXGHVDQ\KDELWDWW\SHWKDWLVQRWGHVFULEHGDERYH3URYLGHD GHVFULSWLRQRIWKHDUHDLQWKH&RPPHQWVSRUWLRQRIWKHGDWDVKHHW ± 1RWH,IPRUHWKDQRQHPLFURKDELWDWRFFXUVZKHUHWDGSROHVDUHREVHUYHG HJHGJHZDWHULQD SRROWDLORXW LQGLFDWHDOOVXFKPLFURKDELWDWW\SHVE\UHFRUGLQJWKHDSSURSULDWHFRGHV ± 'RPLQDQW6XEVWUDWH ±5HFRUGWKHGRPLQDQWVXEVWUDWHW\SHVLQD PDUHDZKHUHWDGSROHVDUH REVHUYHG,IWDGSROHVDUHGLVWULEXWHGDORQJWKHVKRUHOLQHLQGLFDWHWKHGRPLQDQWVXEVWUDWHW\SHV IRUWKHDUHDZKHUHWDGSROHVDUHREVHUYHG6L]HFODVVLILFDWLRQVIRUVXEVWUDWHW\SHVIROORZWKH PRGLILHG:HQWZRUWK  VFDOHDQGLQIRUPDWLRQRQZRRG\GHEULVZDVREWDLQHGIURP&')*   6XEVWUDWH7 SH 6L]H5DQ H PP  6LOW&OD 0XG   6DQG ±   *UDYHO3HEEOH ±   &REEOH ±   %RXOGHU !   %HGURFN ±  6PDOO:RRG 'HEULV GLDPHWHU  /DU H:RRG 'HEULV ! GLDPHWHU  $TXDWLF9H HWDWLRQ ± $OJDH±(VWLPDWHWRWKHQHDUHVWWKHDPRXQWRIDOJDHSUHVHQWZKHUHWDGSROHVDUH REVHUYHG 'HWULWXV±(VWLPDWHWRWKHQHDUHVWWKHDPRXQWRIGHWULWXVSUHVHQWRQVXEVWUDWHVZKHUH WDGSROHVDUHREVHUYHG 0D[:DWHU'HSWK±5HFRUGWKHPD[LPXPZDWHUGHSWKZKHUHWDGSROHVDUHIRXQG7KHZDWHU GHSWKVKRXOGEHPHDVXUHGZLWKDPHWULFVWLFNRUUXOHU :DWHU7HPS±5HFRUGWKHZDWHUWHPSHUDWXUHLQGHJUHHV&HOVLXVZKHUHWDGSROHVRFFXU 'DWD6KHHW3DUDPHWHUV6SHFLILFWR-XYHQLOHV6XEDGXOWVDQG$GXOWV 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 2QDGDWDVKHHWIRUMXYHQLOHVVXEDGXOWVDQGDGXOWVXVHWKHIROORZLQJLQVWUXFWLRQVIRUUHFRUGLQJ GDWDLQWKHFROXPQVWKDWDSSHDULQWKHFHQWHURIWKHGDWDVKHHW)RUGDWDVKHHWSDUDPHWHUVWKDW KDYHVHYHUDOSRWHQWLDOFDWHJRULHVIURPZKLFKWRFKRRVHUHFRUGWKHQXPEHULQSDUHQWKHVLV  WKDW FRUUHVSRQGVWRWKHPRVWDSSURSULDWHDQVZHU 1XPEHURI)URJV±,QGLFDWHWKHQXPEHURILQGLYLGXDOVREVHUYHGZLWKLQWKHVLWHRUVXEVLWH,ID ODUJHQXPEHURIMXYHQLOHVVXEDGXOWVRUDGXOWVLVHQFRXQWHUHGDQHVWLPDWHRIWKHWRWDOQXPEHU SUHVHQWPD\KDYHWREHVXIILFLHQW 'LVWDQFH±5HFRUGWKHGLVWDQFHIURPWKHERWWRPRIWKHVLWHRUVXEVLWHWRWKHORFDWLRQRIWKHIURJ RUDJJUHJDWLRQRIIURJV 6H[ 0) ±:KHQSRVVLEOHGHWHUPLQHWKHVH[RIFDSWXUHGIURJVDQGIRUWKRVHIURJVWKDWFDQ XVXDOO\EHVH[HGZLWKRXWKDQGOLQJ HJGXULQJWKHEUHHGLQJSHULRGPRVWPDOHVW\SLFDOO\KDYH HQODUJHGIRUHDUPVDQGWKXPESDGVIRUJUDVSLQJIHPDOHV 'RQRWUHFRUGVH[LIDSRVLWLYH GHWHUPLQDWLRQFDQQRWEHPDGH $JH -$ ±,QGLFDWHWKHDSSUR[LPDWHDJHRIWKHIURJVREVHUYHG ZKHQSRVVLEOH XVLQJWKH IROORZLQJFDWHJRULHV-XYHQLOH6XEDGXOW±LQFOXGHVUHFHQWO\PHWDPRUSKRVHGLQGLYLGXDOVWKDW KDYHQRYHVWLJHVRIWKHLUWDGSROHIRUPXSWRDERXWWRWZR\HDUVROG JHQHUDOO\PPRU OHVVVQRXWYHQWOHQJWK $GXOW±LQFOXGHVDOOVH[XDOO\PDWXUHIURJV JHQHUDOO\WZR\HDUVROGRU ROGHUZLWKDPPRUJUHDWHUVQRXWYHQWOHQJWK 1RWH$GXOWPDOHVDUHW\SLFDOO\VPDOOHU VQRXWYHQWOHQJWK WKDQDGXOWIHPDOHVIRULQGLYLGXDOVIURPWKHVDPH\HDUFODVV 6QRXW9HQW/HQJWK±7KLVUHSUHVHQWVWKHGLVWDQFHIURPWKHWLSRIWKHIURJ VVQRXWWRWKHYHQW DQGVKRXOGEHUHFRUGHGLQPLOOLPHWHUV $FWLYLW\±5HFRUGWKHLQGLYLGXDO VDFWLYLW\IURPWKHIROORZLQJFKRLFHV  VLWWLQJLQVKDGH   EDVNLQJ  KLGLQJ  FDOOLQJ  VZLPPLQJ  IRUDJLQJ  DPSOH[XV  IORDWLQJ   XQGHUZDWHURU  RWKHU 5LYHUDQG&UHHN+DELWDW±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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\  RWKHU 1RWHLIPRUHWKDQRQHKDELWDWW\SHRFFXUVZLWKLQDVLWHRUVXEVLWHUHFRUGDOODSSURSULDWHKDELWDW W\SHV 0LFURKDELWDW±5HFRUGWKHPLFURKDELWDWW\SHWKDWFKDUDFWHUL]HVWKHORFDWLRQZKHUHIURJVDUH REVHUYHGIURPWKHKDELWDWW\SHVSURYLGHGEHORZ  ,VRODWHG6LGH3RRO±$QLVRODWHGVLGHSRROLVK\GUDXOLFDOO\LVRODWHGIURPWKHPDLQFKDQQHO RUFUHHNFKDQQHODQGUHFHLYHVOLWWOHRUQRVXUIDFHIORZ7KLVW\SHRISRROPD\EHIHGE\D VHHSRUVSULQJWKDWGLVFKDUJHVWRWKHULYHURUFUHHN  &RQQHFWHG6LGH3RRO±$FRQQHFWHGVLGHSRROLVORFDWHGDGMDFHQWWRDQGK\GUDXOLFDOO\ FRQQHFWHGZLWKWKHPDLQULYHURUFUHHN,QULYHUVWKHVHSRROVDUHRIWHQORFDWHGDORQJ FREEOHERXOGHUEDUVRULQERXOGHUVHGJHKDELWDW  6FRXU3RRO±$VFRXUSRROLVDQLVRODWHGSRROIRUPHGDWKLJKHUIORZVDQGLVQRUPDOO\ ILOOHGGXULQJKLJKIORZV6FRXUSRROVDUHRIWHQORFDWHGRQEDUVRULQEHGURFNDUHDV  %DFNZDWHU3RRO±%DFNZDWHUSRROVRFFXUDORQJWKHPDUJLQVRIULYHUVRUFUHHNVDWWKH HGJHRIWKHPDLQIORZDQGDUHXVXDOO\FKDUDFWHUL]HGE\UHYHUVHFXUUHQWV%DFNZDWHU SRROVPD\RFFXUDWULYHURUFUHHNEHQGVDWWKHERWWRPRIPDLQFKDQQHOSRROVEHORZ FKDQQHOREVWUXFWLRQVHWF  6LGH&KDQQHO±$VLGHFKDQQHOLVVPDOOHUWKDQWKHPDLQFKDQQHODQGJHQHUDOO\RQO\ UHFHLYHVDSRUWLRQRIWKHVWUHDPIORZDQGPD\GU\XSDWORZHUIORZV6LGHFKDQQHOVDUH XVXDOO\FORVHWRWKHPDLQFKDQQHOLQZLGHUVHFWLRQVRIWKHULYHURUFUHHN  %RXOGHU6HGJH±%RXOGHUDQGVHGJHKDELWDWRFFXUVLQORZUHOLHIDUHDVDORQJWKHPDUJLQRI WKHULYHURUFUHHN,WLVFKDUDFWHUL]HGE\H[SRVHGDQGVXEPHUJHGERXOGHUVDQGFREEOH ZLWKLQWHUVSHUVHGVHGJHFOXPSVZLWKVORZPRYLQJZDWHUDQGVPDOOSRROV LVRODWHGDQGRU FRQQHFWHG   (GJHZDWHU±(GJHZDWHUKDELWDWJHQHUDOO\RFFXUVLQVKDOORZVORZPRYLQJRUFDOPZDWHU DUHDVDORQJPDUJLQVRIULYHUEDUVRUPDUJLQVRIFUHHNV$SSURSULDWHVXEVWUDWHVFRQVLVW SULPDULO\RIFREEOHDQGERXOGHUVRIWHQZLWKVRPHJUDYHO  3RRO7DLO2XW±3RROWDLORXWVQRUPDOO\RFFXUDWWKHGRZQVWUHDPHQGRIPDLQFKDQQHO SRROVDGMDFHQWWRWKHPDLQRXWIORZ7KHVHDUHDVDUHW\SLFDOO\VKDOORZZLWKVORZPRYLQJ ZDWHU,QULYHUVSRROWDLORXWVW\SLFDOO\KDYHFREEOHDQGRUERXOGHUVXEVWUDWHV  5LIIOH±5LIIOHV ERWKKLJKDQGORZJUDGLHQW QRUPDOO\RFFXULQDUHDVZLWKFREEOHDQG ERXOGHUVXEVWUDWHVDQGDUHXVXDOO\DVVRFLDWHGZLWKFKDQJHVLQVWUHDPJUDGLHQW5LIIOHV PD\RFFXULQVLGHFKDQQHOVDVZHOODVWKHPDLQFKDQQHO  ([SRVHG%DQN±([SRVHGORFDWLRQVDORQJWKHULYHUPDUJLQ HJERXOGHUV EHGURFNVDQGRUPXGEDQNHWF  3URWHFWHG%DQN±3URWHFWHGORFDWLRQVDORQJWKHULYHUPDUJLQ HJXQGHUDQ RYHUKDQJLQJEDQNRUERXOGHUODUJHFUDFNVEHWZHHQERXOGHUVHWF  2WKHU±7KLVFDWHJRU\LQFOXGHVDQ\KDELWDWW\SHWKDWLVQRWGHVFULEHGDERYH3URYLGHD GHVFULSWLRQRIWKHDUHDLQWKH&RPPHQWVSRUWLRQRIWKHGDWDVKHHW 1RWHLIPRUHWKDQRQHPLFURKDELWDWFKDUDFWHUL]HVWKHDUHDZKHUHIURJVDUHREVHUYHG HJULIIOH LQDVLGHFKDQQHO LQGLFDWHERWKPLFURKDELWDWW\SHVXVLQJWKHFRGHVSURYLGHGDERYH 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 'RPLQDQW6XEVWUDWH±5HFRUGWKHGRPLQDQWVXEVWUDWHW\SHVWKDWDUHEHLQJXWLOL]HGE\IURJVDW WKHWLPHRIWKHREVHUYDWLRQ6L]HFODVVLILFDWLRQVIRUVXEVWUDWHW\SHVIROORZWKHPRGLILHG :HQWZRUWK  VFDOHDQGLQIRUPDWLRQRQZRRG\GHEULVZDVREWDLQHGIURP&')*   6XEVWUDWH7 SH 6L]H5DQ H PP  6LOW&OD 0XG   6DQG ±   *UDYHO3HEEOH ±   &REEOH ±   %RXOGHU !   %HGURFN ±  6PDOO:RRG 'HEULV GLDPHWHU  /DU H:RRG 'HEULV ! GLDPHWHU  $TXDWLF9H HWDWLRQ ±  0DU LQYH HWDWLRQ ±  2WKHU ± &RPPHQWV ±(QWHUDQ\FRPPHQWVDERXWWKHIRUHJRLQJGDWD /RZHU3RUWLRQRI'DWD6KHHW )LVK3UHVHQW±,QGLFDWHLIILVKDUHREVHUYHGRURWKHUZLVHNQRZQWRRFFXULQWKHULYHURUFUHHN 7\SH±&LUFOHRUZULWHLQWKHILVKVSHFLHVJURXS V SUHVHQW)ROORZLQJDUHUHSUHVHQWDWLYH FODVVLILFDWLRQV x 6DOPRQLGV±WURXWDQGVDOPRQ x &HQWUDUFKLGV±EDVVDQGVXQILVK x &\SULQLGV±PLQQRZV +HUSHWRIDXQD /LIH6WDJH±5HFRUGDOODPSKLELDQVRUUHSWLOHVRWKHUWKDQWKHWDUJHWVSHFLHV WKDWZHUHREVHUYHGGXULQJWKH9(6V,QFOXGHWKHDSSUR[LPDWHQXPEHUDQGWKHOLIHVWDJH V  SUHVHQW $±DGXOW-±MXYHQLOHVXEDGXOW7±WDGSROH(±HJJ  2WKHU6SHFLHV2EVHUYHG±5HFRUGRWKHUVSHFLHVREVHUYHGDWWKHVLWHVXEVLWHGXULQJWKH9(6 &RPPHQWV ±$GGLWLRQDOFRPPHQWVZLOOEHQRWHGDWWKHERWWRPRIWKH9(6GDWDVKHHW &RPPHQWVVKRXOGLQFOXGHREVHUYDWLRQVRIFRQGLWLRQVDIIHFWLQJDPSKLELDQVWKDWDUHQRWOLVWHGRQ WKHPDLQGDWDVKHHWVXFKDVURDGFRQVWUXFWLRQPDLQWHQDQFHUHFUHDWLRQDQGRWKHUUHODWHGLVVXHV WKDWDUHQRWDEOHRUDUHUHODWLYHO\XQFRPPRQ$GGLWLRQDOFRPPHQWVPD\LQFOXGHREVHUYDWLRQVRI WKHDYHUDJHVL]HRIHJJPDVVHVRUHYLGHQFHRIIXQJXVRUSUHGDWLRQKHDOWKRIWDGSROHV 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ MXYHQLOHVVXEDGXOWVDQGDGXOWVRUGLUHFWRUVXVSHFWHGSUHGDWLRQRQ)</)V,IH[WUDVSDFHLV UHTXLUHGIRUFRPPHQWVWKHUHYHUVHVLGHRIWKHGDWDVKHHWVKRXOGEHXVHG 4$4&±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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ $GGHQGXPWR$6WDQGDUGL]HG$SSURDFKIRU+DELWDW$VVHVVPHQWVDQG9LVXDO(QFRXQWHU 6XUYH\VIRUWKH)RRWKLOO<HOORZOHJJHG)URJ Rana boylii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† . (JJOD\LQJLVJHQHUDOO\LQLWLDWHGRQWKHGHVFHQGLQJOLPERIWKHVSULQJK\GURJUDSKZKHQWKHZDWHU WHPSHUDWXUHVUHDFKq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ƒ&XOWUDIUHH]HU LVQRWDQRSWLRQWKHVSHFLPHQVKRXOGEHVWRUHGLQHWKDQRO 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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±  :DWWHUV-/67&XPPLQJV5/)ODQDJDQDQG&'6LOHU5HYLHZRIPRUSKRPHWULF PHDVXUHPHQWVXVHGLQDQXUDQVSHFLHVGHVFULSWLRQVDQGUHFRPPHQGDWLRQVIRUDVWDQGDUGL]HG DSSURDFK=RRWD[D± 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW +DELWDW$VVHVVPHQWDQG9LVXDO(QFRXQWHU6XUYH\ 'DWD6KHHWV±8SGDWHGIURPWKH2ULJLQDO 6HOWHQULFKDQG3RRO'DWD6KHHWV Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\S \ 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $W W D F K P H Q W   3D J H      3R H  + \ G U R H O H F W U L F  3 U R M H F W  ) ( 5 &  3 U R M H F W  1 R       ‹   5 3 D F L I L F  * D V  D Q G ( O H F W U L F  & R P S D Q \ 5H Y L V H G  Ma y 2 0 2 5 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $W W D F K P H Q W   3D J H      3R H  + \ G U R H O H F W U L F  3 U R M H F W  ) ( 5 &  3 U R M H F W  1 R       ‹   5 3 D F L I L F  * D V  D Q G ( O H F W U L F  & R P S D Q \ 5H Y L V H G  Ma y 2 0 2 5 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $W W D F K P H Q W   3D J H      3R H  + \ G U R H O H F W U L F  3 U R M H F W  ) ( 5 &  3 U R M H F W  1 R       ‹   5 3 D F L I L F  * D V  D Q G ( O H F W U L F  & R P S D Q \S \ 5H Y L V H G  Ma y 2 0 2 5 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW 5DWLRQDOHIRU3ODQ9DULDWLRQVIURP/LFHQVH &RQGLWLRQV Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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x )</)VXUYH\VLWHV x PXOWLGD\UDPSLQJ VWHSGRZQ HYHQWV x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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ WDGSROHUHDULQJKDELWDWVLQWKH5HDFK7KHUHTXLUHGFRPSOHWLRQWLPHIRU LGHQWLILFDWLRQRIVXLWDEOH HJJOD\LQJ DQG UHDULQJ KDELWDW²DUHDV WKDW PHHW )</) HJJOD\LQJSUHIHUHQFHV²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³)RFXVRI5HDFKZLGH6XUYH\V´ %\DVVHVVLQJ ERWKWKHEUHHGLQJHIIRUW HJJPDVVVXUYH\V DQG<2<UHFUXLWPHQWWKLVDSSURDFKLVH[SHFWHGWR SURYLGHDFRPSUHKHQVLYHDVVHVVPHQWRIWKH)</)SRSXODWLRQDQG WKHSRSXODWLRQUHVSRQVHWRQHZ LQVWUHDPIORZV,QDGGLWLRQLWLVDSSDUHQWIURPSUHYLRXVUHDFKZLGH<2<VXUYH\V LPSOHPHQWHG IRUWKHDGMDFHQW5RFN&UHHN&UHVWD3URMHFW/LFHQVH WKDWWKHUHZHUHQXPHURXVDUHDVRIVXLWDEOH EUHHGLQJKDELWDWLQWKH3RH5HDFKRXWVLGHRIHVWDEOLVKHGVXUYH\VLWHVVXEVLWHVSULRUWRWKHQHZIORZ UHOHDVHV)ROORZLQJWKH/LFHQVH<HDUUHDVVHVVPHQWRIKDELWDWVXLWDELOLW\DQGRFFXSDQF\3* ( ZLOOFRQVXOWZLWKWKHDJHQFLHVWRGHWHUPLQHLIDGGLWLRQDOHJJPRQLWRULQJVLWHVVKRXOGEHDGGHG )RFXVRI5HDFKZLGH6XUYH\V8QGHUWKHQHZOLFHQVHFRQGLWLRQV3* (LVUHTXLUHGWRGHWHUPLQH ZKLFKVXLWDEOHKDELWDWVDUHRFFXSLHGE\)</)7RPDNHWKLVGHWHUPLQDWLRQHJJPDVVPRQLWRULQJ LVUHTXLUHGWREHFRQGXFWHGDQQXDOO\RQRIWKH1))53RH5HDFKIRUWKHILUVWILYH\HDUVDQG WKHQDWRIVXLWDEOHKDELWDWVIRUWKHUHPDLQLQJOLFHQVHSHULRG,QWKLV3ODQ3* (SURSRVHV WRXVH<2<FRXQWVIURPUHDFKZLGHVXUYH\VLQFRQMXQFWLRQZLWKKDELWDWDVVHVVPHQWGDWD 6HFWLRQ RIWKH3ODQ WRGHWHUPLQH)</)GLVWULEXWLRQUHODWLYHDEXQGDQFHUHFUXLWPHQWDQGRFFXSDQF\ LQKDELWDWVWKDWDUHSRWHQWLDOO\VXLWDEOHDV<2<FRXQWVDUHXVHGDVDQLQGH[RIVXFFHVVIXOEUHHGLQJ 3* (EHOLHYHVWKDWXVLQJWKHFXUUHQWHJJPRQLWRULQJSURWRFROIRUWKHHQWLUH3RH5HDFKZKLFKLV GHVLJQHGWRILQGDOOHJJPDVVHVLQRIWHQFRPSOH[KDELWDWZRXOGEHRYHUO\WLPHFRQVXPLQJ,Q DGGLWLRQVRPHDUHDVRIWKHUHDFKFDQQRWEHVDIHO\DFFHVVHGGXULQJKLJKVSULQJIORZVZKHQ)</) DUHOD\LQJHJJV)</)PRQLWRULQJDORQJWKH1RUWK)RUN0RNHOXPQH5LYHU 1)050RNHOXPQH 5LYHU3URMHFW)(5&1R KDVGHPRQVWUDWHGWKDWUHDFKZLGHFRXQWVRI<2<DUHUHSUHVHQWDWLYH RIVXLWDEOHHJJOD\LQJWDGSROHUHDULQJKDELWDW 3* (  7HPSHUDWXUH7ULJJHUIRU,QLWLDWLQJ%UHHGLQJ6XUYH\8QGHUWKHQHZOLFHQVHFRQGLWLRQV3* ( LVUHTXLUHGWRFRPPHQFHPRQLWRULQJRQFHWKHWHPSHUDWXUHRIWKH1RUWK)RUN)HDWKHU5LYHUDW*DJH H[FHHGVƒ&PHDQGDLO\ZDWHUWHPSHUDWXUHRQWZRVXFFHVVLYHGD\VRU$SULORIHDFK\HDU ZKLFKHYHURFFXUVILUVW3* (SURSRVHVWRLQLWLDWHEUHHGLQJVXUYH\VRQ$SULORIHDFK\HDU2QFH DWHPSHUDWXUHJDJHLVLQVWDOOHGWHPSHUDWXUHGDWDIURP1)DQGWKHGDWHRIILUVWHJJPDVVODLGZLOO EH DQDO\]HG WR YDOLGDWH FRQWLQXHG XVH RI WKH $SULO  VWDUW GDWH  ,I WKH DQDO\VLV VKRZV WKDW WHPSHUDWXUHVH[FHHGƒ&IRUWZRFRQVHFXWLYHGD\VSULRUWR$SULOLQDQ\JLYHQ\HDUWKHGDWH ZLOOEHXVHGWRPRGLI\WKHVWDUWGDWHRIIXWXUHEUHHGLQJVXUYH\V 3* ( DFNQRZOHGJHV WKH ORJLVWLFDO GLIILFXOW\ RI FRPPHQFLQJ EUHHGLQJ VXUYH\V EDVHG RQ LQVWDQWDQHRXVUHDGLQJVIURP1)DVFUHZVFDQQRWGHSOR\RYHUQLJKW$WHQWDWLYHPRQLWRULQJ 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ VFKHGXOHLVSUHSDUHGLQDGYDQFHRIHDFKVHDVRQWKDWWDNHVLQWRFRQVLGHUDWLRQSDVWWHPSHUDWXUH DQDO\VLV7HPSHUDWXUHGDWDDQDO\]HGWRGDWHVKRZVWKDWWHPSHUDWXUHVGRQRWH[FHHGƒ&SULRUWR $SULOLQWKH3RH5HDFK3* (XQGHUVWDQGVWKDWWKLVFRXOGFKDQJHLQWKHIXWXUHDQGDJUHHVWKDW WUDFNLQJWHPSHUDWXUHGDWDLVLPSRUWDQW7RDFFRPPRGDWHWKHGHVLUHWRXVHDWHPSHUDWXUHWULJJHU HQGRIVHDVRQGDWDDQDO\VLVFDQEHXVHGWRGHWHUPLQHLIIXWXUHVXUYH\VVKRXOGEHJLQSULRUWR$SULO  $QQXDOUHSRUWVZLOOLQFOXGHWKLVDQDO\VLV 5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 ENCLOSURE 6 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 3$&,),&*$6$1'(/(&75,&&203$1< Poe Hydroelectric Project FERC Project No. 2107 POE AMPHIBIAN MONITORING PLAN 3UHSDUHGIRU 3DFLILF*DV (OHFWULF&RPSDQ\ &URZ&DQ\RQ5RDG 6DQ5DPRQ&$ 3UHSDUHGE\ *DUFLDDQG$VVRFLDWHV *$1'$ 0LVVLRQ6WUHHW6XLWH 6DQ)UDQFLVFR&$ February 2020 Revised May 2025 ‹53DFLILF*DVDQG (OHFWULF&RPSDQ\ Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 3RH$PSKLELDQ0RQLWRULQJ3ODQ 7DEOHRI&RQWHQWV )HEUXDU\5HYLVHGMay 20253DJHL 3RH +\GURHOHFWULF 3URMHFW )(5&3URMHFW 1R  ‹5 3DFLILF*DV DQG (OHFWULF &RPSDQ\ POE FERC PROJECT NO. 2107 DRAFT POE AMPHIBIAN MONITORING PLAN TABLE OF CONTENTS List of Figures ................................................................................................................................ ii List of Tables ................................................................................................................................. ii List of Attachments ....................................................................................................................... ii SECTION 1.0................................................................................................................................. 1 Introduction................................................................................................................................... 1 SECTION 2.0................................................................................................................................. 4 Goals and Objectives .................................................................................................................... 4 SECTION 3.0................................................................................................................................. 4 Study Area..................................................................................................................................... 4 SECTION 4.0................................................................................................................................. 5 Methods.......................................................................................................................................... 5  +DELWDW$VVHVVPHQW  +DELWDW$VVHVVPHQW0HWKRGRORJ\  +DELWDW$VVHVVPHQW$QDO\VLV  $QQXDO3RSXODWLRQ6XUYH\0HWKRGRORJ\  (JJ0DVV6XUYH\0HWKRGRORJ\  $QDO\VLVRI$GXOW3RSXODWLRQ6WDWXVDQG'LVWULEXWLRQ  <RXQJRIWKH<HDU5HDFKZLGH6XUYH\0HWKRGRORJ\  $QDO\VLVRI<2<'LVWULEXWLRQDQG$EXQGDQFH  $QDO\VLVRI$QQXDO0DLQVWHP:DWHU7HPSHUDWXUH««««««««« SECTION 5.0............................................................................................................................... 11 Reporting and Plan Revisions .................................................................................................... 11  5HSRUWLQJ  6XLWDEOH+DELWDW$VVHVVPHQW  5HSRUWLQJ6FKHGXOH  3ODQ5HYLVLRQV Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 3RH$PSKLELDQ0RQLWRULQJ3ODQ 7DEOHRI&RQWHQWV )HEUXDU\ 5HYLVHGMay 20253DJHLL 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ SECTION 6.0............................................................................................................................... 13 References .................................................................................................................................... 13 LIST OF FIGURES )LJXUH0DSRIWKH3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R )LJXUH5HDFKZLGH6XUYH\5HVXOWVIRU)</)LQWKH3RH5HDFKWR LIST OF TABLES 7DEOH3RH5HDFK)</)SRSXODWLRQPRQLWRULQJVLWHVGHVFULSWLRQVDQGJOREDO SRVLWLRQLQJV\VWHPFRRUGLQDWHV LIST OF ATTACHMENTS $WWDFKPHQW)(5&$UWLFOH±&RPPLVVLRQ$SSURYDO5HSRUWLQJ1RWLILFDWLRQDQG)LOLQJRI $PHQGPHQWV $WWDFKPHQW)(5&$SSHQGL[$±6:5&%:DWHU4XDOLW\&HUWLILFDWLRQ&RQGLWLRQ $WWDFKPHQW)(5&$SSHQGL[%±)RUHVW6HUYLFH H &RQGLWLRQ1R $WWDFKPHQW6WDQGDUGL]HG$SSURDFKIRU+DELWDW$VVHVVPHQWVDQG9LVXDO(QFRXQWHU6XUYH\VIRU WKH)RRWKLOO<HOORZOHJJHG)URJ 5DQDER\OLL  6HOWHQULFKDQG3RRO  ZLWK $GGHQGXPGRFXPHQWLQJUHFHQWXSGDWHVXVHGLQWKLV3RH$PSKLELDQ0RQLWRULQJ 3ODQ $WWDFKPHQW +DELWDW$VVHVVPHQWDQG9LVXDO(QFRXQWHU6XUYH\'DWD6KHHWV±8SGDWHGIURPWKH 2ULJLQDO6HOWHQULFKDQG3RRO'DWD6KHHWV $WWDFKPHQW5DWLRQDOHIRU3ODQ9DULDWLRQVIURP/LFHQVH&RQGLWLRQV Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 3RH$PSKLELDQ0RQLWRULQJ3ODQ SECTION 1.0 Introduction 2Q'HFHPEHUWKH)HGHUDO(QHUJ\5HJXODWRU\&RPPLVVLRQ )(5& LVVXHGDQHZOLFHQVH IRU3DFLILF*DVDQG(OHFWULF&RPSDQ\¶V 3* (RU/LFHQVHH 3RH 3URMHFW)(5&1XPEHU  1R   3URMHFW )(5&    7KH QHZ OLFHQVH LQFRUSRUDWHV 6WDWH RI &DOLIRUQLD 6WDWH :DWHU 5HVRXUFHV&RQWURO%RDUG 6:5&% :DWHU4XDOLW\&HUWLILFDWLRQ :4& &RQGLWLRQVLQWRWKH OLFHQVH DUWLFOHV 6:5&%  )(5&  $SSHQGL[ $  DQG 8QLWHG 6WDWHV 'HSDUWPHQW RI $JULFXOWXUH)RUHVW6HUYLFH )RUHVW6HUYLFH  H &RQGLWLRQV )R UHVW6HUYLFH)(5& $SSHQGL[% 7KLVGRFXPHQW3RH$PSKLELDQ0RQLWRULQJ3ODQ 3ODQ SUHVHQWVWKHSODQ ³3ODQ´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³3RH5HDFK´RU³3RH%\SDV V5HDFK´LV WKHVHFWLRQ RI WKH 1RUWK)RUN)HDWKHU 5LYHU 1))5 IURP3RH 'DP GRZQVWUHDPWR3RH3RZHUKRXVH )LJXUH  :DWHUVRIWKH3RH3URMHFWLQFOXGHWKH3RH5HVHUYRLUWKHPLOHORQJE\SDVVHGUHDFKDQGWKH %LJ%HQG5HVHUYRLUZKLFKVHUYHVDVWKHDIWHUED\IRUWKHSURMHFW7KH3RH3RZHUKRXVHDQG%LJ %HQG5HVHUYRLUDUHORFDWHGMXVWXSVWUHDPRI/DNH2URYLOOHWKHSULPDU\VWRUDJHUHVHUYRLUIRUWKH )HDWKHU5LYHU3URMHFW)(5&1R 0XFKLVNQRZQDERXWWKHFXUUHQWGLVWULEXWLRQDQGKDELWDWXVHDQGSUHIHUHQFHVRI)</)LQWKH3RH 5HDFKDV3* (KDVEHHQUHVHDUFKLQJ DQGPRQLWRULQJ)</)LQ WKH3RH5HDFKUHJXODUO\VLQFH RIWHQDVDFRQWUROUHDFKIRUVWXGLHVLQWKHXSVWUHDP5RFN&UHHN&UHVWD3URMHFW )(5&1R  UHVXOWLQJLQQXPHURXVKDE LWDWDVVHVVPHQW DQGPRQLWRULQJUHSRUWV  *DUFLDDQG$VVRFLDWHV >*$1'$@DEDEDE 3* ( 8SWRWKLUWHHQHVWDEOLVKHGVXEVLWHVKDYHEHHQ UHJXODUO\PRQLWRUHGIRUEUHHGLQJDFWLYLW\LQWKH3RH5HDFKVLQFHUHSUHVHQWLQJULYHUFREEOH 3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 3RH$PSKLELDQ0RQLWRULQJ3ODQ 3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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¶V %DU ZDV XQVDIH IRU SHGHVWULDQ VXUYH\V SDUWLFXODUO\ EHFDXVHKLJKIORZVLQDOWHUHGWKHVWUHDPEHGLQWKLVVWHHSWZRPLOHVHFWLRQRIWKH1))5 6LQFHUHDFKZLGH VXUYH\V EHJDQLQRQO\RQHEUHHGLQJDUHDORFDWHGQHDU DVSULQJVHHS WULEXWDU\DSSUR[LPDWHO\RQHPLOHXSVWUHDPRI%DUGHH¶V%DUKDVEHHQFRQILUPHGGXULQJ<2< VXUYH\VLQWKLVVHFWLRQRIWKH3RH5HDFK Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 3RH$PSKLELDQ0RQLWRULQJ3ODQ 3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ Figure 1-1. Map of the Poe Hydroelectric Project, FERC Project No. 2107. )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 3RH$PSKLELDQ0RQLWRULQJ3ODQ SECTION 2.0 Goals and Objectives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tudy Area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¶V%DU7KHORZHUVHFWLRQIURP %DUGHH¶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‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 3RH$PSKLELDQ0RQLWRULQJ3ODQ SECTION 4.0 Methods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¶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¶V FRQWURO WKDW PD\ DIIHFW WKH DELOLW\ WR PRQLWRU HJ H[WUHPH ZHDWKHU HYHQWV FKHPLFDOVSLOOVQRQSURMHFWDQWKURSRPRUSKLFIDFWRUVHWF 2IWKRVHFLUFXPVWDQFHVWKDWPD\EH FDXVHG E\ 3URMHFW RSHUDWLRQV WKH PRVW FRPPRQ LQFOXGHV UHSDLUV WR RU FRQVWUXFWLRQ RI FULWLFDO LQIUDVWUXFWXUHZKLFKPD\DIIHFWWKHDELOLW\WRFRQGXFWVXUYH\V 4.1 Habitat Assessment 4.1.1 Habitat Assessment Methodology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‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No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¶VPRQLWRULQJSURWRFRO 6HOWHQULFKDQG3RRO DQGDVUHYLVHG±$WWDFKPHQW +DELWDWDVVHVVPHQWGDWDVKHHWVDUHSURYLGHGLQ$WWDFKPHQW  4.1.2 Habitat Assessment Analysis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‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 3RH$PSKLELDQ0RQLWRULQJ3ODQ 3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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nnual Population Survey Methodology 4.2.1 Egg Mass Survey Methodology 9LVXDOHQFRXQWHUVXUYH\V 9(6 IRU)</)HJJPDVVHVZLOOEHFRQGXFWHGDQQXDOO\GXULQJWKHILUVW ILYH\HDUVRIWKHOLFHQVH6XUYH\VZLOOEHSHUIRUPHGDWDOOVLWHVKLVWRULFDOO\VXUYH\HGDVSDUWRIWKH 5RFN&UHHN&UHVWD3URMHFWDQGRQHQHZVLWHDWWKHFRQIOXHQFHZLWK0LOO&UHHNLQRUGHUWRDVVHVV WKHSRSXODWLRQUHVSRQVHWRWKHQHZOLFHQVHUHTXLUHGIORZVFKHGXOH7KHVHVLWHV 7DEOH DUH VDIHO\ DFFHVVLEOH DQG FRQVLVWHQW ZLWK SURFHGXUHV GHVFULEHG LQ 3* (¶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ƒ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x )</)VXUYH\VLWHV x PXOWLGD\UDPSLQJ VWHSGRZQ HYHQWV x 8SWRGD\VRIDGGLWLRQDOVXUYH\VDWHDFKVLWHGLVWULEXWHGWKURXJKRXWWKHHYHQW )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 3RH$PSKLELDQ0RQLWRULQJ3ODQ 3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ Figure 4-1. Reach-wide Survey Results for FYLF in the Poe Reach, 2007 to 2018. )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 3RH$PSKLELDQ0RQLWRULQJ3ODQ Table 4-1. Poe Reach FYLF population monitoring sites, descriptions, and global positioning system coordinates. Site ID Site Description Monitoring Start Approximate Upstream Location (UTM NAD 83, Zone 10S) E 3RH3RZHUKRXVH +LVWRULFDO   D 3RH 6ZLPPHU¶V %HDFK +LVWRULFDO   F 8SVWUHDPRI3RH 6ZLPPHU¶V %HDFK +LVWRULFDO   G 8SVWUHDPRI3RH 6ZLPPHU¶V %HDFK +LVWRULFDO   F %HORZ7ULEXWDU\+LVWRULFDO   G $ERYH7ULEXWDU\+LVWRULFDO   D 8SVWUHDPRI7ULEXWDU\+LVWRULFDO   EH$W7ULEXWDU\+LVWRULFDO   DE%DUGHH¶V%DU +LVWRULFDO   D %HORZ)OHD9DOOH\&UHHN +LVWRULFDO   E $W)OHD9DOOH\&UHHN +LVWRULFDO   F $ERYH)OHD9DOOH\&UHHN +LVWRULFDO   G $FURVVIURP)OHD9DOOH\&UHHN +LVWRULFDO   7%'0LOO&UHHN   9(6 IRU HJJ PDVVHV DW VLWHV ORFDWHG RQ WKH 3RH 5HDFK ZLOO EH FRQGXFWHG XVLQJ 3* (¶V VWDQGDUGL]HGPRQLWRULQJSURWRFRODQGGDWDVKHHWV 6HOWHQULFKDQG3RRO$SSHQGLFHV'DQG( UHVSHFWLYHO\$WWDFKPHQW DQGSHUIRUPHGZLWKDWOHDVWWZRVXUYH\RUV7KHVXUYH\SURWRFROZDV PRGLILHGLQ WRLQFOXGH RQHVQRUNHOHUDQGRQHZDGLQJ VXUYH\RUDVRSSRVHGWR WZRZDGLQJ VXUYH\RUVDQGLQFOXGHGDGGLWLRQDOVDIHW\SURWRFROUHTXLUHPHQWVIRUVQRUNHOLQJ:DGLQJVXUYH\RUV PD\XVH3OH[LJODVŠ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¶V XQLTXH SLJPHQWDWLRQ ZLWK WKRVH 3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 3RH$PSKLELDQ0RQLWRULQJ3ODQ SUHYLRXVO\FDSWXUHG 0DUORZHWDO DPHWKRGRORJ\XVHIXOIRULQIRUPDWLRQRQORQJHYLW\VLWH ILGHOLW\DQGPRYHPHQWSDWWHUQV 4.2.2 Analysis of Adult Population Status and Distribution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¶V   WDEOH RI DQXUDQ GHYHORSPHQWDVIROORZVIRXUVWDJHVGD\ILUVWWZRGD\VWZRVWDJHVGD\WKHQH[WIRXUGD\VWKHQRQH VWDJHGD\XQWLOKDWFKLQJ%HFDXVHUDWHV RIGHYHORSPHQWPD\YDU\EHWZHHQVLWHVEDVHGRQZDWHU WHPSHUDWXUHVDQG H[SRVXUHWRVXQ OLJKWEDFNGDWLQJZLWKWKLVPHW KRGLVDQ DSSUR[LPDWLRQRIWKH EUHHGLQJSHULRG/DPEGD Ȝ WKHDQQXDOUDWHRIFKDQJHLQSRSXODWLRQVL]H DPHDVXUHRISRSXODWLRQ VWDWXVYLDELOLW\ ZLOOEHFDOFXODWHGE\GLYLGLQJWKHDQQXDOHJJPDVVFRXQWE\WKHSUHYLRXV\HDU¶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‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 3RH$PSKLELDQ0RQLWRULQJ3ODQ 3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 4.2.3 Young-of-the-Year Reach-wide Survey Methodology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¶V%DUWR3RH3RZHUKRXVH0XOWLSOHPRQWKO\VXUYH\VDUHQHFHVVDU\WR EUDFNHWRSWLPDO<2<RFFXUUHQFHVLQFHPHWDPRUSKRVLVLVYDULDEOH\HDUWR\HDUGXHWRGLIIHUHQW DQQXDOFOLPDWLFFRQGLWLRQVWKDWDIIHFWWKHWLPLQJRIRYLSRVLWLRQDQGUDWHRIGHYHORSPHQW 4.2.4 Analysis of YOY Distribution and Abundance 7KH<2<FRXQWVIURPUHDFKZLGHVXUYH\VZLOOEHXVHGLQFRQMXQFWLRQZLWKKDELWDWDVVHVVPHQW GDWD 6HFWLRQ   WR GHWHUPLQH)</) GLVWULEXWLRQ UHODWLYH DEXQGDQFH UHFUXLWPHQW DQG RFFXSDQF\LQKDELWDWVWKDWDSSHDUVXLWDEOHXQGHUWKHODWWHU 6HFWLRQ <2<FRXQWVSHUVXUYH\ URXQGFRPELQHGWRWDOVIRUDOOVXUYH\URXQGVDQGDQDYHUDJH<2<FRXQWDFURVVDOOVXUYH\URXQGV ZLOOEHSUHVHQWHG$IWHUPHWDPRUSKRVLV<2<UHPDLQIRUDSHULRGLQODWHVXPPHUDQGHDUO\IDOO QHDUQDWDOKDELWDWVDQGDUHWKHUHIRUHDJRRGLQGLFDWRURIUHSURGXFWLYHKDELWDWVXLWDELOLW\IRUWKLV VSHFLHV<2<FRXQWVDUHXVHGDVDQLQGH[RIVXFFHVVIXOEUHHGLQJ 4.2.5 Analysis of Annual Mainstem Water Temperature $WHPSHUDWXUHJDJHZLOOEHLQVWDOOHGDW1))5DW*DJH 1) 2QFHHVWDEOLVKHGPDLQVWHP WHPSHUDWXUHZLOOEHDQDO\]HGLQDVVRFLDWLRQZLWKWKHLQLWLDWLRQRIEUHHGLQJGDWHWRGHWHUPLQHLI EUHHGLQJLVEHLQJWULJJHUHGHDUOLHUHDFK\HDURURYHUWLPH,IWHPSHUDWXUHRI1)H[FHHGV GHJUHHV&HOVLXV ƒ& PHDQGDLO\ZDWHUWHPSHUDWXUHRQWZRVXFFHVVLYHGD\VSULRUWR$SULOWKH IROORZLQJ\HDUV¶EUHHGLQJVXUYH\VWDUWGDWHPD\ EHUHYLVHG DQGEUHHGLQJVXUYH\VZLOOEHJLQSULRU WR$SULO SECTION 5.0 Reporting and Plan Revisions )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 3RH$PSKLELDQ0RQLWRULQJ3ODQ 5.1 Reporting 7KH DPSKLELDQ PRQLWRULQJ SURJUDP ZLOO JHQHUDWH DQQXDO PRQLWRULQJ UHSRUWV IRU HDFK \HDU PRQLWRULQJRFFXUV(DFKDQQXDOUHSRUWZLOOVXPPDUL]HWKHUHVXOWVRIWKHFXUUHQWPRQLWRULQJSHULRG DQGLQFOXGHDFRPSDULVRQZLWKSUHYLRXVVWXG\\HDUV¶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uitable Habitat Assessment 7KHSODQQHGFRPSOHWLRQWLPHIRU LGHQWLILFDWLRQRIVXLWDEOHHJJOD\LQJDQGUHDULQJKDELWDWZLOOEH WKHHQGRI/LFHQVH<HDUDQGDJDLQE\WKHHQGRI/LFHQVH<HDUXQOHVVRWKHUZLVHDSSURYHGE\ WKH6:5&%'HSXW\'LUHFWRUGXHWRK\GURORJLFFRQGLWLRQV 5.1.2 Reporting Schedule 3* ( ZLOO VXEPLW D GUDIW RI WKH 3RH 5HDFK DPSKLELDQ SRSXODWLRQ PRQLWRULQJ UHSRUW WR WKH 6:5&%)RUHVW6HUYLFH86):6DQG&'):RQRUEHIRUH0DUFKIROORZLQJHDFKPRQLWRULQJ \HDU3* (ZLOODOORZWKH$JHQFLHVDWOHDVWGD\VWRUHYLHZDQGFRPPHQWRQWKHGUDIWUHSRUW DQGZLOOVHWXSDFRQVXOWDWLRQPHHWLQJLIUHTXHVWHGE\WKH$JHQFLHV 7KHILQDODQQXDOUHSRUWZLOOEHILOHGZLWK)(5&E\0D\3* (ZLOOLQFOXGHLQWKHILQDOUHSRUW DQ\FRPPHQWVDQGUHFRPPHQGDWLRQVPDGHE\ WKHDJHQFLHVRQWKHGUDIWUHSRUW,I3* (GRHVQRW DGRSW D UHFRPPHQGDWLRQ WKH ILOLQJ VKDOO LQFOXGH 3* (¶V UHDVRQV EDVHG RQ SURMHFWVSHFLILF LQIRUPDWLRQ 5.2 Plan Revisions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‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 3RH$PSKLELDQ0RQLWRULQJ3ODQ 3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ SECTION 6.0 References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±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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No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‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 3RH$PSKLELDQ0RQLWRULQJ3ODQ 3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Attachment 1 FERC Article 401 – Commission Approval, Reporting, Notification, and Filing of Amendments Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )(5&$UWLFOH±&RPPLVVLRQ$SSURYDO5HSRUWLQJ1RWLILFDWLRQDQG)LOLQJRI$PHQGPHQWV )(5&  D 5HTXLUHPHQWWR)LOH3ODQVIRU&RPPLVVLRQ$SSURYDO 7KH6WDWH:DWHU5HVRXUFHV&RQWURO%RDUG¶V :DWHU%RDUG VHFWLRQZDWHUTXDOLW\FHUWLILFDWLRQ :4&  $SSHQGL[$ DQGWKH86'HSDUWPHQWRI$JULFXOWXUH±)RUHVW6HUYLFH¶V )RUHVW6HUYLFH  VHFWLRQ H FRQGLWLRQV $SSHQGL[% UHTXLUHWKHOLFHQVHHWRSUHSDUHSODQVLQFRQVXOWDWLRQZLWK RWKHU HQWLWLHV IRU DSSURYDO E\ WKH :DWHU %RDUG RU )RUHVW 6HUYLFH RU IRU VXEPLWWDO WR WKH &RPPLVVLRQDQGLPSOHPHQWVSHFLILFPHDVXUHVZLWKRXWSULRU&RPPLVVLRQDSSURYDO7KHIROORZLQJ SODQVPXVWDOVREHVXEPLWWHGWRWKH&RPPLVVLRQIRUDSSURYDOE\WKHGHDGOLQHVVSHFLILHGEHORZ :DWHU%RDUG:4& &RQGLWLRQ1R )RUHVW6HUYLFH H  &RQGLWLRQ1R3ODQ1DPH &RPPLVVLRQ'XH'DWH  3RHE\SDVVUHDFK ELRORJLFDOPRQLWRULQJ SODQ :LWKLQ\HDUIURPOLFHQVH LVVXDQFH H[FHUSWIURP)(5&$UWLFOH :LWK HDFK SODQ ILOHG ZLWK WKH &RPPLVVLRQ WKH OLFHQVHH PXVW LQFOXGH GRFXPHQWDWLRQ WKDW LW GHYHORSHG WKH SODQ LQ FRQVXOWDWLRQ ZLWK WKH DERYHOLVWHG DJHQFLHV DQG SURYLGH FRSLHV RI DQ\ FRPPHQWVUHFHLYHGDVZHOODVLWVUHVSRQVHWRHDFKFRPPHQW7KH&RPPLVVLRQUHVHUYHVWKHULJKW WRPDNHFKDQJHVWRDQ\SODQILOHG8SRQ&RPPLVVLRQDSSURYDOWKHSODQEHFRPHVDUHTXLUHPHQW RIWKHOLFHQVHDQGWKHOLFHQVHHPXVWLPSOHPHQWWKHSODQLQFOXGLQJDQ\FKDQJHVUHTXLUHGE\WKH &RPPLVVLRQ$Q\FKDQJHVLQWKHDERYHVFKHGXOH RUSODQVUHTXLUHDSSURYDOE\WKH&RPPLVVLRQ EHIRUHLPSOHPHQWLQJWKHSURSRVHGFKDQJH E 5HTXLUHPHQWVWR)LOH5HSRUWV &HUWDLQFRQGLWLRQVRIWKH:DWHU%RDUG:4&LQ$SSHQGL[$DQGWKH)RUHVW6HUYLFH¶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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ FRPPHQWVUHFHLYHGDVZHOODVLWVUHVSRQVHWRHDFKFRPPHQW7KH&RPPLVVLRQUHVHUYHVWKHULJKW WRUHTXLUHFKDQJHVWRSURMHFWRSHUDWLRQRUIDFLOLWLHVEDVHGRQWKHLQIRUPDWLRQFRQWDLQHGLQWKH UHSRUWDQGDQ\RWKHUDYDLODEOHLQIRUPDWLRQ )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Attachment 2 FERC Appendix A – SWRCB Water Quality Certification Condition 9 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 6:5&%:DWHU4XDOLW\&HUWLILFDWLRQ&RQGLWLRQ1±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ƒ&PHDQGDLO\ZDWHUWHPSHUDWXUHRQWZRVXFFHVVLYHGD\VRU$SULO RIHDFK\HDUZKLFKHYHURFFXUVILUVWDQGVKDOOEHFRQGXFWHGHYHU\VHYHQGD\VXQWLO 1 6:5&%  )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ HJJVKDYHKDWFKHG7KH/LFHQVHHVKDOOSURYLGHWKH575* &RQGLWLRQ ZLWKWKH ZHHNO\)</)PRQLWRULQJGDWD $PSKLELDQPRQLWRULQJGDWDVKDOOLQFOXGHEXWDUHQRWOLPLWHGWRWKHIROORZLQJ $ )</)SRSXODWLRQWUHQGVGLVWULEXWLRQDQGUHSURGXFWLYHVXFFHVVDQG % ,QYHQWRU\RI)</)VXLWDEOHKDELWDWDQGUHODWLRQWRRFFXSLHGKDELWDW )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Attachment 3 FERC Appendix B – Forest Service 4(e) Condition No. 25 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )RUHVW 6HUYLFH H &RQGLWLRQ1R±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¶VPRQLWRULQJSURWRFRO  RUDVUHYLVHG (JJOD\LQJPRQLWRULQJZLOOEHFRQGXFWHGDQQXDOO\RQRIWKHLGHQWLILHGVXLWDEOH KDELWDWIRUWKHUHPDLQLQJOLFHQVHSHULRGDFFRUGLQJWRSURFHGXUHVGHVFULEHGLQ3DFLILF *DVDQG(OHFWULF¶VPRQLWRULQJSURWRFRO  RUDVUHYLVHG0RQLWRULQJZLOO FRPPHQFHRQ$SULORIHDFK\HDUDQGVKDOOEHKHOGHYHU\VHYHQGD\VXQWLOHJJV KDYHKDWFKHG 2)RUHVW6HUYLFH  )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Attachment 4 Standardized Approach for Habitat Assessments and Visual Encounter Surveys for the Foothill Yellow-legged Frog (Rana boylii) (Seltenrich and Pool 2002) (with Addendum documenting recent updates, used in this Poe Amphibian Monitoring Plan) Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ A STANDARDIZED APPROACH FOR HABITAT ASSESSMENTS AND VISUAL ENCOUNTER SURVEYS FOR THE FOOTHILL YELLOW-LEGGED FROG (Rana boylii) By Craig P. Seltenrich Senior Aquatic Biologist And Alicia C. Pool Aquatic Biologist Pacific Gas and Electric Company Technical and Ecological Services 3400 Crow Canyon Road San Ramon, CA 94583 7KLV GRFXPHQW VKRXOG EH FLWHG DV 6HOWHQULFK & 3 DQG $& 3RRO  $VWDQGDUGL]HG DSSURDFKIRUKDELWDW DVVHVVPHQWV DQG YLVXDO HQFRXQWHU VXUYH\VIRUWKH IRRWKLOO \HOORZOHJJHGIURJ 5DQD ER\OLL 3DFLILF *DV DQG (OHFWULF &RPSDQ\ )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ Acknowledgements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¶V +\GUR 'HSDUWPHQWIRU SURYLGLQJ WKHVXSSRUW QHFHVVDU\ WRSURGXFH WKLVPXFK QHHGHGVWDQGDUGL]HG DSSURDFK WR VXUYH\LQJ IRU IRRWKLOO \HOORZOHJJHGIURJV Legal Notice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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ A STANDARDIZED APPROACH FOR HABITATASSESSMENTS AND VISUAL ENCOUNTER SURVEYS FOR THE FOOTHILL YELLOW-LEGGED FROG (Rana boylii) 1.0 Introduction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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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reliminary Field Planning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tudy Objectives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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ ZRXOG LQFOXGH D WDGSROH VXUYH\ LQ WKH ODWH VSULQJHDUO\ VXPPHU IROORZHG E\ D VHFRQG VXUYH\ IRU MXYHQLOHVVXEDGXOWV DQG DGXOWV LQ WKH ODWH VXPPHU ,I PRUH GHWDLOHG LQIRUPDWLRQ LV UHTXLUHG UHJDUGLQJ KDELWDW XWLOL]DWLRQ LGHQWLILFDWLRQ RI EUHHGLQJVLWHVDQGPLFURKDELWDWXVHVXUYH\V IRUDOOOLIH VWDJHV RI )</)V VKRXOG EH FRQGXFWHG 2.2 Site Selection 7KH VHOHFWLRQ RI )</) VXUYH\ VLWHV ZLWKLQ WKH VWXG\ DUHD VKRXOG EH EDVHG RQ LQIRUPDWLRQ REWDLQHG IURP DOO DYDLODEOH UHVRXUFHV LQFOXGLQJ EXW QRW OLPLWHG WR OLWHUDWXUH RQ KDELWDW UHTXLUHPHQWV DQG OLIH KLVWRU\ RI )</)V KLVWRULFDO UHFRUGV NQRZOHGJHDEOH ELRORJLVWV 86*6 WRSRJUDSKLF PDSV DHULDO SKRWRJUDSKV DQG KDELWDW LQIRUPDWLRQ REWDLQHG GXULQJ KHOLFRSWHU UHFRQQDLVVDQFH IOLJKWV DQGRU SUHOLPLQDU\ JURXQG VXUYH\V $KHOLFRSWHU UHFRQQDLVVDQFH IOLJKW FRPELQHG ZLWK VRPH JURXQGWUXWKLQJ SURYLGHV H[WUHPHO\ YDOXDEOH LQIRUPDWLRQIRUVLWH VHOHFWLRQ HVSHFLDOO\ ZKHQ WKH VWXG\ DUHD LV ODUJH 6XFK UHFRQQDLVVDQFH HIIRUWV VKRXOG LQFOXGH DW OHDVW WKH IROORZLQJ HOHPHQWV DW DOO SRWHQWLDO VXUYH\ VLWHV GHVLJQDWLRQ RI D VLWH QXPEHU WKH ORFDWLRQ LQGLFDWHG RQ D WRSRJUDSKLF PDS ZLWK *36 ORFDWLRQ LI SRVVLEOH DPLQLPXP RI WZR VLWH SKRWRJUDSKV ORRNLQJ XSVWUHDP DQG GRZQVWUHDP  DQGDSUHOLPLQDU\ KDELWDW DVVHVVPHQW 6LWHV LGHQWLILHGIRUVXUYH\V GXULQJ WKH LQLWLDO VHOHFWLRQ SURFHVV VKRXOG LQFOXGH DOO PRGHUDWHWR KLJKYDOXH KDELWDWVIRU)</)V EDVHG RQ VSHFLHVVSHFLILF KDELWDW FULWHULD,IDVXEVDPSOH RI WKHVH VLWHV LV VHOHFWHG IRUVXUYH\LQJ WKH VLWHV FKRVHQ VKRXOG EH UHSUHVHQWDWLYH RI DOO VXLWDEOH KDELWDWV DQG WKH UDQJH RI HOHYDWLRQV ZLWKLQ WKH VWXG\ DUHD $GGLWLRQDO VLWHV PD\ EH VHOHFWHG GXULQJ IROORZXS VXUYH\V LI )</)V DUH IRXQG LQ RWKHU ORFDWLRQV RU KDELWDWV WKDW ZHUH QRW LGHQWLILHG GXULQJ WKH LQLWLDO VLWH VHOHFWLRQ 7KHVH KDELWDWV PD\ QRW KDYH EHHQ FKRVHQ GXULQJ WKH LQLWLDO VLWH VHOHFWLRQ GXH WR WKHLU OLPLWHG H[WHQW RU EHFDXVH WKH VLWH PD\ ODFN KDELWDW IHDWXUHV W\SLFDOO\ DVVRFLDWHG ZLWK )</)V )RU GHWDLOHG LQIRUPDWLRQ RQ SUHIHUUHG KDELWDWV DQG JHQHUDO OLIH KLVWRU\ RI )</)V UHIHU WR $SSHQGL[ $ 2.3 Timing of Surveys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q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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ PDQ\ DGXOWV GR QRW UHPDLQIRUH[WHQGHG SHULRGV DW EUHHGLQJ ORFDWLRQV ,IWKH QXPEHU RI VLWH YLVLWV LV DQ LVVXH VXUYH\LQJ IRU DGXOWV DW WKH VDPH WLPH MXYHQLOHVXEDGXOW VXUYH\V DUH FRQGXFWHGFDQ DFFRPSOLVK WZR WDVNV DW WKH VDPH WLPH 3.0 Visual Encounter Surveys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electing the Survey Methods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ay 2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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onducting the Survey 3ULRU WR LQLWLDWLRQ RI ILHOG VXUYH\V DOO VXUYH\RUV VKRXOG FDUHIXOO\ UHYLHZ WKH 9(6 VWDQGDUG RSHUDWLQJ SURFHGXUHV 623V DQG ILHOG GDWD VKHHWV VR WKDW WKH\ DUH IDPLOLDU ZLWK WKH GDWD SDUDPHWHUV WR EH XVHG DQG WKH PHWKRGV IRU GDWD FROOHFWLRQ 9(6 623V DQG ILHOG GDWD VKHHWV DUH SURYLGHG LQ $SSHQGL[ % 7KH JHQHUDO DSSURDFKIRUFRQGXFWLQJ WKH 9(6 DQG WKH PHWKRGVIRUHVWDEOLVKLQJ VLWH ERXQGDULHV DUH GLVFXVVHG EHORZ x General Approach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x Establishing Site/Subsite Boundaries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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW ‹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ite Habitat Assessments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ata Analysis 'HSHQGLQJ RQ VWXG\ REMHFWLYHV DQG WKH OHYHO RI GDWD FROOHFWHG GXULQJ WKH 9(6V DQG VLWH KDELWDW 3DJH )HEUXDU\5HYLVHGMay 2025 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ DVVHVVPHQW GDWD DQDO\VLV PD\ LQFOXGH RQO\DIHZ ILHOG SDUDPHWHUV RU WKHIXOOUDQJH 7KH GDWD FROOHFWHG GXULQJ WKH DERYH VXUYH\V FDQ UHDGLO\ EH HQWHUHG LQDGDWDEDVH DQG XVHG WR JHQHUDWH EDVHOLQH LQIRUPDWLRQ DQG PRQLWRU FKDQJHV RYHU WLPH 6.0 Information and Techniques to Assist in Field Surveys 7KH IROORZLQJ LQIRUPDWLRQ UHJDUGLQJ WHFKQLTXHVIRUORFDWLQJ DOO OLIH VWDJHV RI )</) LV SURYLGHG WR KHOS VXUYH\RUV LQ LGHQWLI\LQJ DSSURSULDWH KDELWDWV DQG LPSURYH WKH OLNHOLKRRG RI ORFDWLQJ DOO OLIH VWDJHV $GGLWLRQDOO\ SURFHGXUHVIRUWDNLQJ DQG UHFRUGLQJ SKRWRJUDSKV DUH SURYLGHG WR DVVLVW VXUYH\RUV LQ IXOO\ GRFXPHQWLQJ WKHLU ILQGLQJV 6.1 Search Techniques and Information for Locating All FYLF Life Stages 7KH IROORZLQJ LQIRUPDWLRQ LV EDVHG SULPDULO\ RQ WKH H[SHULHQFH DQG ILHOG REVHUYDWLRQV PDGH E\ WKH DXWKRUV GXULQJ LQWHQVLYH VXUYH\VIRU)</) x Egg masses (JJ PDVVHV FDQ EH WKH PRVW GLIILFXOW OLIH VWDJH WR GHWHFW LI WKH VXUYH\RU KDV QR SUHYLRXV ILHOG H[SHULHQFH ,W LV KLJKO\ UHFRPPHQGHG WKDW SULRU WR FRQGXFWLQJ 9(6V VXUYH\RUV VKRXOG YLVLW D NQRZQ )</) EUHHGLQJ ORFDWLRQ WR EHFRPH IDPLOLDU ZLWK UHSUHVHQWDWLYH KDELWDW DQG WR GHYHORSD VHDUFK LPDJH IRU )</) HJJ PDVVHV 7KLV VKRXOG EH GRQH ZLWKDTXDOLILHG ELRORJLVW RU RWKHU NQRZOHGJHDEOH LQGLYLGXDOV IDPLOLDU ZLWK WKH EUHHGLQJ DUHD ,I MXYHQLOHVXEDGXOW IURJV KDYH SUHYLRXVO\ EHHQ GRFXPHQWHG ZLWKLQ WKH VWXG\ DUHD WKHUH LV D KLJK SUREDELOLW\ WKDW EUHHGLQJ KDELWDW PD\ EH SUHVHQW LQ WKH JHQHUDO YLFLQLW\ RI WKHVH VLJKWLQJV WKXV VXFK DUHDV VKRXOG EH LQFOXGHG DV SRWHQWLDO VXUYH\ VLWHV ,IWKHUH DUH QR SUHYLRXV UHFRUGV WKH LQLWLDO VHDUFK VKRXOG IRFXV RQ DUHDV WKDW KDYH EHHQ LGHQWLILHG DV KDYLQJ PRGHUDWH WR KLJK TXDOLW\ KDELWDW ,QULYHUV EUHHGLQJ DUHDV DUH RIWHQ DVVRFLDWHG ZLWK WKH FRQIOXHQFHV RI WULEXWDU\ VWUHDPV WKDW DUH SUHGRPLQDQWO\ SHUHQQLDO 7KH PDFURDQG PLFURKDELWDW XWLOL]HG E\ )</)V IRU EUHHGLQJ DQG HJJ OD\LQJ GHSHQGV ODUJHO\ RQ WKH DYDLODELOLW\ RI VXLWDEOH KDELWDW ,Q ULYHUV EUHHGLQJ KDELWDWV DUH W\SLFDOO\ ORFDWHG DORQJ SRLQW EDUV RU ODWHUDO EDUV LQ VLGH FKDQQHOV DW SRRO WDLORXWV DQG LQ VLGH SRROV DORQJ ULYHU PDUJLQV ,Q PRVW FUHHNV )</) EUHHGLQJ LV XVXDOO\ DVVRFLDWHG ZLWK SRROV RU VORZ UXQV ZLWKLQ VHFWLRQV RI WKH FUHHN KDYLQJDPL[ RI KDELWDW W\SHV,QULYHUV )</) HJJ PDVVHV DUH W\SLFDOO\ DWWDFKHG WR URFN\VXEVWUDWH LQ FDOP VKDOORZ HGJHZDWHU KDELWDW ZLWKLQPRI VKRUH 6WXGLHV FRQGXFWHG RQ VHYHUDO PDMRUULYHUVLQ WKH6LHUUD1HYDGD KDYH VKRZQ WKDW WKHVH FDOP VKDOORZ EUHHGLQJ DUHDV DUH W\SLFDOO\ FP GHHS ZLWK YHORFLWLHV FPVHF +RZHYHU GHSHQGLQJRQ WKH KDELWDW W\SH DQG SUHVHQFH RI DTXDWLF SUHGDWRUV RYLSRVLWLRQ PD\ DOVR RFFXU LQ GHHSHU ZDWHU DQG LQ IDVWHU FXUUHQWV JHQHUDOO\ XS WR  FPVHF  )LHOG VXUYH\V FRQGXFWHG E\ WKH DXWKRUV KDYH GRFXPHQWHG SDUWLDO VFRXULQJ RI HJJ PDVVHV DW YHORFLWLHV RI • FPVHF (JJ PDVVHV DUH XVXDOO\ ODLG LQ RSHQ DUHDV DORQJ WKH VWUHDP ZKHUH YHU\ OLWWOH VKDGLQJ RFFXUV ,QJHQHUDO HJJ PDVVHV H[SRVHG WR WKH VXQ PDWXUH PRUH TXLFNO\ WKDQ WKRVH ODLG LQ SDUWLDOO\ VKDG\ FRQGLWLRQV UHJDUGOHVV RI ZDWHU WHPSHUDWXUH 'HSHQGLQJ RQ VWUHDP FXUUHQWV DQG VXEVWUDWH FRPSOH[LW\ HJJ PDVVHV FDQ EH IRXQG RQDYDULHW\ RI DYDLODEOH VXEVWUDWHV )</) HJJ PDVVHV FDQ XVXDOO\ EH IRXQG DWWDFKHG WR WKH VLGHV RU XQGHUVLGHV RIODUJHFREEOH DQG ERXOGHUV DOWKRXJK WKH\ PD\ DOVR EH DWWDFKHG WR VPDOO FREEOH JUDYHOSHEEOH RU XQGHUZDWHU ZRRG\ GHEULV,QHGJHZDWHU KDELWDW HJJ PDVVHV DUH PRUH FRPPRQO\ IRXQG FORVHU WR WKH ERWWRP WKDQ WKH ZDWHU )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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x Tadpoles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x Juvenile/Subadult and Adult Frogs -XYHQLOHVXEDGXOW DQG DGXOW )</)V FDQ EH REVHUYHG WKURXJKRXW PXFK RI WKH \HDU LI VXUYH\RUV ORRN LQ WKH ULJKW SODFHV DW WKH ULJKW WLPHV 'XULQJ WKH ZLQWHU VXEDGXOWV DQG DGXOWV PD\ RFFDVLRQDOO\ EH REVHUYHG DORQJ VWUHDP PDUJLQV RQ VXQQ\ GD\V 3ULRU WR WKH EUHHGLQJ SHULRG DGXOWIURJV EHJLQ WR DSSHDU DORQJ VWUHDP PDUJLQV HVSHFLDOO\ RQ VXQQ\ GD\V $V IORZV GLPLQLVK DQG ZDWHU WHPSHUDWXUHVEHJLQWRLQFUHDVH PDOHV DUHXVXDOO\ WKHILUVWWR EHJLQ PRYLQJ EDFNWR EUHHGLQJDUHDV WR HVWDEOLVK FDOOLQJ VWDWLRQV )HPDOHV DUULYHODWHU DW EUHHGLQJ VLWHV ZKHQ DYHUDJH DLU WHPSHUDWXUHV EHJLQ WR ULVH IORZV GHFUHDVH DQG ZDWHU )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ WHPSHUDWXUHV LQFUHDVH WR  q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ƒ&,Q VRPH VWUHDPV DGXOWIURJVPD\ UHPDLQ FORVH WR WKH ZDWHU DOO ZLQWHU VSHQGLQJ DSRUWLRQ RI WKH WLPH XQGHUZDWHU 6.2 Taking and Recording Photographs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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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eferences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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 6SULQJ5LYHUV 5LYHU FRUULGRU KDELWDW PDSSLQJ DQG ELRWD VXUYH\VZLWK HPSKDVLV RQ VSHFLDOVWDWXV VSHFLHVIRU3DFLILF *DV DQG (OHFWULF &RPSDQ\¶V 3LW   DQG+\GURHOHFWULF 3URMHFW )(5&1R   $SSHQGL[ ( LQ 3DFLILF *DV DQG (OHFWULF &RPSDQ\  3LW  DQG)(5& 1RGUDIW DSSOLFDWLRQ IRU QHZ OLFHQVH )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )RRWKLOO<HOORZ/HJJHG)URJ Standard Operating Procedures for River and Creek Site Habitat Assessments 7KHIROORZLQJVWDQGDUGRSHUDWLQJSURFHGXUHV 623V GHVFULEHWKHSDUDPHWHUVDQGGDWDFROOHFWLRQPHWKRGV IRUFRPSOHWLQJULYHUDQGFUHHNVLWHKDELWDWDVVHVVPHQWVIRUIRRWKLOO\HOORZOHJJHGIURJV )</)V 6LWH KDELWDWDVVHVVPHQWVVKRXOGEHFRQGXFWHGDWDOOVLWHVZLWKVXLWDEOHKDELWDWIRU)</)VUHJDUGOHVVRIWKHYLVXDO HQFRXQWHUVXUYH\ 9(6 UHVXOWV General Habitat Parameters and Assessment Methods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¶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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\  6LWHVXEVLWHKDELWDWDVVHVVPHQWVDUHFRQGXFWHGRQWKHLQLWLDOVLWHYLVLWIROORZLQJWKH9(62Q VXEVHTXHQWVLWHYLVLWVDVLWHKDELWDWDVVHVVPHQWGDWDVKHHWVKRXOGEHFRPSOHWHGRQO\LIWKHUHDUH VLJQLILFDQWFKDQJHVLQWKHRYHUDOOTXDOLW\RIWKHKDELWDW HJQRWLFHDEOHFKDQJHVLQWKHH[WHQWDQGRU GLVWULEXWLRQRIDPSKLELDQKDELWDWWKHDPRXQWRIYHJHWDWLRQZDWHUGHSWKDQGYHORFLW\  Upper Portion of Data Sheet %HORZDUHLQVWUXFWLRQVIRUFRPSOHWLQJWKHULYHUDQGFUHHNVLWHKDELWDWDVVHVVPHQWGDWDVKHHWVEHJLQQLQJ ZLWKWKHXSSHUOHIWFRUQHU7KHVHWZRGDWDVKHHWVDUHVLPLODUDQGDQ\GLIIHUHQFHVEHWZHHQWKHPDUHQRWHG 7KHLQVWUXFWLRQVIRUHDFKYHUVLRQRIWKHGDWDVKHHWDUHLQFOXGHGEHORZ Date –5HFRUGWKHGDWHRIWKHVXUYH\LQWKHIROORZLQJIRUPDWPRQWKGD\\HDU Site # – 5HFRUGWKHVLWHQXPEHUGHVLJQDWHGGXULQJWKHSUHOLPLQDU\KDELWDWDVVHVVPHQW HJ  Subsite # – ,IDSSOLFDEOHUHFRUGWKHVXEVLWHQXPEHUGHVLJQDWHGGXULQJWKH9(6 HJDE  River or Creek Name/Location – 5HFRUGWKHULYHURUFUHHNQDPHLIDYDLODEOHDQGGHVFULEHWKH ORFDWLRQ RI WKH VLWHVXEVLWH RU XVH RWKHU LGHQWLI\LQJ LQIRUPDWLRQ VXFK DV D ORFDO ODQGPDUN RU UHODWLYH SRVLWLRQ 3URYLGHWKHDSSUR[LPDWHVXUYH\ORFDWLRQDORQJWKHULYHURUFUHHNDQGLQFOXGHDODQGPDUNRURWKHU LQGLFDWRUSURYLGHGRQWKH86*6WRSRJUDSKLFPDS,IVLWHVXEVLWH9(6VKDYHEHHQFRQGXFWHGXVHWKHVDPH ULYHURUFUHHNQDPHVDQGORFDWLRQVRQWKHVLWHKDELWDWDVVHVVPHQWGDWDVKHHW USGS Quad – ,QGLFDWHWKHQDPH V RIWKH86*6¶WRSRJUDSKLFPDS V WKDWFRYHU V WKHORFDWLRQRI WKHVLWHVXEVLWH Township/Range – $VLQGLFDWHGRQWKH86*6WRSRJUDSKLFPDSLQGLFDWHWKHWRZQVKLSDQGUDQJHWKDW HQFRPSDVVHVDOORUWKHODUJHVWSRUWLRQRIWKHVLWHVXEVLWH Section – 5HIHUWRWKH86*6WRSRJUDSKLFPDSIRUWKH6HFWLRQQXPEHUFRQWDLQLQJWKHVLWHVXEVLWH ¼ Section – ,QGLFDWHWKHóVHFWLRQ V WKDWFRQWDLQ V WKHVLWHVXEVLWH HJ1(ó6:óHWF  Elevation – 5HFRUGWKHHOHYDWLRQRIWKHVLWHVXEVLWHDVGHWHUPLQHGE\D86*6WRSRJUDSKLFPDSRUE\ *36UHDGLQJ GPS File Name – ,ID*36SRLQWFDQEHREWDLQHGUHFRUGWKH*36ILOHQDPHIRUWKHVLWHVXEVLWH/RFDWLRQ GDWDFROOHFWHGE\*36VKRXOGEHSRVWSURFHVVHGDQGFRPSDWLEOHIRUGLVSOD\LQ$UF9LHZRURWKHU*,6 IRUPDW Weather – ,QGLFDWHFXUUHQWZHDWKHULQFOXGLQJVN\FRQGLWLRQVDQGZLQGFRQGLWLRQVH[SHULHQFHGGXULQJ WKH9(68VHWKHIROORZLQJJHQHUDOJXLGHOLQHV 6N\FRQGLWLRQV ‡2YHUFDVW!FORXGFRYHU ‡3DUWO\RYHUFDVW±FORXGFRYHU ‡&OHDUFORXGFRYHU )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ :LQGFRQGLWLRQV ‡,QFOHPHQWZLQGV!PSK ‡)DLUZLQGV±PSK ‡,GHDOFDOPWRZLQGVPSK ([DPSOH:HDWKHUWKDWLV2YHUFDVW)DLU JUHDWHUWKDQFORXGFRYHUDQGZLQGVEHWZHHQDQGPSK Total Site Length – 5HFRUG WKH WRWDO OHQJWK RI WKH VLWH ,I VXEVLWHV KDYH EHHQ GHVLJQDWHG WKLV PHDVXUHPHQWVKRXOGLQFOXGHDOOVXEVLWHVLQFOXGLQJWKHDUHDVEHWZHHQVXEVLWHV LHVWHHSEHGURFNUHDFKHV VDQGEHDFKHVDUHDVZLWKGHQVHRYHUKDQJLQJYHJHWDWLRQHWF WKDWDUHQRWFRQVLGHUHGVXLWDEOHKDELWDW)RU ULYHUVLQFOXGHERWKEDQNVLIVXEVLWHVKDYHEHHQGHVLJQDWHGRQERWKVLGHVRIWKHULYHU)RUFUHHNVERWKEDQNV DUHLQFOXGHGDVSDUWRIWKHWRWDOVLWHOHQJWK River or Creek Aspect – ,QGLFDWHWKHRULHQWDWLRQRIWKHULYHU RUFUHHNGUDLQDJHDWWKHVLWHVXEVLWHDV IROORZV6RXWKHUO\1RUWKHUO\:HVWHUO\RU(DVWHUO\([DPSOH$VRXWKIORZLQJULYHURUFUHHNZRXOGKDYH DVRXWKHUO\DVSHFW Discharge – (VWLPDWHWKHULYHURUFUHHNIORZLQFXELFIHHWSHUVHFRQG FIV :KHUHDYDLODEOHXVHVWUHDP JDJHGDWD Water Temperature – :DWHUWHPSHUDWXUHVVKRXOGEHUHFRUGHGLQGHJUHHV&HOVLXV R& ,QVPDOOOHQWLF KDELWDWV VLGHSRROVVFRXUSRROVHWF ZDWHUWHPSHUDWXUHVVKRXOGEHUHSUHVHQWDWLYHRIWKHKDELWDW5LYHUDQG FUHHNZDWHUWHPSHUDWXUHVVKRXOGEHREWDLQHGDORQJWKHVKRUHOLQHLQHGJHZDWHUDUHDVDQGDWDORFDWLRQIXUWKHU IURPVKRUHWKDWLVUHSUHVHQWDWLYHRIWKHPDLQVWUHDPWHPSHUDWXUH Observers – 7KHLQLWLDOVRIERWKFUHZPHPEHUVVKRXOGDSSHDULQWKLVVSDFH7KHLQLWLDOVRI WKHFUHZ PHPEHUILOOLQJRXWWKHGDWDVKHHWVKRXOGDSSHDULQWKHILUVWVSDFH Initial Site Visit – &KHFNWKLVER[LIWKLVLVWKHILUVWVLWHYLVLWGXULQJWKHILHOGVHDVRQ Follow-up Visit – &KHFNWKLVER[LIWKHVLWHKDVEHHQYLVLWHGSUHYLRXVO\GXULQJWKHILHOGVHDVRQ7KHVLWH KDELWDWDVVHVVPHQWGDWDVKHHWRQO\QHHGVWREHFRPSOHWHGGXULQJDUHWXUQYLVLWLIWKHUHDUHVLJQLILFDQWFKDQJHV LQKDELWDWIHDWXUHV Photograph # – 5HFRUGWKHSKRWRJUDSKQXPEHUVRWKDWLWFDQEHLQGH[HGWRWKHQRWHVDQGGHVFULSWLRQ UHFRUGHGLQWKHILHOGQRWHERRN)RUGHWDLOHGPHWKRGVUHIHUWR6HFWLRQRIWKHPDLQWH[W Roll/Disc/Card # – 5HFRUGWKHILOPUROOQXPEHURUGLJLWDOGLVFFDUGQXPEHU7KLVVKRXOGEHDVHTXHQWLDO QXPEHUZLWKWKHSKRWRJUDSKHURUFUHZOHDGHU¶VLQLWLDOVDVDSUHIL[ HJ&:+&:+DQGVRRQ 7KH UROOQXPEHUVKRXOGEHUHFRUGHGRQHDFKILOPFDQLVWHUZLWKLQGHOLEOHSHQ'LJLWDOGLVFVDQGFDUGVVKRXOGEH ODEHOHG LIQRWWRRVPDOO DVGLUHFWHGDERYHIRUPPILOP'LJLWDOFDUGVVKRXOGEHSODFHGLQVPDOO VHDOHG HQYHORSHVODEHOHGZLWKWKHVDPHLQIRUPDWLRQ Amphibian Habitat Types – 7KHULYHUDQGFUHHN623VGLIIHUDVIROORZV )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ For rivers: &LUFOHWKHKDELWDWW\SH V IURPWKHOLVWSURYLGHGRQWKHGDWDVKHHWWKDWEHVWFKDUDFWHUL]H V WKH VLWHVXEVLWH,IPRUHWKDQRQHKDELWDWW\SHLVSUHVHQWDWDVLWHVXEVLWHFLUFOHDOOWKDWDUHDSSOLFDEOH LHVLGH FKDQQHOZLWKDORZJUDGLHQWULIIOH  x %RXOGHU6HGJH0DUJLQ±%RXOGHU DQGVHGJHKDELWDWRFFXUVLQORZUHOLHIDUHDVDORQJWKHPDUJLQRI WKHULYHU,WLVFKDUDFWHUL]HGE\H[SRVHGDQGVXEPHUJHGERXOGHUVZLWKLQWHUVSHUVHGVHGJHFOXPSV VORZPRYLQJZDWHUDQGVPDOOSRROVWKDWPD\EHLVRODWHGRUFRQQHFWHGWRWKHULYHU x 6LGH&KDQQHO±$VLGHFKDQQHOLVVPDOOHUWKDQWKHPDLQFKDQQHODQGJHQHUDOO\RQO\UHFHLYHVD SRUWLRQRIWKHVWUHDPIORZDQGPD\GU\XSDWORZIORZV6LGHFKDQQHOVPD\EHVHSDUDWHGIURPWKH PDLQFKDQQHOLQORFDWLRQVZKHUHFHQWHULVODQGVRUORZJUDGLHQWFREEOHERXOGHUEDUV RIWHQZLWK YHJHWDWLRQ RFFXUDQGDUHXVXDOO\UHODWLYHO\FORVHWRWKHPDLQULYHUFKDQQHO6LGHFKDQQHOVPD\ WRWDOO\RUSDUWLDOO\GU\RXWDWORZHUVXPPHUIORZV x 0DLQ&KDQQHO3RRO±0DLQFKDQQHOSRROVW\SLFDOO\RFFXULQORZJUDGLHQWVHFWLRQVRIULYHUVDQG FKDUDFWHULVWLFDOO\RFFXS\PRVWRIWKHZHWWHGFKDQQHO0DLQFKDQQHOSRROVDUHJHQHUDOO\UHODWLYHO\ GHHSZLWKORZYHORFLWLHVDQGYDULDEOHVXEVWUDWHV x ,VRODWHG6FRXU3RRO±$QLVRODWHGRUVFRXUSRROLVW\SLFDOO\DSRROIRUPHGDWKLJKHUIORZVDQG QRUPDOO\UHFHLYHVVXUIDFHIORZRQO\GXULQJKLJKHURXWIORZSHULRGV,VRODWHGSRROVDQGVFRXUSRROV PD\EHORFDWHGLQEHGURFNDUHDVULYHUEDUVRULQVLGHFKDQQHOVWKDWKDYHEHHQGLVFRQQHFWHGIURP WKHPDLQULYHUIORZ7KHVHW\SHVRISRROVPD\EHPDLQWDLQHGE\VXEVXUIDFHIHHGIURPWKHULYHURU VHHSVVSULQJVDORQJWKHULYHUFKDQQHO x 3RRO7DLO2XW3RRO%DFNZDWHU±3RROWDLORXWVRFFXUDWWKHGRZQVWUHDPHQGRIPDLQFKDQQHOSRROV DGMDFHQWWRWKHPDLQRXWIORZ7KHVHDUHDVDUHRIWHQVKDOORZZLWKVORZPRYLQJRUVWLOOZDWHUDQG FREEOHRUERXOGHUVXEVWUDWHV%DFNZDWHUSRROVRFFXUDORQJWKHPDUJLQVRIULYHUVDWWKHHGJHRIWKH PDLQIORZDQGDUHW\SLFDOO\FKDUDFWHUL]HGE\UHYHUVHIORZV%DFNZDWHUSRROVPD\RFFXUDWULYHU EHQGVDWWKHERWWRPRIPDLQFKDQQHOSRROVEHORZFKDQQHOREVWUXFWLRQVHWF x /RZ*UDGLHQW5LIIOH±/RZJUDGLHQWULIIOHVDUHFKDUDFWHUL]HGE\PRGHUDWHYHORFLWLHV ± FPVHF ZLWKOLWWOHRUQRZKLWHZDWHUDQGSDUWLDOO\RUWRWDOO\VXEPHUJHGVXEVWUDWHV x 5XQ*OLGH±5XQKDELWDWVRFFXULQORZJUDGLHQWVHFWLRQVRIULYHUVKDYHVZLIWZDWHUYHORFLWLHVEXW QRZDWHUWXUEXOHQFHZLWKFREEOHDQGERXOGHUVXEVWUDWHV*OLGHVDOVRRFFXULQORZJUDGLHQWVHFWLRQV RIULYHUVKDYHVZLIWZDWHUYHORFLWLHV DQGVXEVWUDWHVFRQVLVWLQJRIJUDYHODQGFREEOH5XQVRFFXU RYHUDGHILQLWHWKDOZHJJOLGHVGRQRW x /DWHUDO%DURU3RLQW%DU±/DWHUDOEDUVDUHORFDWHGDORQJDUHODWLYHO\VWUDLJKWVHFWLRQRIULYHUDQG SRLQWEDUVDUHORFDWHGRQWKHLQVLGHRIDULYHUEHQG %RWKODWHUDODQGSRLQWEDUVPD\KDYHVLGH FKDQQHOVDWKLJKHUIORZVWKDWRIWHQEHFRPHGLVFRQQHFWHGIURPWKHPDLQULYHUGXULQJWKHVXPPHURU HDUO\IDOOSRVVLEO\IRUPLQJLVRODWHGSRROV7KHVHEDUVPD\DOVRKDYHLVRODWHGRUVFRXUSRROV)RU WKHVHKDELWDWW\SHVYLVXDOO\HVWLPDWHWKHRYHUDOOEDUJUDGLHQWIURPWKHULYHUFKDQQHOPDUJLQWRWKH HGJHRIWKHXSODQGKDELWDWDVIROORZV /RZƒVORSH 0RGHUDWH±ƒVORSH +LJK!ƒVORSH x &REEOH%RXOGHU,VODQG±&REEOHERXOGHULVODQGVWHQGWRRFFXULQZLGHUUHDFKHVRIWKHULYHUZKHUH VPDOOVXEVWUDWHV FREEOHERXOGHUVDQGJUDYHO GRPLQDWHWKHFKDQQHO9HJHWDWLRQLVW\SLFDOO\ SUHVHQWWRVRPHGHJUHHRQWKHVHLVODQGVZKLFKDUHJHQHUDOO\UHODWLYHO\VWDEOHKDELWDWV x 2WKHU±7KLVFDWHJRU\LQFOXGHVDQ\KDELWDWW\SHWKDWLVQRWGHVFULEHGDERYH3URYLGHDGHVFULSWLRQ RIWKHDUHD For creeks: &LUFOHWKHKDELWDWW\SH V IURPWKHOLVWSURYLGHGRQWKHGDWDVKHHWWKDWEHVWFKDUDFWHUL]H V WKH VLWHVXEVLWH)RUDKDELWDWW\SHWKDWLVQRWOLVWHGRQWKHGDWDVKHHWGHVFULEHLWLQWKHVSDFHSURYLGHG x 3RRO±3RROVW\SLFDOO\RFFXULQORZHUJUDGLHQWVHFWLRQVRIWKHFUHHNDQGFKDUDFWHULVWLFDOO\RFFXS\ PRVWRIWKHZHWWHGFKDQQHO3RROVPD\EHGHHSRUVKDOORZZLWKORZYHORFLWLHV )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ x &DVFDGH3RRO±&DVFDGHSRROKDELWDWXVXDOO\RFFXUVLQKLJKHUJUDGLHQWVHFWLRQVRIFUHHNVDQGLV GRPLQDWHGE\DVHULHVRIVPDOOIDOOVRUVWHSVZLWKSRROV7KHVXEVWUDWHJHQHUDOO\FRQVLVWVRI ERXOGHUVRUEHGURFNRUDFRPELQDWLRQRIWKHWZR x ,VRODWHG6FRXU3RRO±$QLVRODWHGRUVFRXUSRROLVW\SLFDOO\DSRROIRUPHGDWKLJKHUIORZVDQG QRUPDOO\UHFHLYHVVXUIDFHIORZRQO\GXULQJKLJKHURXWIORZSHULRGV,VRODWHGSRROVDQGVFRXUSRROV PD\EHORFDWHGLQEHGURFNDUHDVLQVLGHFKDQQHOVWKDWKDYHEHHQGLVFRQQHFWHGIURPWKHPDLQ FUHHNIORZRULQZLGHORZJUDGLHQWDUHDVZLWKVPDOOVXEVWUDWHV7KHVHW\SHVRISRROVPD\EH PDLQWDLQHGE\VXEVXUIDFHIORZIURPWKHFUHHNRUVHHSVDQGVSULQJVDORQJWKHFUHHNFKDQQHO x 3RRO7DLO2XW3RRO%DFNZDWHU±3RROWDLORXWVQRUPDOO\RFFXUDWWKHGRZQVWUHDPHQGRIPDLQ FKDQQHOSRROV7KHVHDUHDVDUHW\SLFDOO\VKDOORZZLWKVORZPRYLQJZDWHUDQGFREEOHRUERXOGHU VXEVWUDWHV%DFNZDWHUSRROVXVXDOO\RFFXUDORQJWKHPDUJLQVRIFUHHNVDWWKHHGJHRIWKHPDLQ IORZDQGRIWHQKDYHUHYHUVHFXUUHQWV%DFNZDWHUSRROVPD\RFFXUDWFUHHNEHQGVDWWKHERWWRP RIPDLQFKDQQHOSRROVEHORZFKDQQHOREVWUXFWLRQVHWF x 6LGH3RRO±6LGHSRROVDUHK\GUDXOLFDOO\LVRODWHGIURPWKHPDLQFUHHNFKDQQHODQGUHFHLYHOLWWOHRU QRVXUIDFHIORZ7KLVW\SHRISRROPD\EHIHGE\DVHHSRUVSULQJWKDWGLVFKDUJHVWRWKHFUHHN x %HGURFN3RRO±%HGURFNSRROVRFFXUDORQJPRGHUDWHJUDGLHQWVWUHDPFKDQQHOVFRQVLVWLQJ SULPDULO\RIEHGURFNVKHOYHVZLWKGHSUHVVLRQVDQGVFRXUHGDUHDV7KHVHSRROVPD\EHILOOHGDW GLIIHUHQWVWUHDPIORZOHYHOVDQGPD\EHFRPHGU\DVVXPPHUSURJUHVVHVRUDUHVXVWDLQHGE\ QRUPDOFUHHNIORZVRUE\VHHSVDQGVSULQJV x 6LGH6SOLW &KDQQHO±$VLGHFKDQQHOLVVPDOOHUWKDQWKHPDLQFKDQQHODQGJHQHUDOO\UHFHLYHVRQO\ DSRUWLRQRIWKHFUHHNIORZ6SOLWFKDQQHOVDUHXVXDOO\VLPLODULQVL]HDQGUHFHLYHVLPLODUIORZV 6LGHRUVSOLWFKDQQHOVDUHXVXDOO\ORFDWHGLQZLGHUORZHUJUDGLHQWVHFWLRQVRIFUHHNVZLWKFREEOH DQGVPDOOHUVXEVWUDWHV$VWKHVXPPHUSURJUHVVHVDQGIORZVGHFUHDVHVLGHFKDQQHOVRIWHQEHFRPH LVRODWHGIURPWKHPDLQFUHHNIORZDQGGU\XSXQOHVVIHGE\VXEVXUIDFHIORZRUDVHHSRUVSULQJ x /RZ*UDGLHQW5LIIOH±/RZJUDGLHQWULIIOHVDUHFKDUDFWHUL]HGE\PRGHUDWHYHORFLWLHV ± FPVHF ZLWKOLWWOHRUQRZKLWHZDWHUDQGWRWDOO\RUSDUWLDOO\VXEPHUJHGVXEVWUDWHV x 5XQ±5XQVRFFXULQORZJUDGLHQWVHFWLRQVRIWKHFUHHN7KH\KDYHOLWWOHZDWHUWXUEXOHQFHVZLIW YHORFLWLHVDQGVXEVWUDWHFRPSRVLWLRQVRIJUDYHOFREEOHDQGERXOGHU x 2WKHU±7KLVFDWHJRU\LQFOXGHVDQ\KDELWDWW\SHWKDWLVQRWGHVFULEHGDERYH3URYLGHDGHVFULSWLRQ RIWKHDUHD Site/Subsite Location – )RUULYHUVUHFRUGRQZKLFKEDQNWKHVLWHVXEVLWHRFFXUV EDQNGHVLJQDWLRQV DUHPDGHIDFLQJGRZQVWUHDP %RWKEDQNVDUHDOZD\VLQFOXGHGLQFUHHN9(6V Site/Subsite Length and Width – 5HFRUGWKHOHQJWKDQGDYHUDJHZLGWKRIWKHVXUYH\HGDPSKLELDQ KDELWDW HJODWHUDOEDUERXOGHUVHGJHPDUJLQ 7KHORFDWLRQRIWKHWRSDQGERWWRPRIWKHVLWHVXEVLWHVKRXOG EH PDUNHG ZLWK IODJJLQJ RU RWKHU PDUNHU  DQG LQGLFDWHG RQ DQDHULDO SKRWRJUDSK VLWH GUDZLQJ RU WRSRJUDSKLFPDS Approximate Area of Site/Subsite – 7KLVLVDQLQGLFDWLRQRIWKHDPRXQWRIKDELWDWDYDLODEOHZKLFK PD\EHJUHDWHUWKDQWKHDFWXDODUHDVXUYH\HG7KLVLVGHWHUPLQHGXVLQJWKHOHQJWKDQGZLGWKPHDVXUHPHQWV DERYH7KHDUHD VKRXOGDOVREHGHOLQHDWHGRQDQDHULDOSKRWRJUDSKRUVLWHGUDZLQJ$UHDVKRXOGEHUHFRUGHG LQVTXDUHPHWHUV Habitat Features % Margin Vegetation – ,QGLFDWHWRWKHQHDUHVWWKHOHQJWKRIVWUHDPEDQNZLWKYHJHWDWLRQDWWKH HGJHRIWKHZHWWHGFKDQQHOZLWKLQWKHVLWHVXEVLWH&LUFOHRUZULWHLQDOOW\SHVSUHVHQWDQGLQGLFDWHWKH )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ GRPLQDQW 'RP YHJHWDWLRQW\SH V E\FKHFNLQJRQHRUPRUHER[HVRQWKHGDWDVKHHW7KLVSDUDPHWHULV VSHFLILFWRYHJHWDWLRQDORQJWKHVWUHDPPDUJLQWKDWPD\EHXVHGIRUFRYHUE\MXYHQLOHVXEDGXOWDQGDGXOW IURJV)RUFUHHNVZLWKRXWVXEVLWHVHVWLPDWHWKHSHUFHQWPDUJLQYHJHWDWLRQZLWKLQWKHVXUYH\DUHDLIWKLV IHDWXUHLVQRWFRQVLVWHQWZLWKLQWKHVLWHUHFRUGDUDQJHLQSHUFHQW % Emergent Vegetation – ,QGLFDWHWRWKHQHDUHVW WKHWRWDODUHDRIDTXDWLFKDELWDWZLWKLQWKH VLWHVXEVLWHZLWKHPHUJHQWYHJHWDWLRQ&LUFOHRUZULWHLQDOOW\SHVSUHVHQWDQGLQGLFDWHWKHGRPLQDQW 'RP  YHJHWDWLRQW\SH V E\FKHFNLQJRQHRUPRUHER[HVRQWKHGDWDVKHHW)RUFUHHNVZLWKRXWVXEVLWHVHVWLPDWH WKHSHUFHQWHPHUJHQWYHJHWDWLRQZLWKLQWKHVXUYH\HGDUHDLIWKLVIHDWXUHLVQRWFRQVLVWHQWZLWKLQWKHVLWH UHFRUGDUDQJHLQSHUFHQW % Submerged Vegetation – ,QGLFDWHWRWKHQHDUHVWWKHDUHDRIDTXDWLFKDELWDWZLWKLQWKH VLWHVXEVLWHWKDWKDVVXEPHUJHGYHJHWDWLRQ&LUFOHRUZULWHLQDOOW\SHVSUHVHQWDQGLQGLFDWHWKHGRPLQDQW 'RP YHJHWDWLRQW\SH V E\FKHFNLQJRQHRUPRUHER[HVRQWKHGDWDVKHHW)RUFUHHNVZLWKRXWVXEVLWHV HVWLPDWHSHUFHQWVXEPHUJHGYHJHWDWLRQZLWKLQWKHVXUYH\HGDUHDLIWKLVIHDWXUHLVQRWFRQVLVWHQWZLWKLQWKH VLWHUHFRUGDUDQJHLQSHUFHQW % Cover Aquatic – ,QGLFDWHWRWKHQHDUHVWWKHWRWDODUHDRIDTXDWLFKDELWDWZLWKLQWKHVLWHVXEVLWH WKDWSURYLGHVFRYHUIRUDOOOLIHVWDJHVRI)</)&LUFOHRUZULWHLQDOOW\SHVSUHVHQWDQGLQGLFDWHWKHGRPLQDQW 'RP FRYHUW\SH V E\FKHFNLQJRQHRUPRUHER[HVRQWKHGDWDVKHHW)RUFUHHNVZLWKRXWVXEVLWHVHVWLPDWH WKHSHUFHQWDTXDWLFFRYHUZLWKLQWKHVXUYH\HGDUHDLIWKLVIHDWXUHLVQRWFRQVLVWHQWZLWKLQWKHVLWHUHFRUGD UDQJHLQSHUFHQW % Cover Terrestrial –,QGLFDWHWRWKHQHDUHVWWKHWRWDODPRXQWRIWHUUHVWULDOKDELWDWEHWZHHQWKH ULYHUPDUJLQDQGXSODQGKDELWDWZLWKLQWKHVLWHVXEVLWHWKDWSURYLGHVFRYHUIRUDPSKLELDQV&LUFOHRUZULWH LQDOOW\SHVSUHVHQW DQGLQGLFDWHWKHGRPLQDQW 'RP FRYHUW\SH V E\FKHFNLQJRQHRUPRUHER[HVRQWKH GDWDVKHHW)RUFUHHNVZLWKRXWVXEVLWHVHVWLPDWHWKHSHUFHQWWHUUHVWULDOKDELWDWEHWZHHQWKHFUHHNDQGXSODQG KDELWDWZLWKLQWKHVXUYH\HGDUHDWKDWSURYLGHVFRYHUIRUDPSKLELDQVLIWKLVIHDWXUHLVQRWFRQVLVWHQWZLWKLQ WKHVLWHUHFRUGDUDQJHLQSHUFHQW % Overhanging Vegetation – ,QGLFDWHWRWKHQHDUHVWWKHOHQJWKRIVWUHDPZLWKLQWKHVLWHVXEVLWH ZLWK RYHUKDQJLQJ YHJHWDWLRQ &LUFOH RU ZULWH LQ DOO W\SHV SUHVHQW DQG LQGLFDWH WKH GRPLQDQW 'RP  YHJHWDWLRQW\SH V E\FKHFNLQJRQHRUPRUHER[HVRQWKHGDWDVKHHW)RUFUHHNVZLWKRXWVXEVLWHVHVWLPDWH WKHSHUFHQWRYHUKDQJLQJYHJHWDWLRQZLWKLQWKHVXUYH\HGDUHDLIWKLVIHDWXUHLVQRWFRQVLVWHQWZLWKLQWKHVLWH UHFRUGDUDQJHLQSHUFHQW7KLVSDUDPHWHUVKRXOGRQO\LQFOXGHYHJHWDWLRQWKDWLVGLUHFWO\RYHUKDQJLQJULYHU RUFUHHNKDELWDWVZLWKLQPRIWKHZDWHUVXUIDFH8SSHUFDQRS\YHJHWDWLRQVKRXOGEHLQFOXGHGXQGHU 5LSDULDQ&DQRS\ % Riparian Canopy – ,QGLFDWH WR WKH QHDUHVW  WKH DPRXQW RI ULSDULDQ FDQRS\ ZLWKLQ WKH VLWHVXEVLWH&LUFOHRUZULWHLQDOOW\SHVRIYHJHWDWLRQWKDWSURYLGHVKDGHDORQJWKHPDUJLQRIWKHVWUHDPDQG LQGLFDWHWKHGRPLQDQW 'RP W\SH V )RUFUHHNVZLWKRXWVXEVLWHVHVWLPDWHWKHSHUFHQWULSDULDQFDQRS\ ZLWKLQWKHVXUYH\HGDUHDLIWKLVIHDWXUHLVQRWFRQVLVWHQWZLWKLQWKHVLWHUHFRUGDUDQJHLQSHUFHQW7KLV PHDVXUHPHQWGRHVQRWLQFOXGHRYHUKDQJLQJYHJHWDWLRQ LHZLWKLQPRIWKHZDWHUVXUIDFH  Aquatic Substrate – ,QGLFDWHWRWKHQHDUHVWWKHDTXDWLFVXEVWUDWHW\SHVSUHVHQWLQWKHVLWHVXEVLWH 6L]HFODVVLILFDWLRQVIRUVXEVWUDWHW\SHVIROORZWKHPRGLILHG:HQWZRUWK  VFDOH )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ Substrate Type Size Range (mm) 6LOW&OD\0XG  6DQG±  *UDYHO3HEEOH ±  &REEOH  %RXOGHU !  %HGURFN ± Substrate Embeddedness – &LUFOHWKHFDWHJRU\WKDWEHVWUHSUHVHQWVWKHHPEHGGHGQHVVRIWKHDTXDWLF VXEVWUDWHLQWKHVLWHVXEVLWH(PEHGGHGQHVVLVGHILQHGDVWKHGHJUHHWRZKLFKODUJHUSDUWLFOHV ODUJHJUDYHO SHEEOH FREEOH DQG ERXOGHU  DUH VXUURXQGHG RU FRYHUHG E\ ILQHVHGLPHQW VXFK DV VDQG VLOW RU FOD\ (PEHGGHGQHVV FDWHJRULHV IRU VWUHDP FKDQQHO PDWHULDOV 3ODWWV HW DO   DUH SURYLGHGEHORZ 7KHVH FDWHJRULHVLGHQWLI\ILQHVHGLPHQWDVPDWHULDOOHVVWKDQPPLQGLDPHWHU Level of Embeddedness Percent of Gravel, Pebble, Cobble, and Boulder Surfaces Surrounded b Fine Sediment /RZ 0RGHUDWH +LJK!  Dominant Substrate Shape – ,QGLFDWH WKH GRPLQDQW VKDSH RI WKH VXEVWUDWHV DW WKH VLWHVXEVLWH &ODVVLILFDWLRQRIVXEVWUDWHVKDSHLQFOXGHVDQJXODUVXEDQJXODUDQGURXQGHG7KLVSDUDPHWHULVUHODWLYHWR RWKHUVXEVWUDWHZLWKLQWKHGUDLQDJH River or Creek Habitat – ,QGLFDWHWRWKHQHDUHVWWKHULYHURUFUHHNKDELWDWVZLWKLQWKHVLWHVXEVLWH 'HVFULSWLRQVRIDTXDWLFKDELWDWIHDWXUHV 5RVJHQ DUHSURYLGHGEHORZDQGVKRXOGEHXVHGDVDJHQHUDO JXLGHZKHQFODVVLI\LQJDTXDWLFKDELWDW Aquatic Habitat General Characteristics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iver or Creek Gradient – 5HFRUG WKH DYHUDJH VWUHDP JUDGLHQW ZLWKLQ WKH VLWHVXEVLWH 6WUHDP JUDGLHQWVKRXOGEHYLVXDOO\HVWLPDWHGDVIROORZV ‡ /RZ ‡ 0RGHUDWH± ‡ +LJK!± )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ River or Creek Gradient Change – ,QGLFDWHLIWKHUHLVDVLJQLILFDQWFKDQJHLQJUDGLHQW HJORZ  ULIIOHWRKLJK EHGURFNFDVFDGHSRRO XSVWUHDPRIWKHVLWHRUEHWZHHQDGMDFHQWVXEVLWHV,IWKHUHDUHVHYHUDO VLJQLILFDQWJUDGLHQWEUHDNVDVVRFLDWHGZLWKDGMDFHQWVXEVLWHVGHVFULEHWKHPVHTXHQWLDOO\LQWKH&RPPHQWV VHFWLRQDWWKHERWWRPRIWKHGDWDVKHHW8VHWKHFDWHJRULHVSURYLGHGXQGHU5LYHURU&UHHN*UDGLHQWDERYH &LUFOHZKHWKHUWKHJUDGLHQWXSVWUHDPRIWKHVLWHRUWKHDGMDFHQWXSVWUHDPVXEVLWHLVhigher RUlower UHODWLYH WRWKHVLWHVXEVLWHEHLQJHYDOXDWHG Change in River or Creek Habitat – 'HVFULEHWKHDOWHUDWLRQLQDTXDWLFKDELWDWDVVRFLDWHGZLWKD FKDQJHLQJUDGLHQWXVLQJWKHKDELWDWW\SHVOLVWHGDERYHXQGHU5LYHURU&UHHN+DELWDW HJWKHORZHUSRUWLRQ RIWKHVLWHLVDVORZJOLGHWKDWFKDQJHVWRDKLJKJUDGLHQWULIIOHXSVWUHDPGXHWRDQLQFUHDVHLQVWUHDP JUDGLHQW  Rosgen Channel Type – &LUFOHWKHDSSURSULDWHFKDQQHOW\SHIRUWKHVLWHVXEVLWHXVLQJWKHOHWWHU GHVLJQDWLRQVSURYLGHGRQWKHGDWDVKHHW'HVFULSWLRQVRIWKHFKDQQHOW\SHV 5RVJHQ DUHSURYLGHG EHORZ A: &DVFDGLQJFKDQQHOVLQDVWHHSO\VORSHGµ9VKDSHG¶GUDLQDJHZLWKD±JUDGLHQW B6WUHDPW\SHVWKDWRFFXUSULPDULO\RQPRGHUDWHO\VWHHSWRJHQWO\VORSHGWHUUDLQZLWKWKHSUHGRPLQDQW ODQGIRUP DV D QDUURZ DQG PRGHUDWHO\ VORSLQJ YDOOH\ ³%´ VWUHDPVDUH PRGHUDWHO\ HQWUHQFKHG PRGHUDWHJUDGLHQW ± ULIIOHGRPLQDWHGFKDQQHOVZLWKLQIUHTXHQWO\VSDFHGSRROV C: 6WUHDPW\SHVWKDWDUHORFDWHGLQQDUURZWRZLGHDOOXYLDOYDOOH\VZLWKDZHOOGHYHORSHGVOLJKWO\ HQWUHQFKHGIORRGSODLQ³&´VWUHDPW\SHVDUHORZJUDGLHQW  PHDQGHULQJDOOXYLDOFKDQQHOV GRPLQDWHGE\ULIIOHSRROKDELWDWDQGSRLQWEDUV D: 6WUHDPW\SHVWKDWDUHORFDWHGLQEURDGYDOOH\VZLWKDOOXYLDODQGFROOXYLDOIDQV³'´VWUHDPW\SHVDUH ORZ JUDGLHQW    EUDLGHG FKDQQHOV ZLWK ORQJLWXGLQDO DQG WUDQVYHUVH EDUV DQG DUH FKDUDFWHULVWLFDOO\ZLGHFKDQQHOVZLWKHURGLQJEDQNV DA: 6WUHDPW\SHVWKDWDUHORFDWHGLQEURDGORZJUDGLHQWYDOOH\VZLWKILQHDOOXYLXPDQGRUODFXVWULQH VRLOV PXOWLSOH FKDQQHOV ZLWK DQH[SDQVLYH ZHOOYHJHWDWHG IORRGSODLQ DQG DVVRFLDWHG ZHWODQGV ³'$´VWUHDPW\SHVDUHULIIOHSRROVLPLODUWRVWUHDPW\SHV³&´DQG³(´ZLWKZHOOYHJHWDWHGODWHUDOO\ VWDEOHEDUVDQGYHU\VWDEOHVWUHDPEDQNV E: 6WUHDPW\SHVWKDWRFFXULQEURDGYDOOH\VRUIORRGSODLQVZLWKPHDGRZVDQGDUHFRPSRVHGRIDOOXYLDO PDWHULDOV³(´W\SHVDUHORZJUDGLHQW  PHDQGHULQJULIIOHSRROFKDQQHOVZLWKVWDEOHZHOO YHJHWDWHGEDQNV F: 6WUHDP W\SHV WKDW RFFXU LQ PHDGRZV RU RWKHU ORZ JUDGLHQW DUHDVFRPSRVHG RI XQFRQVROLGDWHG PDWHULDOV³)´W\SHVDUHHQWUHQFKHGPHDQGHULQJULIIOHSRROFKDQQHOVRQORZJUDGLHQWV  ZLWK DKLJKZLGWKGHSWKUDWLRW\SLFDOO\DVVRFLDWHGZLWKKLJKEDQNHURVLRQUDWHV PHDGRZVWUHDPV  G: 6WUHDPW\SHVWKDWDUHHQWUHQFKHG³JXOO\´VWHSSRROFKDQQHOVZLWKORZWRPRGHUDWHJUDGLHQW ±  DQGKLJKEDQNHURVLRQUDWHV Wetted Channel Width – 0HDVXUHDQGUHFRUGWKHZHWWHGFKDQQHOZLGWK WKDWSRUWLRQRIFKDQQHOZLWK ZDWHU LQPHWHUVZLWKLQDUHSUHVHQWDWLYHVHFWLRQRIWKHVLWHVXEVLWH Bankfull Width – 5HFRUGWKHEDQNIXOOZLGWK XSSHUOLPLWRIKLJKIORZV RIWKHFKDQQHOLQPHWHUVZLWKLQ DUHSUHVHQWDWLYHVHFWLRQRIWKHVLWHVXEVLWH7KLVPHDVXUHPHQWVKRXOGEHEDVHGRQLQGLFDWRUVVXFKDVVWDLQLQJ RQURFNVDQGVFRXUDQGGHEULVOLQHV0DQ\K\GURORJLFDOO\FRQWUROOHGVWUHDPVGRQRWGLVSOD\JRRGLQGLFDWRUV DQGEDQNIXOOZLGWKVPD\EHDSSUR[LPDWLRQVEDVHGXSRQDYDLODEOHIHDWXUHV Water Turbidity – 9LVXDOO\HVWLPDWHWXUELGLW\DQGFLUFOHLowMediumRUHigh(VWLPDWHVVKRXOGEH EDVHGXSRQWKHIROORZLQJJHQHUDOJXLGHOLQHV )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ ‡ /RZDEOHWRVHHVXEPHUJHGVXEVWUDWH LQFOXGLQJVPDOOJUDYHOV FOHDUO\LQP IW RIZDWHU ‡ 0HGLXPXQDEOHWRGLVWLQJXLVKVPDOOJUDYHOVLQP IW RIZDWHU ‡ +LJKXQDEOHWRUHDGLO\GLVWLQJXLVKODUJHJUDYHOVLQP IW RIZDWHU 1RWHWXUELGLW\HVWLPDWHVVKRXOGWDNHLQWRDFFRXQWOLJKWLQJFRQGLWLRQV VKDGLQJPD\DIIHFWUDWLQJV  Water Color – &LUFOHClear RUDiscolored HJWDQQLQVWDLQLQJ  Bank Gradient – &LUFOHWKHDSSURSULDWHJUDGLHQWDQGDSSOLFDEOHVWUHDPEDQN /5 5HFRUGWKHDYHUDJH EDQNJUDGLHQWZLWKLQWKHVLWHVXEVLWHLIWKLVIHDWXUHLVQRWUHODWLYHO\FRQVLVWHQWZLWKLQWKHVXUYH\HGDUHD LQGLFDWHDUDQJH)RUERWKULYHUVDQGFUHHNVXVHWKHFDWHJRULHVEHORZ ‡ /RZƒ ‡ 0RGHUDWH±ƒ ‡ +LJK!ƒ Active Bank Erosion – ,QGLFDWH ZKHWKHU DFWLYH HURVLRQLV RFFXUULQJ ZLWKLQ RU DGMDFHQW WR WKH VLWHVXEVLWH Inundated River Bar – )RUULYHUVLWHVVXEVLWHVRQO\LQGLFDWHZKHWKHULQXQGDWHGEDUVDUHSUHVHQWDQG UHFRUGWKHApproximate Area P RIWKHULYHUEDUWKDWLVLQXQGDWHGDWWKHH[LVWLQJIORZOHYHO7KLVDUHD VKRXOGLQFOXGHDOOSRWHQWLDOO\VXLWDEOHKDELWDWVIURPWKHZDWHUOLQHRXWWRWKHSRLQWZKHUHWKHUHLVDQRWLFHDEOH FKDQJHHLWKHULQVORSHRULQVXEVWUDWHFKDUDFWHULVWLFVRUERWK7KHLQXQGDWHGSRUWLRQRIWKHEDUUHSUHVHQWVDQ H[WHQVLRQRIWKHH[LVWLQJVKRUHOLQHDPSKLELDQKDELWDWWKDWZRXOGOLNHO\UHPDLQDPSKLELDQKDELWDWDWORZHU IORZVAverage Depth RIWKHLQXQGDWHGDUHDVKRXOGEHUHFRUGHGWRWKHQHDUHVWFP(VWLPDWHWKHVelocity Range HJ±FPVHF ZLWKLQDUHSUHVHQWDWLYHSRUWLRQRIWKHLQXQGDWHGDUHDXVLQJDIORZPHWHURULI H[SHULHQFHGYLVXDOO\HVWLPDWH Edgewater – )RUULYHUVLWHVVXEVLWHVRQO\LQGLFDWHLIWKHUHDUHVKDOORZZDWHUDUHDV W\SLFDOO\FP GHHS DORQJWKHPDUJLQRIWKHULYHUZLWKFDOPRUVORZPRYLQJZDWHUDQGSULPDULO\FREEOHDQGERXOGHU VXEVWUDWHV5HFRUGWKHAverage Depth FP Approximate Area P DQGWKHLocation in Site/Subsite RIWKHHGJHZDWHUKDELWDW Tributary Nearby – ,QGLFDWHLIWKHUHLVDWULEXWDU\FRQIOXHQFHDWRULQFORVHSUR[LPLW\WRWKHVLWHVXEVLWH 5HFRUGWKHWULEXWDU\Location LQUHIHUHQFHWRWKHVLWH XSVWUHDP U/S RUGRZQVWUHDP D/S DQGOHIWEDQN LB RUULJKWEDQN RB IDFLQJGRZQVWUHDP WKHDSSUR[LPDWHDistance P IURPWKHVLWHVXEVLWHDQG ZKHWKHULWLVPerennial RUEphemeral1RWHLIDWULEXWDU\LVQRWYLVLEOHIURPWKHWRSRUERWWRPRIWKHVLWH FRQVXOWD86*6 WRSRJUDSKLFPDSDQGHVWLPDWHWKHGLVWDQFHIURPWKHVLWHVXEVLWHWRWKHQHDUHVWWULEXWDU\ Upland Habitat Type – &LUFOHWKHDSSURSULDWHXSODQGKDELWDWW\SHDGMDFHQWWRWKHVLWHVXEVLWHIURPWKH OLVWSURYLGHGRUDGGDQDOWHUQDWLYHKDELWDWW\SHLIQHFHVVDU\ Fish Present – 5HFRUGILVKWKDWDUHREVHUYHGZLWKLQRUDGMDFHQWWRWKHVLWHVXEVLWH,QGLFDWHLIILVKDUH HLWKHUVXVSHFWHGRUNQRZQWRRFFXUEXWZHUHQRWREVHUYHG)RUTypeFLUFOHRUZULWHLQWKHVSHFLHVJURXSV WKDWDUHSUHVHQW7KHIROORZLQJDUHUHSUHVHQWDWLYHFODVVLILFDWLRQV ‡ 6DOPRQLGV±WURXWDQGVDOPRQ ‡ &HQWUDUFKLGV±EDVVDQGVXQILVK ‡ &\SULQLGV– PLQQRZV )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ Herpetofauna and Life Stage – &LUFOHRUZULWHLQDOOWKDWDSSO\,QGLFDWHWKHDSSUR[LPDWHQXPEHU DQGWKHOLIHVWDJHVSUHVHQW $ DGXOW- MXYHQLOHVXEDGXOW7 WDGSROH( HJJ  Other Species Observed – 5HFRUGRWKHUVSHFLHVREVHUYHGDWWKHVLWHVXEVLWH Impacts to Amphibian Habitat – ,QGLFDWHLIWKHUHDUHH[LVWLQJDFWLYLWLHVZLWKLQRUDGMDFHQWWRWKH VLWHVXEVLWHWKDWFRXOGLPSDFWDPSKLELDQVRUWKHLUKDELWDW,ISRVVLEOHDVVHVVWKHSRWHQWLDOOHYHORILPSDFW ORZPRGHUDWHRUKLJK  Comments – &RPPHQWVZLOOEHQRWHGDWWKHERWWRPRIWKHVLWHKDELWDWDVVHVVPHQWGDWDVKHHW&RPPHQWV VKRXOGLQFOXGHREVHUYDWLRQVRIFRQGLWLRQVSRWHQWLDOO\DIIHFWLQJDPSKLELDQVRUWKHLUKDELWDWWKDWDUHQRW LQFOXGHGRQWKHGDWDVKHHWV6XFKREVHUYDWLRQVPLJKWLQFOXGHDGLVFKDUJHHQWHULQJWKHVWUHDPORJJLQJDQG FRQVWUXFWLRQDFWLYLWLHVUHFUHDWLRQDFWLYLWLHVQRWHVRQSDUWLFXODUO\JRRGRUSDUWLFXODUO\SRRUKDELWDWDQG RWKHUFRQGLWLRQVWKDWVWDQGRXWRUDUHUHODWLYHO\XQFRPPRQ QA/QC – 5HFRUGWKHLQLWLDOVRIWKHSHUVRQZKRUHYLHZVWKHGDWDVKHHWIRUFRPSOHWHQHVVDQGWKHGDWHLWLV UHYLHZHG7KHUHYLHZHUVKRXOGQRWEHWKHSHUVRQZKRFRPSOHWHVWKHGDWDVKHHW7KHUHYLHZHUVKRXOG FRPSOHWHWKH4$4&UHYLHZEHIRUHOHDYLQJWKHVLWH References 3ODWWV:6:)0HJDKDQDQG*:0LQVKDOO0HWKRGVIRUHYDOXDWLQJVWUHDPULSDULDQDQGELRWLF FRQGLWLRQV86)RUHVW6HUYLFH,Q%DLQ0%DQG1-6WHYHQVRQHGLWRUV$TXDWLFKDELWDW DVVHVVPHQWFRPPRQPHWKRGV$PHULFDQ)LVKHULHV6RFLHW\%HWKHVGD0DU\ODQG 5RVJHQ'$SSOLHGULYHUPRUSKRORJ\:LOGODQG+\GURORJ\3DJRVD6SULQJV&2 :HQWZRUWK&.$VFDOHRIJUDGHDQGFODVVIRUHODVWLFVHGLPHQWV-RXUQDORI*HRORJ\ )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )RRWKLOO<HOORZ/HJJHG)URJ Standard Operating Procedures for River and Creek Visual Encounter Surveys 7KHIROORZLQJVWDQGDUGRSHUDWLQJSURFHGXUHV 623V GHVFULEHWKHSDUDPHWHUVDQGGDWDFROOHFWLRQ PHWKRGVIRUFRPSOHWLQJULYHUDQGFUHHNYLVXDOHQFRXQWHUVXUYH\V 9(6V IRUIRRWKLOO\HOORZ OHJJHGIURJV )</)V 'HSHQGLQJRQWKHOHYHORILQIRUPDWLRQUHTXLUHGDOORUDSRUWLRQRIWKH SDUDPHWHUVGHVFULEHGLQWKHVH623VPD\EHXVHGGXULQJWKH9(6V General Parameters and Methods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¶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”PSK ZKHQWKHSUREDELOLW\RIREVHUYLQJIURJVRXWLQWKHRSHQLV JUHDWHVW6XUYH\VVKRXOGEHDYRLGHGRQFROGRUYHU\ZLQG\GD\V !PSKGHSHQGLQJ RQWKHH[SRVXUHRIWKHKDELWDW 2QH[WUHPHO\KRWGD\VVXUYH\VVKRXOGEHFRQGXFWHG GXULQJWKHFRROHUSRUWLRQRIWKHGD\ LHPRUQLQJDQGODWHDIWHUQRRQWRHYHQLQJ  )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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¶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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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¶VVNLQRU FORWKLQJ:KHQIURJVDUHGLIILFXOWWRFDWFKWKHVXUYH\RU¶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¶V LQLWLDOVDQGWKHUHYLHZGDWHZLOOEHUHFRUGHGDWWKHERWWRPRIWKHGDWDVKHHW Upper Portion of Data Sheet %HORZDUHLQVWUXFWLRQVIRUFRPSOHWLQJWKHULYHUDQGFUHHN9(6GDWDVKHHWVEHJLQQLQJZLWKWKH XSSHUOHIWFRUQHU6SHFLILFGLIIHUHQFHVEHWZHHQULYHUVDQGFUHHNVDUHVRQRWHG8VLQJWKHFULWHULD SURYLGHGLQWKHPDLQWH[WIRUGHWHUPLQLQJVWUHDPW\SHFLUFOHHLWKHU5LYHURU&UHHNLQWKHWLWOHRI DOOGDWDVKHHWVFRPSOHWHGIRUWKHVLWH7KHUHDUHVSHFLILFGDWDVKHHWVIRUHDFKPDMRUOLIHVWDJH )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ RQHIRUHJJPDVVHVRQHIRUWDGSROHVDQGRQHIRUMXYHQLOHVVXEDGXOWVDQGDGXOWV7KH LQVWUXFWLRQVIRUHDFKYHUVLRQDUHLQFOXGHGEHORZ Date –5HFRUGWKHGDWHRIWKHVXUYH\LQWKHIROORZLQJIRUPDWPRQWKGD\\HDU HJ  Site # –5HFRUGWKHVLWHQXPEHUGHVLJQDWHGGXULQJWKHSUHOLPLQDU\KDELWDWDVVHVVPHQW HJ   Subsite # –7KHULYHUDQGFUHHN623VGLIIHUDVIROORZV For rivers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or creeks:6LQFH)</)VDUHW\SLFDOO\GLVSHUVHGDORQJFUHHNVGXULQJWKHVXPPHUDQGPD\ RFFXS\VHYHUDOGLIIHUHQWKDELWDWVWKHGHVLJQDWLRQRIVXEVLWHVPD\QRWEHQHFHVVDU\ +RZHYHUVXEVLWHVVKRXOGEHGHVLJQDWHGDWFUHHNORFDWLRQVZKHUH)</)VDQGEUHHGLQJKDELWDW LVSUHVHQWRUDWORFDWLRQVZKHUHDJJUHJDWLRQVRIIURJVRFFXU6HSDUDWH9(6VVKRXOGEH FRQGXFWHGDWHDFKVXEVLWH7KHVHKDELWDWDUHDVPD\EHGLVFRQWLQXRXVDQGVHSDUDWHGE\RWKHU W\SHVRIKDELWDW HJFDVFDGHSRRODQGULIIOHDUHDVVHSDUDWHGE\VWHHSEHGURFNFDVFDGHV  6LWHVXEVLWHQRWDWLRQVZLOOEHQXPHULFDOSKD HJDE DQGVKRXOGEHDVVLJQHGEHJLQQLQJ ZLWKWKHGRZQVWUHDPVXEVLWHVHTXHQWLDOO\ZRUNLQJXSVWUHDP River or Creek Name/Location – 5HFRUGWKHULYHURUFUHHNQDPHLIDYDLODEOHDQGGHVFULEHWKH ORFDWLRQRIWKHVLWHVXEVLWHRUXVHRWKHULGHQWLI\LQJLQIRUPDWLRQ VXFKDVDORFDOODQGPDUNRU UHODWLYHSRVLWLRQ )RUFUHHNVDOVRSURYLGHDSSUR[LPDWHVXUYH\ORFDWLRQDORQJWKHFUHHN,QFOXGH DODQGPDUNRURWKHULQGLFDWRUSURYLGHGRQWKH86*6WRSRJUDSKLFPDS Observers – )RUWDQGHP9(6VWKHLQLWLDOVRIERWKWHDPPHPEHUVVKRXOGDSSHDURQWKHGDWD VKHHW7KHLQLWLDOVRIWKHWHDPPHPEHUILOOLQJRXWWKHGDWDVKHHWVKRXOGEHQRWHGILUVW)RUD VHSDUDWHLQGLYLGXDO9(6UHFRUGRQO\WKHLQLWLDOVRIWKHELRORJLVWFRQGXFWLQJWKHVXUYH\ Survey Method –,QGLFDWHWKHVHDUFKPHWKRGXVHGIRUWKH9(6±WDQGHPRUVHSDUDWHLQGLYLGXDO Start Time – 5HFRUGWKHWLPHWKH9(6LVVWDUWHG End Time – 5HFRUGWKHWLPHWKH9(6LVFRPSOHWHG )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ Actual VES Time – 5HFRUGWKHWLPHDFWXDOO\VSHQWFRQGXFWLQJWKH9(67KLVUHSUHVHQWVWKH WLPHVSHQWEHWZHHQWKHVWDUWDQGHQGWLPHWKDWLVH[FOXVLYHO\H[SHQGHGVHDUFKLQJIRU)</)V 7LPHVSHQWILOOLQJRXW9(6GDWDVKHHWVDQGFDSWXULQJRULGHQWLI\LQJDQLPDOVLVLQFOXGHGZLWKLQ WKHVWDUWDQGHQGWLPHVEXWLVQRWLQFOXGHGLQWKHDFWXDO9(6WLPH Air Temp. –0HDVXUHDQGUHFRUGVWDUWLQJDQGHQGLQJDLUWHPSHUDWXUHV5HDGLQJVVKRXOGEH WDNHQLQWKHVKDGHDWFKHVWKHLJKWDQGVKRXOGEHUHFRUGHGLQGHJUHHV&HOVLXV Water Temp. – :DWHUWHPSHUDWXUHVVKRXOGEHUHFRUGHGLQGHJUHHV&HOVLXV5LYHUDQGFUHHN ZDWHUWHPSHUDWXUHVVKRXOGEHREWDLQHGDORQJWKHVKRUHOLQHLQHGJHZDWHUDUHDVDQGDWDORFDWLRQ IXUWKHUIURPVKRUHWKDWLVUHSUHVHQWDWLYHRIWKHPDLQVWUHDPWHPSHUDWXUH,QOHQWLFKDELWDWV VLGH SRROVVFRXUSRROVHWF ZDWHUWHPSHUDWXUHVVKRXOGEHUHSUHVHQWDWLYHRIWKHKDELWDW Discharge – (VWLPDWHWKHIORZLQFXELFIHHWSHUVHFRQG FIV :KHUHDYDLODEOHXVHVWUHDPJDJH GDWD Total Site Length –5HFRUGWKHWRWDOOHQJWKRIWKHVLWH,IVXEVLWHVKDYHEHHQGHVLJQDWHGWKLV PHDVXUHPHQWVKRXOGLQFOXGHDOOVXEVLWHVLQFOXGLQJWKHDUHDVEHWZHHQVXEVLWHV HJVWHHS EHGURFNZDOOVVDQGEHDFKHVDUHDVZLWKGHQVHRYHUKDQJLQJYHJHWDWLRQHWF WKDWDUHQRW FRQVLGHUHGVXLWDEOHKDELWDW)RUULYHUVLQFOXGHERWKEDQNVLIVXEVLWHVKDYHEHHQGHVLJQDWHGRQ ERWKVLGHVRIWKHULYHU)RUFUHHNVERWKEDQNVDUHDOZD\VLQFOXGHGLQWKHWRWDOVLWHOHQJWK Subsite Length –7KHULYHUDQGFUHHN623VGLIIHUDVIROORZV For rivers:$IWHUILQLVKLQJWKH9(6PHDVXUHDQGUHFRUGWKHVXEVLWHOHQJWKRQDOOFRPSOHWHG 9(6GDWDVKHHWV,IWKHVXEVLWHLQFOXGHVERWKEDQNVRIWKHULYHUWKH\VKRXOGEHPHDVXUHG VHSDUDWHO\DQGFRPELQHGIRUWKHVXEVLWHOHQJWK For creeks:$IWHUFRPSOHWLQJWKH9(6PHDVXUHDQGUHFRUGWKHOHQJWKRIHDFKVXEVLWH ERWK EDQNVDUHLQFOXGHG RQDOO9(6GDWDVKHHWVLIDSSOLFDEOH Search Area Length –7KHULYHUDQGFUHHN623VGLIIHUDVIROORZV For rivers:,QGLFDWHWKHRYHUDOOOHQJWKRIWKHDUHDVHDUFKHG VXUYH\DUHD IRUWKHVLWHRU VXEVLWH,IDVLWHRUVXEVLWHLQFOXGHVERWKVLGHVRIWKHULYHUWKHVHDUFKDUHDOHQJWKZLOOLQFOXGH ERWKWUDQVHFWOHQJWKV For creeks:5HFRUGWKHWRWDOOHQJWKRIWKHFUHHNWKDWLVLQFOXGHGLQWKH9(6 Search Area Width – 7KHULYHUDQGFUHHN623VGLIIHUDVIROORZV For rivers:5HFRUGWKHDYHUDJHZLGWKRIWKHDUHDWKDWLVVXUYH\HG DPSKLELDQKDELWDWRQO\  7KLVVKRXOGEHPHDVXUHGIURPWKHULYHUEDQNDQGH[WHQGLQWRKDELWDWVWKDWZHUHLQFOXGHGLQ WKH9(6 HJHGJHZDWHUULIIOHVSRROVHWF 7KLVPD\EHPHDVXUHGZLWKDKLSFKDLQRUWDSH )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹253DFLILF*DVDQG(OHFWULF&RPSDQ\ For creeks:5HFRUGWKHDYHUDJHZLGWKRIWKHDUHDWKDWLVVXUYH\HG7KLVVKRXOGEHDQ HVWLPDWHRIWKHDYHUDJHFUHHNZLGWKWKDWZDVLQFOXGHGLQWKH9(6 Total Area Searched – 7KLVUHSUHVHQWVWKHVXUYH\DUHDOHQJWKWLPHVWKHDYHUDJHVXUYH\DUHD ZLGWK7RWDODUHDVKRXOGEHUHFRUGHGLQVTXDUHPHWHUV Site Visit –,QGLFDWHLIWKLVLVWKHILUVWVHFRQGWKLUGRUIRXUWKVLWHYLVLWGXULQJWKHFRXUVHRIWKH \HDU Weather –,QGLFDWHFXUUHQWZHDWKHULQFOXGLQJVN\FRQGLWLRQVDQGZLQGFRQGLWLRQVH[SHULHQFHG GXULQJWKH9(68VHWKHIROORZLQJJHQHUDOJXLGHOLQHV 6N\FRQGLWLRQV 2YHUFDVW!FORXGFRYHU 3DUWO\RYHUFDVW±FORXGFRYHU &OHDUFORXGFRYHU :LQGFRQGLWLRQV ,QFOHPHQWZLQGV!PSK )DLUZLQGV±PSK ,GHDOFDOPWRZLQGVPSK ([DPSOHZHDWKHUWKDWLV 2YHUFDVW)DLU JUHDWHUWKDQFORXGFRYHUDQGZLQGVEHWZHHQ DQGPSK Weather Past 24 Hours –,QGLFDWHZKDWWKHZHDWKHUFRQGLWLRQVZHUHRYHUWKHODVWKRXU SHULRGSHUWKHFULWHULDVSHFLILHGDERYH Photograph # –5HFRUGWKHSKRWRJUDSKQXPEHUVRLWFDQEHLQGH[HGWRWKHQRWHVDQGGHVFULSWLRQ UHFRUGHGLQWKHILHOGQRWHERRN)RUGHWDLOHGPHWKRGVUHIHUWR6HFWLRQLQWKHPDLQWH[W Roll/Disc/Card # –5HFRUGWKHILOPUROOQXPEHURUGLJLWDOGLVFFDUGQXPEHU7KLVVKRXOGEHD VHTXHQWLDOQXPEHUZLWKWKHSKRWRJUDSKHURUFUHZOHDGHU¶VLQLWLDOVDVDSUHIL[ HJ&:+ &:+DQGVRRQ 7KHUROOQXPEHUVKRXOGEHUHFRUGHGRQHDFKILOPFDQLVWHUZLWKLQGHOLEOHSHQ 'LJLWDOGLVFVVKRXOGEHODEHOHGDVGLUHFWHGDERYHIRUPPILOP'LJLWDOFDUGVVKRXOGEHSODFHG LQVPDOOVHDOHGHQYHORSHVDQGWKHHQYHORSHVODEHOHGZLWKWKHVDPHLQIRUPDWLRQ Middle Portion of Data Sheet Data Sheet Parameters Specific to Egg Masses )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 2QWKHGDWDVKHHWIRUHJJPDVVHVXVHWKHIROORZLQJLQVWUXFWLRQVIRUUHFRUGLQJGDWDLQWKH FROXPQVWKDWDSSHDULQWKHFHQWHURIWKHGDWDVKHHW)RUWKRVHGDWDVKHHWSDUDPHWHUVWKDWKDYH VHYHUDOSRWHQWLDOFDWHJRULHVIURPZKLFKWRFKRRVHUHFRUGWKHQXPEHULQSDUHQWKHVLV  WKDW FRUUHVSRQGVWRWKHPRVWDSSURSULDWHDQVZHU Egg Mass Letter –$OHWWHUVKRXOGEHDVVLJQHGWRHDFKVSHFLILFHJJPDVVRUJURXSRIHJJ PDVVHVWKDWLVREVHUYHGDWWKHVLWHRUVXEVLWH7KHVHOHWWHUVVKRXOGEHVHTXHQWLDOIURPWKH GRZQVWUHDPHQGRIWKHVLWHWRWKHXSVWUHDPHQG,IPRUHWKDQHJJPDVVHVRUJURXSVRIHJJ PDVVHVDUHREVHUYHGDWDJLYHQVLWHFRQWLQXHWRDVVLJQ(JJ0DVV/HWWHUVDVIROORZVHJJPDVV = $$ %%HWF Distance – 5HFRUGWKHGLVWDQFHIURPWKHERWWRPRIWKHVLWHRUVXEVLWHWRWKHORFDWLRQRIWKHHJJ PDVVRUHJJPDVVJURXS Number of Egg Masses –5HFRUGWKHQXPEHURIHJJPDVVHVDWDJLYHQORFDWLRQ)RUDJURXSRI HJJPDVVHVLQGLFDWHZKLFKHJJPDVVSHUWDLQVWRWKHGDWDEHLQJFROOHFWHG)RUH[DPSOH,IWKUHH HJJPDVVHVDUHIRXQGIRU³*URXS$´UHFRUGWKHQXPEHUDVRIRIDQGRIVWDUWLQJDW WKHGRZQVWUHDPHQGRIWKHHJJPDVVJURXSDQGFRQWLQXLQJXSVWUHDP Egg Mass Attachment Substrate – 5HFRUGWKHVSHFLILFVXEVWUDWHFDWHJRU\WRZKLFKWKHHJJ PDVVLVDWWDFKHG6L]HFODVVLILFDWLRQVIRUVXEVWUDWHFDWHJRULHVIROORZWKHPRGLILHG:HQWZRUWK  VFDOHDQGLQIRUPDWLRQRQZRRG\GHEULVZDVREWDLQHGIURP&')*   Substrate T pe Size Ran e (mm)  6DQG ±   *UDYHO3HEEOH ±   &REEOH ±   %RXOGHU !   %HGURFN ±  6PDOO:RRG 'HEULV GLDPHWHU  /DU H:RRG 'HEULV ! GLDPHWHU  2WKHU ± Distance From Shore – 0HDVXUHWKHGLVWDQFHRIHDFKHJJPDVVIURPWKHZDWHU VHGJH7KH GLVWDQFHVKRXOGEHPHDVXUHGZLWKDPHWULFWDSHRUUXOHU Depth of Egg Mass – 5HFRUGWKHZDWHUGHSWKIURPWKHVXUIDFHWRWKHFHQWHURIHDFKHJJPDVV 7KHZDWHUGHSWKVKRXOGEHPHDVXUHGZLWKDPHWULFVWLFNRUUXOHU % Silt on Egg Mass – (VWLPDWHWKHSHUFHQWDJHRIWKHHJJPDVVVXUIDFHDUHDWKDWLVFRYHUHGE\ VLOWDVIROORZV  1RQH    ±  ± )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\  ! Egg Mass Orientation –5HFRUGWKHVWUHDPRULHQWDWLRQRIWKHHJJPDVVRQWKHDWWDFKPHQW VXEVWUDWHDVIROORZV  8SVWUHDPVLGH  'RZQVWUHDPVLGH  6KRUHVLGH  6WUHDPVLGH  2QWRSRIVXEVWUDWH  8QGHUQHDWKVXEVWUDWH Flow Orientation – 5HFRUGWKHGLUHFWLRQRIVWUHDPIORZUHODWLYHWRWKHORFDWLRQRIWKHHJJPDVV DVIROORZV  2ULHQWHGLQWRIORZ HJHJJPDVVRQXSVWUHDPVLGHRIDWWDFKPHQWVXEVWUDWHIDFLQJLQWR WKHFXUUHQW  6KHOWHUHGIURPIORZE\DWWDFKPHQWVXEVWUDWH  )ORZDORQJVLGHRIHJJPDVV VKHDUIORZ  /RFDWHGLQHGG\FXUUHQWIURPVKHOWHULQJVXEVWUDWH  )ORZRYHUWKHWRS  1RIORZ HJJPDVVLQVWDQGLQJRUVWLOOZDWHU Velocity – 0HDVXUHWKHZDWHUYHORFLW\ LQFPVHF LQWKHZDWHUFROXPQDVFORVHWRWKHHJJPDVV DVSRVVLEOH7KHUHDGLQJVKRXOGEHWDNHQDGMDFHQWWRWKHFHQWHURIWKHHJJPDVV7KLV PHDVXUHPHQWVKRXOGUHSUHVHQWWKHDYHUDJHIORZYHORFLW\DWWKHORFDWLRQRIWKHHJJPDVVDWWKH WLPHRIWKH9(6 River and Creek Habitat –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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ Microhabitat –5HFRUGWKHPLFURKDELWDWW\SHWKDWFKDUDFWHUL]HVWKHORFDWLRQZKHUHWKHHJJPDVV LVIRXQGXVLQJWKHKDELWDWFDWHJRULHVSURYLGHGEHORZ  ,VRODWHG6LGH3RRO±$QLVRODWHGVLGHSRROLVK\GUDXOLFDOO\LVRODWHGIURPWKHPDLQFKDQQHO RUFUHHNFKDQQHODQGUHFHLYHVOLWWOHRUQRVXUIDFHIORZ7KLVW\SHRISRROPD\EHIHGE\D VHHSRUVSULQJWKDWGLVFKDUJHVWRWKHULYHURUFUHHN  &RQQHFWHG6LGH3RRO±$FRQQHFWHGVLGHSRROLVORFDWHGDGMDFHQWWRDQGK\GUDXOLFDOO\ FRQQHFWHGZLWKWKHPDLQULYHURUFUHHN,QULYHUVWKHVHSRROVDUHRIWHQORFDWHGDORQJ FREEOHERXOGHUEDUVRULQERXOGHUVHGJHKDELWDW  6FRXU3RRO±$VFRXUSRROLVDQLVRODWHGSRROIRUPHGDWKLJKHUIORZVDQGLVQRUPDOO\ ILOOHGGXULQJKLJKIORZV6FRXUSRROVDUHRIWHQORFDWHGRQEDUVRULQEHGURFNDUHDV  %DFNZDWHU3RRO±%DFNZDWHUSRROVRFFXUDORQJWKHPDUJLQVRIULYHUVRUFUHHNVDWWKH HGJHRIWKHPDLQIORZDQGDUHXVXDOO\FKDUDFWHUL]HGE\UHYHUVHFXUUHQWV%DFNZDWHU SRROVPD\RFFXUDWULYHURUFUHHNEHQGVDWWKHERWWRPRIPDLQFKDQQHOSRROVEHORZ FKDQQHOREVWUXFWLRQVHWF  6LGH&KDQQHO±$VLGHFKDQQHOLVVPDOOHUWKDQWKHPDLQFKDQQHODQGJHQHUDOO\RQO\ UHFHLYHVDSRUWLRQRIWKHVWUHDPIORZDQGPD\GU\XSDWORZHUIORZV6LGHFKDQQHOVDUH XVXDOO\FORVHWRWKHPDLQFKDQQHOLQZLGHUVHFWLRQVRIWKHULYHURUFUHHN  %RXOGHU6HGJH±%RXOGHUDQGVHGJHKDELWDWRFFXUVLQORZUHOLHIDUHDVDORQJWKHPDUJLQRI WKHULYHURUFUHHN,WLVFKDUDFWHUL]HGE\H[SRVHGDQGVXEPHUJHGERXOGHUVDQGFREEOH ZLWKLQWHUVSHUVHGVHGJHFOXPSVZLWKVORZPRYLQJZDWHUDQGVPDOOSRROV LVRODWHGDQGRU FRQQHFWHG   (GJHZDWHU±(GJHZDWHUKDELWDWJHQHUDOO\RFFXUVLQVKDOORZVORZPRYLQJRUFDOPZDWHU DUHDVDORQJPDUJLQVRIULYHUEDUVRUPDUJLQVRIFUHHNV$SSURSULDWHVXEVWUDWHVFRQVLVW SULPDULO\RIFREEOHDQGERXOGHUVRIWHQZLWKVRPHJUDYHO  3RRO7DLO2XW±3RROWDLORXWVQRUPDOO\RFFXUDWWKHGRZQVWUHDPHQGRIPDLQFKDQQHO SRROVDGMDFHQWWRWKHPDLQRXWIORZ7KHVHDUHDVDUHW\SLFDOO\VKDOORZZLWKVORZPRYLQJ ZDWHU,QULYHUVSRROWDLORXWVW\SLFDOO\KDYHFREEOHDQGRUERXOGHUVXEVWUDWHV  5LIIOH±5LIIOHV ERWKKLJKDQGORZJUDGLHQW QRUPDOO\RFFXULQDUHDVZLWKFREEOHDQG ERXOGHUVXEVWUDWHVDQGDUHXVXDOO\DVVRFLDWHGZLWKFKDQJHVLQVWUHDPJUDGLHQW5LIIOHV PD\RFFXULQVLGHFKDQQHOVDVZHOODVWKHPDLQFKDQQHO  2WKHU±7KLVFDWHJRU\LQFOXGHVDQ\KDELWDWW\SHWKDWLVQRWGHVFULEHGDERYH3URYLGHD GHVFULSWLRQRIWKHDUHDLQWKH&RPPHQWVSRUWLRQRIWKHGDWDVKHHW 1RWHLIPRUHWKDQRQHPLFURKDELWDWRFFXUVZKHUHHJJPDVVHVDUHREVHUYHG HJDULIIOHLQDVLGH FKDQQHORUHGJHZDWHULQDSRROWDLORXW LQGLFDWHDOOVXFKPLFURKDELWDWW\SHVE\UHFRUGLQJWKH DSSURSULDWHFRGHV Substrate at Egg Mass –,QGLFDWHWKHGRPLQDQWVXEVWUDWHW\SHVLQDPDUHDVXUURXQGLQJWKH HJJPDVV6L]HFODVVLILFDWLRQVIRUVXEVWUDWHFDWHJRULHVIROORZWKHPRGLILHG:HQWZRUWK   VFDOHDQGLQIRUPDWLRQRQZRRG\GHEULVZDVREWDLQHGIURP&')*   Substrate T pe Size Ran e (mm)  6LOW&OD 0XG   6DQG ±   *UDYHO3HEEOH ±  )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\  &REEOH ±   %RXOGHU !   %HGURFN ±  6PDOOZRRG GHEULV 'LDPHWHU  /DU HZRRG GHEULV !'LDPHWHU Max. Water Depth – 5HFRUGWKHWRWDOZDWHUGHSWKZKHUHWKHHJJPDVVLVORFDWHG7KHZDWHU GHSWKVKRXOGEHPHDVXUHGZLWKDPHWULFVWLFNRUUXOHU Water Temperature – 5HFRUGWKHZDWHUWHPSHUDWXUHLQGHJUHHV&HOVLXVZKHUHHDFKHJJPDVVLV ORFDWHG )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ Data Sheet Parameters Specific to Tadpoles 2QWKHGDWDVKHHWIRUWDGSROHVXVHWKHIROORZLQJLQVWUXFWLRQVIRUUHFRUGLQJGDWDLQWKH FROXPQVWKDWDSSHDULQWKHFHQWHURIWKHGDWDVKHHW)RUWKRVHGDWDVKHHWSDUDPHWHUVWKDWKDYH VHYHUDOSRWHQWLDOFDWHJRULHVIURPZKLFKWRFKRRVHUHFRUGWKHQXPEHULQSDUHQWKHVLV  WKDW FRUUHVSRQGVWRWKHPRVWDSSURSULDWHDQVZHU Group Letter –$OHWWHUVKRXOGEHDVVLJQHGWRJURXSVRIWDGSROHVWKDWDUHREVHUYHGDWDVLWHRU VXEVLWH7KHVHOHWWHUVVKRXOGEHVHTXHQWLDOIURPWKH GRZQVWUHDPHQGRIWKHVLWHRUVXEVLWHWRWKH XSVWUHDPHQG,IVHYHUDODJJUHJDWLRQVRIWDGSROHVDUHREVHUYHGWRJHWKHUWKH\VKRXOGEHUHFRUGHG DVRQHJURXS,IPRUHWKDQJURXSVRIWDGSROHVDUHREVHUYHGDWDVLWHRUVXEVLWHFRQWLQXHWR DVVLJQ*URXS/HWWHUVDVIROORZV = $$ %%HWF Distance – 5HFRUGWKHGLVWDQFHIURPWKHERWWRPRIWKHVXUYH\VLWHRUVXEVLWHWRWKHORFDWLRQRI WKHWDGSROHV Approximate Number of Tadpoles –,IWKHVLWHLVVPDOOVHDUFKWKHHQWLUHDUHDDQGHVWLPDWHWKH WRWDOQXPEHURIWDGSROHVSUHVHQW,IWKHVLWHLVODUJHHVWLPDWHWKHQXPEHURIWDGSROHVSHUP EDVHGRQVHYHUDOUDQGRPFRXQWV P REWDLQHGZLWKLQUHSUHVHQWDWLYHDUHDVZKHUHWDGSROHVDUH REVHUYHG8VHWKHVHGDWDWRHVWLPDWHWKHWRWDOQXPEHURIWDGSROHVIRUWKHVLWH Distance from Shore – 0HDVXUHWKHGLVWDQFHWKHWDGSROHVDUHIURPWKHZDWHU VHGJH)RUDQ DJJUHJDWLRQRIWDGSROHVWDNHDPHDVXUHPHQWDWWKHFHQWHURIWKHJURXS,IWDGSROHVDUHGLVSHUVHG DORQJWKHVKRUHOLQHUHFRUGDQDYHUDJHGLVWDQFHIURPWKHZDWHU¶VHGJH7KHGLVWDQFHVKRXOGEH PHDVXUHGZLWKDPHWULFWDSHRUUXOHU Velocity –0HDVXUHWKHZDWHUYHORFLW\ LQFPVHF ZKHUHWDGSROHVDUHORFDWHG Tadpole Stage –5HFRUGWKHWDGSROHGHYHORSPHQWDOVWDJHEDVHGXSRQWKHIROORZLQJFKRLFHV 7DGSROHVLQFOXGHDOOWDGSROHVWDJHV FRPSOHWHO\DTXDWLF IURPWKHGD\RIKDWFKLQJWKURXJK PHWDPRUSKRVLVWRWKHSRLQWZKHUHWKH\PRYHWRWHUUHVWULDOKDELWDWV QRYHVWLJHVRIWKHLUWDGSROH IRUPUHPDLQ 7KHGHYHORSPHQWDOVWDJHVKRXOGUHSUHVHQWWKHGRPLQDQWVWDJHRIWDGSROHVSUHVHQW DVLQGLYLGXDOVRULQJURXSV  1ROHJV  5HDUOHJV  5HDUOHJVDQGIURQWQXEV  /HJVIXOO\JURZQEXWZLWKWDLO  0L[HGXVHWKLVFRGHRQO\LIWKHJURXSFRQVLVWVRIWDGSROHVDWYDULRXVVWDJHVRI GHYHORSPHQW Average TL (Total Length) – (VWLPDWHWKHDYHUDJH7/RIWKHWDGSROHVLQFOXGLQJWKRVH REVHUYHGLQJURXSV(VWLPDWHVVKRXOGSHULRGLFDOO\EHYHULILHGE\DFWXDOPHDVXUHPHQWVRI UHSUHVHQWDWLYHLQGLYLGXDOV )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ River and Creek Habitat –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icrohabitat –5HFRUGWKHPLFURKDELWDWW\SH IURPWKHKDELWDWW\SHVSURYLGHGEHORZ WKDW FKDUDFWHUL]HVWKHORFDWLRQZKHUHWKHWDGSROHVDUHREVHUYHG  ,VRODWHG6LGH3RRO±$QLVRODWHGVLGHSRROLVK\GUDXOLFDOO\LVRODWHGIURPWKHPDLQFKDQQHO RUFUHHNFKDQQHODQGUHFHLYHVOLWWOHRUQRVXUIDFHIORZ7KLVW\SHRISRROPD\EHIHGE\D VHHSRUVSULQJWKDWGLVFKDUJHVWRWKHULYHURUFUHHN  &RQQHFWHG6LGH3RRO±$FRQQHFWHGVLGHSRROLVORFDWHGDGMDFHQWWRDQGK\GUDXOLFDOO\ FRQQHFWHGZLWKWKHPDLQULYHURUFUHHN,QULYHUVWKHVHSRROVDUHRIWHQORFDWHGDORQJ FREEOHERXOGHUEDUVRULQERXOGHUVHGJHKDELWDW  6FRXU3RRO±$VFRXUSRROLVDQLVRODWHGSRROIRUPHGDWKLJKHUIORZVDQGLVQRUPDOO\ ILOOHGGXULQJKLJKIORZV6FRXUSRROVDUHRIWHQORFDWHGRQEDUVRULQEHGURFNDUHDV  %DFNZDWHU3RRO±%DFNZDWHUSRROVRFFXUDORQJWKHPDUJLQVRIULYHUVRUFUHHNVDWWKH HGJHRIWKHPDLQIORZDQGDUHXVXDOO\FKDUDFWHUL]HGE\UHYHUVHFXUUHQWV%DFNZDWHU SRROVPD\RFFXUDWULYHURUFUHHNEHQGVDWWKHERWWRPRIPDLQFKDQQHOSRROVEHORZ FKDQQHOREVWUXFWLRQVHWF  6LGH&KDQQHO±$VLGHFKDQQHOLVVPDOOHUWKDQWKHPDLQFKDQQHODQGJHQHUDOO\RQO\ UHFHLYHVDSRUWLRQRIWKHVWUHDPIORZDQGPD\GU\XSDWORZHUIORZV6LGHFKDQQHOVDUH XVXDOO\FORVHWRWKHPDLQFKDQQHOLQZLGHUVHFWLRQVRIWKHULYHURUFUHHN  %RXOGHU6HGJH±%RXOGHUDQGVHGJHKDELWDWRFFXUVLQORZUHOLHIDUHDVDORQJWKHPDUJLQRI WKHULYHURUFUHHN,WLVFKDUDFWHUL]HGE\H[SRVHGDQGVXEPHUJHGERXOGHUVDQGFREEOH ZLWKLQWHUVSHUVHGVHGJHFOXPSVZLWKVORZPRYLQJZDWHUDQGVPDOOSRROV LVRODWHGDQGRU FRQQHFWHG   (GJHZDWHU±(GJHZDWHUKDELWDWJHQHUDOO\RFFXUVLQVKDOORZVORZPRYLQJRUFDOPZDWHU DUHDVDORQJPDUJLQVRIULYHUEDUVRUPDUJLQVRIFUHHNV$SSURSULDWHVXEVWUDWHVFRQVLVW SULPDULO\RIFREEOHDQGERXOGHUVRIWHQZLWKVRPHJUDYHO )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\  3RRO7DLO2XW±3RROWDLORXWVQRUPDOO\RFFXUDWWKHGRZQVWUHDPHQGRIPDLQFKDQQHO SRROVDGMDFHQWWRWKHPDLQRXWIORZ7KHVHDUHDVDUHW\SLFDOO\VKDOORZZLWKVORZPRYLQJ ZDWHU,QULYHUVSRROWDLORXWVW\SLFDOO\KDYHFREEOHDQGRUERXOGHUVXEVWUDWHV  5LIIOH±5LIIOHV ERWKKLJKDQGORZJUDGLHQW QRUPDOO\RFFXULQDUHDVZLWKFREEOHDQG ERXOGHUVXEVWUDWHVDQGDUHXVXDOO\DVVRFLDWHGZLWKFKDQJHVLQVWUHDPJUDGLHQW5LIIOHV PD\RFFXULQVLGHFKDQQHOVDVZHOODVWKHPDLQFKDQQHO  2WKHU±7KLVFDWHJRU\LQFOXGHVDQ\KDELWDWW\SHWKDWLVQRWGHVFULEHGDERYH3URYLGHD GHVFULSWLRQRIWKHDUHDLQWKH&RPPHQWVSRUWLRQRIWKHGDWDVKHHW ± 1RWH,IPRUHWKDQRQHPLFURKDELWDWRFFXUVZKHUHWDGSROHVDUHREVHUYHG HJHGJHZDWHULQD SRROWDLORXW LQGLFDWHDOOVXFKPLFURKDELWDWW\SHVE\UHFRUGLQJWKHDSSURSULDWHFRGHV ± Dominant Substrate –5HFRUGWKHGRPLQDQWVXEVWUDWHW\SHVLQD PDUHDZKHUHWDGSROHVDUH REVHUYHG,IWDGSROHVDUHGLVWULEXWHGDORQJWKHVKRUHOLQHLQGLFDWHWKHGRPLQDQWVXEVWUDWHW\SHV IRUWKHDUHDZKHUHWDGSROHVDUHREVHUYHG6L]HFODVVLILFDWLRQVIRUVXEVWUDWHW\SHVIROORZWKH PRGLILHG:HQWZRUWK  VFDOHDQGLQIRUPDWLRQRQZRRG\GHEULVZDVREWDLQHGIURP&')*   Substrate T pe Size Ran e (mm)  6LOW&OD 0XG   6DQG ±   *UDYHO3HEEOH ±   &REEOH ±   %RXOGHU !   %HGURFN ±  6PDOO:RRG 'HEULV GLDPHWHU  /DU H:RRG 'HEULV ! GLDPHWHU  $TXDWLF9H HWDWLRQ ± % Algae – (VWLPDWHWRWKHQHDUHVWWKHDPRXQWRIDOJDHSUHVHQWZKHUHWDGSROHVDUH REVHUYHG % Detritus – (VWLPDWHWRWKHQHDUHVWWKHDPRXQWRIGHWULWXVSUHVHQWRQVXEVWUDWHVZKHUH WDGSROHVDUHREVHUYHG Max. Water Depth – 5HFRUGWKHPD[LPXPZDWHUGHSWKZKHUHWDGSROHVDUHIRXQG7KHZDWHU GHSWKVKRXOGEHPHDVXUHGZLWKDPHWULFVWLFNRUUXOHU Water Temp. –5HFRUGWKHZDWHUWHPSHUDWXUHLQGHJUHHV&HOVLXVZKHUHWDGSROHVRFFXU Data Sheet Parameters Specific to Juveniles/Subadults and Adults )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ 2QDGDWDVKHHWIRUMXYHQLOHVVXEDGXOWVDQGDGXOWVXVHWKHIROORZLQJLQVWUXFWLRQVIRUUHFRUGLQJ GDWDLQWKHFROXPQVWKDWDSSHDULQWKHFHQWHURIWKHGDWDVKHHW)RUGDWDVKHHWSDUDPHWHUVWKDW KDYHVHYHUDOSRWHQWLDOFDWHJRULHVIURPZKLFKWRFKRRVHUHFRUGWKHQXPEHULQSDUHQWKHVLV  WKDW FRUUHVSRQGVWRWKHPRVWDSSURSULDWHDQVZHU Number of Frogs –,QGLFDWHWKHQXPEHURILQGLYLGXDOVREVHUYHGZLWKLQWKHVLWHRUVXEVLWH,ID ODUJHQXPEHURIMXYHQLOHVVXEDGXOWVRUDGXOWVLVHQFRXQWHUHGDQHVWLPDWHRIWKHWRWDOQXPEHU SUHVHQWPD\KDYHWREHVXIILFLHQW Distance – 5HFRUGWKHGLVWDQFHIURPWKHERWWRPRIWKHVLWHRUVXEVLWHWRWKHORFDWLRQRIWKHIURJ RUDJJUHJDWLRQRIIURJV Sex (M/F) – :KHQSRVVLEOHGHWHUPLQHWKHVH[RIFDSWXUHGIURJVDQGIRUWKRVHIURJVWKDWFDQ XVXDOO\EHVH[HGZLWKRXWKDQGOLQJ HJGXULQJWKHEUHHGLQJSHULRGPRVWPDOHVW\SLFDOO\KDYH HQODUJHGIRUHDUPVDQGWKXPESDGVIRUJUDVSLQJIHPDOHV 'RQRWUHFRUGVH[LIDSRVLWLYH GHWHUPLQDWLRQFDQQRWEHPDGH Age (J, A) – ,QGLFDWHWKHDSSUR[LPDWHDJHRIWKHIURJVREVHUYHG ZKHQSRVVLEOH XVLQJWKH IROORZLQJFDWHJRULHV-XYHQLOH6XEDGXOW±LQFOXGHVUHFHQWO\PHWDPRUSKRVHGLQGLYLGXDOVWKDW KDYHQRYHVWLJHVRIWKHLUWDGSROHIRUPXSWRDERXWWRWZR\HDUVROG JHQHUDOO\PPRU OHVVVQRXWYHQWOHQJWK $GXOW±LQFOXGHVDOOVH[XDOO\PDWXUHIURJV JHQHUDOO\WZR\HDUVROGRU ROGHUZLWKDPPRUJUHDWHUVQRXWYHQWOHQJWK 1RWH$GXOWPDOHVDUHW\SLFDOO\VPDOOHU VQRXWYHQWOHQJWK WKDQDGXOWIHPDOHVIRULQGLYLGXDOVIURPWKHVDPH\HDUFODVV Snout-Vent Length – 7KLVUHSUHVHQWVWKHGLVWDQFHIURPWKHWLSRIWKHIURJ VVQRXWWRWKHYHQW DQGVKRXOGEHUHFRUGHGLQPLOOLPHWHUV Activity – 5HFRUGWKHLQGLYLGXDO VDFWLYLW\IURPWKHIROORZLQJFKRLFHV  VLWWLQJLQVKDGH   EDVNLQJ  KLGLQJ  FDOOLQJ  VZLPPLQJ  IRUDJLQJ  DPSOH[XV  IORDWLQJ   XQGHUZDWHURU  RWKHU River and Creek Habitat –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ay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\  RWKHU 1RWHLIPRUHWKDQRQHKDELWDWW\SHRFFXUVZLWKLQDVLWHRUVXEVLWHUHFRUGDOODSSURSULDWHKDELWDW W\SHV Microhabitat – 5HFRUGWKHPLFURKDELWDWW\SHWKDWFKDUDFWHUL]HVWKHORFDWLRQZKHUHIURJVDUH REVHUYHGIURPWKHKDELWDWW\SHVSURYLGHGEHORZ  ,VRODWHG6LGH3RRO±$QLVRODWHGVLGHSRROLVK\GUDXOLFDOO\LVRODWHGIURPWKHPDLQFKDQQHO RUFUHHNFKDQQHODQGUHFHLYHVOLWWOHRUQRVXUIDFHIORZ7KLVW\SHRISRROPD\EHIHGE\D VHHSRUVSULQJWKDWGLVFKDUJHVWRWKHULYHURUFUHHN  &RQQHFWHG6LGH3RRO±$FRQQHFWHGVLGHSRROLVORFDWHGDGMDFHQWWRDQGK\GUDXOLFDOO\ FRQQHFWHGZLWKWKHPDLQULYHURUFUHHN,QULYHUVWKHVHSRROVDUHRIWHQORFDWHGDORQJ FREEOHERXOGHUEDUVRULQERXOGHUVHGJHKDELWDW  6FRXU3RRO±$VFRXUSRROLVDQLVRODWHGSRROIRUPHGDWKLJKHUIORZVDQGLVQRUPDOO\ ILOOHGGXULQJKLJKIORZV6FRXUSRROVDUHRIWHQORFDWHGRQEDUVRULQEHGURFNDUHDV  %DFNZDWHU3RRO±%DFNZDWHUSRROVRFFXUDORQJWKHPDUJLQVRIULYHUVRUFUHHNVDWWKH HGJHRIWKHPDLQIORZDQGDUHXVXDOO\FKDUDFWHUL]HGE\UHYHUVHFXUUHQWV%DFNZDWHU SRROVPD\RFFXUDWULYHURUFUHHNEHQGVDWWKHERWWRPRIPDLQFKDQQHOSRROVEHORZ FKDQQHOREVWUXFWLRQVHWF  6LGH&KDQQHO±$VLGHFKDQQHOLVVPDOOHUWKDQWKHPDLQFKDQQHODQGJHQHUDOO\RQO\ UHFHLYHVDSRUWLRQRIWKHVWUHDPIORZDQGPD\GU\XSDWORZHUIORZV6LGHFKDQQHOVDUH XVXDOO\FORVHWRWKHPDLQFKDQQHOLQZLGHUVHFWLRQVRIWKHULYHURUFUHHN  %RXOGHU6HGJH±%RXOGHUDQGVHGJHKDELWDWRFFXUVLQORZUHOLHIDUHDVDORQJWKHPDUJLQRI WKHULYHURUFUHHN,WLVFKDUDFWHUL]HGE\H[SRVHGDQGVXEPHUJHGERXOGHUVDQGFREEOH ZLWKLQWHUVSHUVHGVHGJHFOXPSVZLWKVORZPRYLQJZDWHUDQGVPDOOSRROV LVRODWHGDQGRU FRQQHFWHG   (GJHZDWHU±(GJHZDWHUKDELWDWJHQHUDOO\RFFXUVLQVKDOORZVORZPRYLQJRUFDOPZDWHU DUHDVDORQJPDUJLQVRIULYHUEDUVRUPDUJLQVRIFUHHNV$SSURSULDWHVXEVWUDWHVFRQVLVW SULPDULO\RIFREEOHDQGERXOGHUVRIWHQZLWKVRPHJUDYHO  3RRO7DLO2XW±3RROWDLORXWVQRUPDOO\RFFXUDWWKHGRZQVWUHDPHQGRIPDLQFKDQQHO SRROVDGMDFHQWWRWKHPDLQRXWIORZ7KHVHDUHDVDUHW\SLFDOO\VKDOORZZLWKVORZPRYLQJ ZDWHU,QULYHUVSRROWDLORXWVW\SLFDOO\KDYHFREEOHDQGRUERXOGHUVXEVWUDWHV  5LIIOH±5LIIOHV ERWKKLJKDQGORZJUDGLHQW QRUPDOO\RFFXULQDUHDVZLWKFREEOHDQG ERXOGHUVXEVWUDWHVDQGDUHXVXDOO\DVVRFLDWHGZLWKFKDQJHVLQVWUHDPJUDGLHQW5LIIOHV PD\RFFXULQVLGHFKDQQHOVDVZHOODVWKHPDLQFKDQQHO  ([SRVHG%DQN±([SRVHGORFDWLRQVDORQJWKHULYHUPDUJLQ HJERXOGHUV EHGURFNVDQGRUPXGEDQNHWF  3URWHFWHG%DQN±3URWHFWHGORFDWLRQVDORQJWKHULYHUPDUJLQ HJXQGHUDQ RYHUKDQJLQJEDQNRUERXOGHUODUJHFUDFNVEHWZHHQERXOGHUVHWF  2WKHU±7KLVFDWHJRU\LQFOXGHVDQ\KDELWDWW\SHWKDWLVQRWGHVFULEHGDERYH3URYLGHD GHVFULSWLRQRIWKHDUHDLQWKH&RPPHQWVSRUWLRQRIWKHGDWDVKHHW 1RWHLIPRUHWKDQRQHPLFURKDELWDWFKDUDFWHUL]HVWKHDUHDZKHUHIURJVDUHREVHUYHG HJULIIOH LQDVLGHFKDQQHO LQGLFDWHERWKPLFURKDELWDWW\SHVXVLQJWKHFRGHVSURYLGHGDERYH )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ Dominant Substrate – 5HFRUGWKHGRPLQDQWVXEVWUDWHW\SHVWKDWDUHEHLQJXWLOL]HGE\IURJVDW WKHWLPHRIWKHREVHUYDWLRQ6L]HFODVVLILFDWLRQVIRUVXEVWUDWHW\SHVIROORZWKHPRGLILHG :HQWZRUWK  VFDOHDQGLQIRUPDWLRQRQZRRG\GHEULVZDVREWDLQHGIURP&')*   Substrate T pe Size Ran e (mm)  6LOW&OD 0XG   6DQG ±   *UDYHO3HEEOH ±   &REEOH ±   %RXOGHU !   %HGURFN ±  6PDOO:RRG 'HEULV GLDPHWHU  /DU H:RRG 'HEULV ! GLDPHWHU  $TXDWLF9H HWDWLRQ ±  0DU LQYH HWDWLRQ ±  2WKHU ± Comments ±(QWHUDQ\FRPPHQWVDERXWWKHIRUHJRLQJGDWD Lower Portion of Data Sheet Fish Present – ,QGLFDWHLIILVKDUHREVHUYHGRURWKHUZLVHNQRZQWRRFFXULQWKHULYHURUFUHHN Type – &LUFOHRUZULWHLQWKHILVKVSHFLHVJURXS V SUHVHQW)ROORZLQJDUHUHSUHVHQWDWLYH FODVVLILFDWLRQV x 6DOPRQLGV±WURXWDQGVDOPRQ x &HQWUDUFKLGV±EDVVDQGVXQILVK x &\SULQLGV±PLQQRZV Herpetofauna & Life Stage –5HFRUGDOODPSKLELDQVRUUHSWLOHVRWKHUWKDQWKHWDUJHWVSHFLHV WKDWZHUHREVHUYHGGXULQJWKH9(6V,QFOXGHWKHDSSUR[LPDWHQXPEHUDQGWKHOLIHVWDJH V  SUHVHQW $±DGXOW-±MXYHQLOHVXEDGXOW7±WDGSROH(±HJJ  Other Species Observed – 5HFRUGRWKHUVSHFLHVREVHUYHGDWWKHVLWHVXEVLWHGXULQJWKH9(6 Comments – $GGLWLRQDOFRPPHQWVZLOOEHQRWHGDWWKHERWWRPRIWKH9(6GDWDVKHHW &RPPHQWVVKRXOGLQFOXGHREVHUYDWLRQVRIFRQGLWLRQVDIIHFWLQJDPSKLELDQVWKDWDUHQRWOLVWHGRQ WKHPDLQGDWDVKHHWVXFKDVURDGFRQVWUXFWLRQPDLQWHQDQFHUHFUHDWLRQDQGRWKHUUHODWHGLVVXHV WKDWDUHQRWDEOHRUDUHUHODWLYHO\XQFRPPRQ$GGLWLRQDOFRPPHQWVPD\LQFOXGHREVHUYDWLRQVRI WKHDYHUDJHVL]HRIHJJPDVVHVRUHYLGHQFHRIIXQJXVRUSUHGDWLRQKHDOWKRIWDGSROHV )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ MXYHQLOHVVXEDGXOWVDQGDGXOWVRUGLUHFWRUVXVSHFWHGSUHGDWLRQRQ)</)V,IH[WUDVSDFHLV UHTXLUHGIRUFRPPHQWVWKHUHYHUVHVLGHRIWKHGDWDVKHHWVKRXOGEHXVHG QA/QC – 5HFRUGWKHLQLWLDOVRIWKHSHUVRQZKRUHYLHZVWKHGDWDVKHHWDQGLQGLFDWHWKHGDWHLW ZDVUHYLHZHG7KHUHYLHZHUVKRXOGQRWEHWKHSHUVRQZKRFRPSOHWHVWKHGDWDVKHHW References &')* &DOLIRUQLD'HSDUWPHQWRI)LVKDQG*DPH &DOLIRUQLDVDOPRQLGVWUHDPKDELWDW UHVWRUDWLRQPDQXDO7KLUG(GLWLRQ6WDWHRI&DOLIRUQLD5HVRXUFHV$JHQF\'HSDUWPHQWRI )LVKDQG*DPH,QODQG)LVKHULHV'LYLVLRQ6DFUDPHQWR&$ 5RVJHQ'$SSOLHGULYHUPRUSKRORJ\:LOGODQG+\GURORJ\3DJRVD6SULQJV&2 6SHDUH5/%HUJHUDQG++LQHV+RZWRUHGXFHWKHULVNVRI\RXWUDQVPLWWLQJDQ LQIHFWLRXVDJHQWEHWZHHQIURJVDQGEHWZHHQVLWHV-DPHV7RZQ8QLYHUVLW\7RZQVYLOOH $XVWUDOLDSS :HQWZRUWK&.$VFDOHRIJUDGHDQGFODVVIRUHODVWLFVHGLPHQWV-RXUQDORI*HRORJ\  )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ Addendum to A Standardized Approach for Habitat Assessments and Visual Encounter Surveys for the Foothill Yellow-legged Frog (Rana boylii) January 2020 During review with agency groups (SWRCB, Forest Service, CDFW, and USFWS) of the Draft Poe Amphibian Monitoring Plan, several items were identified in Seltenrich and Pool 2002 that are now outdated. Updates to these specific items are identified as follows: 2Q'HFHPEHUWKH&DOLIRUQLD)LVKDQG*DPH&RPPLVVLRQYRWHGXQDQLPRXVO\WROLVWWKH JHQHWLFFODGHRIIRRWKLOO\HOORZOHJJHGIURJV )</) LQWKH)HDWKHU5LYHUGUDLQDJHDVWKUHDWHQHG XQGHUWKH&DOLIRUQLD(QGDQJHUHG6SHFLHV$FW7KHFRPPLVVLRQLVVFKHGXOHGWRDGRSWWKHILQGLQJV RI LWV OLVWLQJ GHFLVLRQ DW WKH)HEUXDU\  FRPPLVVLRQ PHHWLQJ 8QWLO OLVWLQJ LV RIILFLDOO\ LPSOHPHQWHG)</)UHPDLQDFDQGLGDWHVSHFLHVZKLFKDUHDIIRUGHGWKHVDPHOHJDOSURWHFWLRQV SURYLGHGWRDQHQGDQJHUHGRUWKUHDWHQHGVSHFLHV )LVK *&RGH† . (JJOD\LQJLVJHQHUDOO\LQLWLDWHGRQWKHGHVFHQGLQJOLPERIWKHVSULQJK\GURJUDSKZKHQWKHZDWHU WHPSHUDWXUHVUHDFKq& 'LJLWDOFDPHUDVDUHXVHGWRWDNHSKRWRV3KRWRVDUHVWRUHGLQFRPSXWHUILOHVDQGSKRWRORJERRNV DUHQRORQJHUFUHDWHG 7KHUHLVDQDEXQGDQFHRIGDWDDQGHYLGHQFHGRFXPHQWLQJWKDW%DWUDFKRFK\WULXPGHQGUREDWLGLV %G LVZLGHVSUHDGWKURXJKRXWWKH6LHUUD1HYDGD%GLVWKHSDWKRJHQWKDWFDXVHVFK\WULGLRP\FRVLV DIXQJDOGLVHDVHWKDWKDVGHYDVWDWHGQXPHURXVDPSKLELDQSRSXODWLRQVDOORYHUWKHZRUOG)RRWKLOO \HOORZOHJJHGIURJLQWKH1RUWK)RUNRIWKH)HDWKHU5LYHUKDYHWHVWHGSRVLWLYHIRU%GLQVDPSOHV DQDO\]HGLQ7RDGGUHVVWKLVLVVXHZHSUHVHQWWKHIROORZLQJ Decontamination Protocol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ƒ&XOWUDIUHH]HU LVQRWDQRSWLRQWKHVSHFLPHQVKRXOGEHVWRUHGLQHWKDQRO )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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±  :DWWHUV-/67&XPPLQJV5/)ODQDJDQDQG&'6LOHU5HYLHZRIPRUSKRPHWULF PHDVXUHPHQWVXVHGLQDQXUDQVSHFLHVGHVFULSWLRQVDQGUHFRPPHQGDWLRQVIRUDVWDQGDUGL]HG DSSURDFK=RRWD[D± )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Attachment 5 Habitat Assessment and Visual Encounter Survey Data Sheets – Updated from the Original Seltenrich and Pool 2002 Data Sheets Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\S \ )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $W W D F K P H Q W   3D J H      3R H  + \ G U R H O H F W U L F  3 U R M H F W  ) ( 5 &  3 U R M H F W  1 R       ‹   5 3 D F L I L F  * D V  D Q G ( O H F W U L F  & R P S D Q \ )H E U X D U \      5H Y L V H G  Ma y 2 0 2 5 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $W W D F K P H Q W   3D J H      3R H  + \ G U R H O H F W U L F  3 U R M H F W  ) ( 5 &  3 U R M H F W  1 R       ‹   5 3 D F L I L F  * D V  D Q G ( O H F W U L F  & R P S D Q \ )H E U X D U \      5H Y L V H G  Ma y 2 0 2 5 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $W W D F K P H Q W   3D J H      3R H  + \ G U R H O H F W U L F  3 U R M H F W  ) ( 5 &  3 U R M H F W  1 R       ‹   5 3 D F L I L F  * D V  D Q G ( O H F W U L F  & R P S D Q \S \ )H E U X D U \      5H Y L V H G  Ma y 2 0 2 5 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Attachment 6 Rationale for Plan Variations from License Conditions Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹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gg Mass Survey Interval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x )</)VXUYH\VLWHV x PXOWLGD\UDPSLQJ VWHSGRZQ HYHQWV x 8SWRGD\VRIDGGLWLRQDOVXUYH\VDWHDFKVLWHGLVWULEXWHGWKURXJKRXWWKHHYHQW 6SHFLILFDOO\3* (EHOLHYHVWKLVGD\VXUYH\LQWHUYDOZLOODOORZIRUWKHGHWHFWLRQRIHJJPDVVHV RQWKHVXEVHTXHQWVXUYH\FRQGXFWHGGD\VODWHUHYHQLIWKH\ZHUHODLGLPPHGLDWHO\DIWHUWKH SUHYLRXVVXUYH\)RUH[DPSOHLQWKHWDEOHEHORZ VWDJHGHYHORSPHQWRIHJJPDVVHVRYHUWLPHDV GHULYHGIURP=ZHLIHO>@DQGXVHGWREDFNGDWHHJJPDVVHVVHH6HFWLRQ DQHJJPDVV ODLGRQWKHGD\DIWHUDVXUYH\ LH*RVQHUVWDJH ZLOOVWLOOEHGHYHORSLQJDQGQHDUKDWFKLQJRQ GD\QLQH *RVQHUVWDJH WHQGD\VDIWHUWKHVXUYH\7KLVZDVIUHTXHQWO\FRQILUPHGGXULQJ SUHYLRXVVXUYH\VLQWKH3RHDQG&UHVWDUHDFKHVIURPHJJPDVVHVODLGRQWKHGD\RIWKHVXUYH\DQG VWLOOLQSODFHWHQGD\VODWHU GOSNER STAGE                       BACKDATE # of DAYS                       Example Day (0/DLGGD\ DIWHUVXUYH GD\ROG G G G G G G G G G G Egg Mass Survey Site Selection. )ROORZLQJLPSOHPHQWDWLRQRIWKHQHZVWUHDPIORZVOLFHQVH FRQGLWLRQVUHTXLUH3* (WRPRQLWRUHJJOD\LQJ HJJPDVVHV RQRIWKH1))53RH5HDFK IRUWKHILUVWILYH\HDUVDQGRQRIVXLWDEOHKDELWDWIRUWKHUHPDLQGHURIWKHOLFHQVH7R GHWHUPLQHVXLWDEOHKDELWDW3* (PXVWFRQGXFWDQDVVHVVPHQWRISRWHQWLDO)</)HJJOD\LQJDQG )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ WDGSROHUHDULQJKDELWDWVLQWKH5HDFK7KHUHTXLUHGFRPSOHWLRQWLPHIRU LGHQWLILFDWLRQRIVXLWDEOH HJJOD\LQJ DQG UHDULQJ KDELWDW²DUHDV WKDW PHHW )</) HJJOD\LQJSUHIHUHQFHV²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³)RFXVRI5HDFKZLGH6XUYH\V´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ocus of Reach-wide Surveys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emperature Trigger for Initiating Breeding Survey.8QGHUWKHQHZOLFHQVHFRQGLWLRQV3* ( LVUHTXLUHGWRFRPPHQFHPRQLWRULQJRQFHWKHWHPSHUDWXUHRIWKH1RUWK)RUN)HDWKHU5LYHUDW*DJH H[FHHGVƒ&PHDQGDLO\ZDWHUWHPSHUDWXUHRQWZRVXFFHVVLYHGD\VRU$SULORIHDFK\HDU ZKLFKHYHURFFXUVILUVW3* (SURSRVHVWRLQLWLDWHEUHHGLQJVXUYH\VRQ$SULORIHDFK\HDU2QFH DWHPSHUDWXUHJDJHLVLQVWDOOHGWHPSHUDWXUHGDWDIURP1)DQGWKHGDWHRIILUVWHJJPDVVODLGZLOO EH DQDO\]HG WR YDOLGDWH FRQWLQXHG XVH RI WKH $SULO  VWDUW GDWH  ,I WKH DQDO\VLV VKRZV WKDW WHPSHUDWXUHVH[FHHGƒ&IRUWZRFRQVHFXWLYHGD\VSULRUWR$SULOLQDQ\JLYHQ\HDUWKHGDWH ZLOOEHXVHGWRPRGLI\WKHVWDUWGDWHRIIXWXUHEUHHGLQJVXUYH\V 3* ( DFNQRZOHGJHV WKH ORJLVWLFDO GLIILFXOW\ RI FRPPHQFLQJ EUHHGLQJ VXUYH\V EDVHG RQ LQVWDQWDQHRXVUHDGLQJVIURP1)DVFUHZVFDQQRWGHSOR\RYHUQLJKW$WHQWDWLYHPRQLWRULQJ )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 $WWDFKPHQW3DJH 3RH+\GURHOHFWULF3URMHFW)(5&3URMHFW1R ‹53DFLILF*DVDQG(OHFWULF&RPSDQ\ VFKHGXOHLVSUHSDUHGLQDGYDQFHRIHDFKVHDVRQWKDWWDNHVLQWRFRQVLGHUDWLRQSDVWWHPSHUDWXUH DQDO\VLV7HPSHUDWXUHGDWDDQDO\]HGWRGDWHVKRZVWKDWWHPSHUDWXUHVGRQRWH[FHHGƒ&SULRUWR $SULO LQWKH3RH5HDFK3* (XQGHUVWDQGVWKDWWKLVFRXOGFKDQJHLQWKHIXWXUHDQGDJUHHVWKDW WUDFNLQJWHPSHUDWXUHGDWDLVLPSRUWDQW7RDFFRPPRGDWHWKHGHVLUHWRXVHDWHPSHUDWXUHWULJJHU HQGRIVHDVRQGDWDDQDO\VLVFDQEHXVHGWRGHWHUPLQHLIIXWXUHVXUYH\VVKRXOGEHJLQSULRUWR$SULO  $QQXDOUHSRUWVZLOOLQFOXGHWKLVDQDO\VLV )HEUXDU\5HYLVHGMay 2025 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 ENCLOSURE 7 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Public PACIFIC GAS AND ELECTRIC COMPANY Poe Hydroelectric Project FERC Project No. 2107 POE BYPASS REACH FISH AND BENTHIC MACROINVERTEBRATE MONITORING PLAN Prepared by: Pacific Gas & Electric Company 3401 Crow Canyon Road San Ramon, CA 94583 Revised April 2025 Original Document November 2019 © 2025 Pacific Gas and Electric Company Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Table of Contents Revised April 2025 Poe Hydroelectric Project, FERC Project No. 2107 ©2025, Pacific Gas and Electric Company Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Public POE FERC PROJECT NO. 2107 POE BYPASS REACH FISH AND BENTHIC MACROINVERTEBRATE MONITORING PLAN Table of Contents POE BYPASS REACH FISH AND BENTHIC MACROINVERTEBRATE MONITORING PLAN .......................................................................................................................................................... 2 LIST OF ATTACHMENTS ..................................................................................................................... 3 SECTION 1.0 ............................................................................................................................................. 1 Introduction ................................................................................................................................................. 1 SECTION 2.0 ............................................................................................................................................. 3 Goals and Objectives ................................................................................................................................... 3 2.1 Fish Population Monitoring ............................................................................................. 3 2.2 BMI Community Monitoring ........................................................................................... 3 SECTION 3.0 ............................................................................................................................................. 4 Study Area .................................................................................................................................................... 4 3.1 Fish Population Monitoring Sites ..................................................................................... 4 3.2 BMI Monitoring Sites ....................................................................................................... 7 SECTION 4.0 ........................................................................................................................................... 10 Methods ...................................................................................................................................................... 10 4.1 Fish Population Monitoring ........................................................................................... 12 4.2 Benthic Macroinvertebrate Monitoring ........................................................................ 17 SECTION 5.0 ........................................................................................................................................... 20 Reporting and Plan Revisions ................................................................................................................... 20 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Table of Contents Revised April 2025 Poe Hydroelectric Project, FERC Project No. 2107 ©2025, Pacific Gas and Electric Company Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Public 5.1 Reporting ......................................................................................................................... 20 5.2 Plan Revisions .................................................................................................................. 20 SECTION 6.0 ........................................................................................................................................... 21 References ................................................................................................................................................... 21 Attachment 1 .............................................................................................................................................. 24 Attachment 2 ................................................................................................................................................ 3 Attachment 3 ................................................................................................................................................ 6 LIST OF TABLES Table 3-1. General Global Positioning System coordinates of Poe Bypass Reach fish population monitoring sites and descriptions ........................................................5 Table 3-2. General Global Positioning System coordinates of Poe Bypass Reach BMI community monitoring sites, descriptions, and reach type ...................................7 LIST OF ATTACHMENTS Attachment 1. FERC Article 401 – Commission Approval, Reporting, Notification, and Filing of Amendments Attachment 2. FERC Appendix B – SWRCB Water Quality Certification Condition 9 – Poe Bypass Reach Biological Monitoring Attachment 3. FERC Appendix B – Forest Service 4(e) Condition No 25. Poe Reach Biological Monitoring Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 1 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public SECTION 1.0 Introduction On December 17, 2018, the Federal Energy Regulatory Commission (FERC) issued a new license for Pacific Gas and Electric Company’s (PG&E or Licensee) Poe Project, FERC Number (No.) 2107 (Project). The new license incorporates State of California State Water Resources Control Board (SWRCB) 401 Water Quality Certification (WQC) Conditions into the license articles in Appendix A (SWRCB 2017) and United States Department of Agriculture Forest Service (Forest Service) 4(e) Conditions (Forest Service 2018) in Appendix B. This document, Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan (Plan), presents the plan to comply with fish population and benthic macroinvertebrate monitoring required by SWRCB WQC Condition 9 and Forest Service 4(e) Condition No. 25 which were also incorporated into FERC License Article 401 (FERC 2018). The relevant FERC Article 401 requirements applicable to this plan are included in Attachment 1. Similarly, SWRCB Condition 9 and Forest Service 4(e) Condition No. 25 are included in Attachments 2 and 3, respectively. The attachments omit language in conditions pertaining specifically to amphibian monitoring, since a separate plan addresses this requirement. The Plan was developed in consultation with the California Department of Fish and Wildlife (CDFW), the United States Fish and Wildlife Service (USFWS), the Forest Service, and the SWRCB staff (hereafter “Agencies”). This Plan is intended to meet the requirements of SWRCB WQC Condition 9 and Forest Service 4(e) Condition No. 25. In Section 4.0 - Methods, and Section 5.2 - Reporting Schedule, there are provisions for consultation and changes to the monitoring locations, methods and schedule. Any future modifications to the final plan must be approved by the SWRCB Deputy Director, the Plumas National Forest, Forest Supervisor, and FERC before implementation. The Poe Project is located in the North Fork Feather River Basin, which contains extensive forested lands and is sparsely populated. The “Poe Reach” or “Poe Bypass Reach” is the section of the North Fork Feather River (NFFR) from Poe Dam downstream to Poe Powerhouse (Figure 1-1). Waters of the Poe Project include the Poe Reservoir, a 7.62-mile-long bypassed reach, and the Big Bend Reservoir, which serves as the after bay for the project. The Poe powerhouse and Big Bend Reservoir are located just upstream of Lake Oroville, the primary storage reservoir for the Feather River Project No. 2100. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 2 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Figure 1-1. Map the Poe Hydroelectric Project, FERC Project No. 2107. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 3 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public SECTION 2.0 Goals and Objectives 2.1 Fish Population Monitoring The goal of the Poe Bypass Reach fish population monitoring is to collect fish population information from the three sections of the NFFR Poe Bypass Reach under the new license-required instream flows with the objective to provide information on the fisheries population response to the new license required minimum instream flows. Specific objectives are as follows: 1. Determine trends in composition, size/age distribution, relative abundance, and biomass for all species and Condition Factor (K) for trout, a target fisheries species. 2. Compare data collected during sampling blocks to document status of the fish community, including any identified response to the change in Project operations or enhancement. 2.2 BMI Community Monitoring The goal of the Poe Bypass Reach BMI community monitoring is to collect BMI community information from the three sections of the NFFR under the new license-required instream flows with the objective to characterize the BMI community response to the new license required minimum instream flows. Specific objectives are as follows: 1. Evaluate BMI community indices using California Stream Condition Index (CSCI) (CDFW and Southern California Coastal Water Research Project 2015), as specified in the SWRCB 401 WQC Condition 9. 2. Document trends in the macroinvertebrate community structure metrics within reaches, between reaches, and in comparisons between sampling blocks. 3. Compare data collected during sampling blocks to document status of the BMI community as described in the SWRCB 401 WQC Condition 9, including any identified response to the change in project operations or enhancement. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 4 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public SECTION 3.0 Study Area The study area for the fish population and BMI community monitoring includes the North Fork Feather River (NFFR) from Poe Dam downstream to Poe Powerhouse (Poe Bypass Reach). Monitoring sites were chosen to include a variety of habitats (riffle, run, glide, pool, cascades, etc.) located in upper, middle, and lower sections of the Poe Bypass Reach. The Poe Bypass Reach of the NFFR is 7.62 river miles (RM) and extends from Poe Dam to Poe Powerhouse. From Poe Dam downstream, the upper section begins off as a wide, low-gradient channel to a point immediately downstream from the mouth of Flea Valley Creek, covering an approximate distance of 1.01 RM (5,350 feet). At this location, the river enters a narrower, steeper canyon section dominated by bedrock canyon walls and large boulders; this middle section continues for an estimated 2.53 miles RM (13,360 feet) to Bardee’s Bar. The lower section of river, from Bardee’s Bar to Poe Powerhouse, opens to a wider, low-gradient channel with long pools, runs, and pocket-water habitats separated by short sections of riffles and/or cascades; this lower section, is approximately 4.08 RM (21,560 feet). All three sections of the reach are dominated by large pools, which tend to be shorter and deeper in the narrower, middle canyon section, and longer and wider in the upper and lower sections. 3.1 Fish Population Monitoring Sites Electrofishing and snorkel survey sites will consist of 3 sites (Table 3-1; Figure 3-1); the sites are made up of shallow riffle-run complexes that could be electrofished to detect smaller individuals of the populations and run/glide complexes that can be snorkeled to detect larger individuals of the populations. The Flea Valley Creek site (Site FV-F) is the upstream-most monitoring location; it is approximately 0.85 miles below the dam. The Flea Valley Creek Site begins as pool habitat (at mouth of Mill Creek) and transitions into a glide/run and then into a riffle complex. The Bardee’s Bar fish population monitoring site (Site BB-F) is the middle site; it is comprised of a cascade/riffle/run/glide complex. The downstream-most site, closest to the Poe Powerhouse, is Poe Beach (Site PB-F); this site is comprised of riffle/run habitat that transitions into a glide/pool habitat. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 5 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Table 3-1. General Global Positioning System coordinates of Poe Bypass Reach fish population monitoring sites and descriptions. Site ID Site Description Location a FV-F Flea Valley Creek 10S 633099 4406963 BB-F Bardee’s Bar 10S 0632281 4403580 PB-F Poe Beach 10S 0631333 4399175 a Actual upstream and downstream gps locations will be identified and recorded during first monitoring event for all subsequent monitoring Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 6 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Figure 3-1. General map locations of fish population monitoring sites. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 7 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public 3.2 BMI Monitoring Sites There is a total of six BMI monitoring sites; three sites in the regulated Poe Bypass Reach and three reference sites in unregulated reaches (Table 3-2; Figure 3-2 and Figure 3-3). The unregulated reaches include: The East Branch of the North Fork Feather River (site EB-B), Yellow Creek which is a tributary to the North Fork Feather River (site YC-B), and Millsap Bar located on the Middle Fork Feather River (site MB-B). The MB-B and EB-B sites have also functioned as references to BMI monitoring on the Rock Creek-Cresta Project (PG&E 2002). YC-B was chosen because it is an available reach in the watershed not regulated by the Project. The Poe Bypass Reach monitoring sites include: Flea Valley Creek (Site FV-B; upstream-most project site), Bardee’s Bar (Site BB-B; middle site), and Poe Beach (Site PB-B; downstream-most site). Table 3-2. General Global Positioning System coordinates of Poe Bypass Reach BMI community monitoring sites, descriptions, and reach type. Site ID Site Description Reach Type Approximate Upstream Location a (UTM NAD 83) FV-B Flea Valley Creek Regulated 10S 0633100 4406923 BB-B Bardee’s Bar Regulated 10S 0632281 4403580 PB-B Poe Beach Regulated 10S 0631333 4399175 YC-B Yellow Creek Unregulated 10T 0649714 4431208 EB-B East Branch of North Fork Feather River Unregulated 10 S 0664699 4431124 MB-B Millsap Bar on Middle Fork Feather River Unregulated 10 S 0648328 4396628 a Actual upstream and downstream will be identified and recorded during first monitoring event for all subsequent monitoring. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 8 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Figure 3-2. General locations of BMI population monitoring sites in the Poe Bypass Reach. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 9 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Figure 3-3. General locations of BMI population monitoring sites in unregulated reaches. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 10 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public SECTION 4.0 Methods The monitoring and reporting schedule in this Plan establish different block lengths from that presented in the SWRCB WQC Condition 9 and the Forest Service 4(e) Condition 25 but meets the requirements of timing and frequency of monitoring identified in the conditions. The Block Periods and Monitoring Years are defined in Table 4-1. The monitoring locations, methods and schedule will be reviewed and agreed-upon at the end of each Block period. Any proposed changes must be approved by the Deputy Director, the Plumas National Forest, Forest Supervisor, and FERC before implementation. Fish population and BMI monitoring will occur in license years 3, 4, 5, and 6 of Block 1; in license years 7, 8, 10 of Block 2; and in license years 16, 18, 20 of Block 3 (Table 4-1). Per SWRCB 401 WQC Condition 9, unless otherwise approved by the SWRCB and Forest Service, monitoring will continue every 5 years for the remainder of the license term and any license extensions. This is illustrated in Blocks 4 and 5 of Table 4-1. Monitoring will occur in the late summer and early fall months, to avoid impacts to sensitive life stages of the foothill yellow-legged frog (FYLF), and effects of elevated summer temperatures. To facilitate instream sampling, and provide for personnel safety, streamflow may need to be reduced. PG&E may reduce streamflows defined in, and in accordance with any other requirements of, SWRCB WQC Condition 1, Forest Service 4(e) Condition No. 23, and FERC License Article 401(c) to implement this monitoring Plan under the following conditions: 1. Monitoring will occur between September 15 to October 31, with a goal to complete monitoring by the end of September whenever possible for higher efficiency of fish capture and to make caparison of fish sizes across years; 2. Monitoring streamflows will be no less than 55 cfs; 3. Reduced streamflow shall not exceed 10 consecutive days; 4. Up and down ramping rates during this period will be limited to no more than 100 cfs per hour; and 5. Reduced streamflow may only be commenced if no whitewater boating flow releases have occurred for seven consecutive days. Each year that monitoring occurs, PG&E shall provide the agencies with the specific proposed schedule at least 45 days prior to monitoring. Agencies will have 15 days to comment on the schedule, and if any agency proposes an alternative schedule, PG&E will convene a conference call with all agencies to develop a revised schedule. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 11 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public If the State of California declares a drought in Butte County or if consecutive Critically Dry water years are experienced, PG&E will consult with the CDFW, Forest Service and the SWRCB staff to determine if deferral of monitoring is necessary. In the event monitoring is deferred, the schedule will be adjusted and documented in the annual report. The block date periods will not be changed. The new schedule will be approved by the Forest Service, the SWRCB staff and the SWRCB Deputy Director during review and approval of the annual report. As provided in Forest Service 4(e) Condition No. 23 and SWRCB WQC Condition 2, a Critically Dry water year is based on the Department of Water Resources annual forecast of unimpaired runoff of the Feather River at Lake Oroville reported in the May Bulletin 120 (i.e., less than 2,505 TAF inflow to Lake Oroville). SWRCB 401 WQC Condition 9 also requires the Licensee to provide a description of possible circumstances that may affect monitoring and if those circumstances are caused by Project operations. There are many unpredictable circumstances beyond PG&E’s control that may affect the ability to monitor (e.g., extreme weather events, natural geomorphic processes, wildfires, chemical spills, non-project anthropomorphic factors, etc.). Of those circumstances that may be caused by Project operations, the most common include: inability to decrease flows for surveys, and construction on critical infrastructure, which may delay the ability to conduct the surveys. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 12 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Table 4-1. Poe Bypass Reach Fish Population and BMI Monitoring Schedule. Block ID Block Period (License Years) Monitoring Years (License Years) Block 1 1- b a b c c d d a Schedule was modified during December 2020 revision to add year since monitoring in year 2 was cancelled due to the North Complex Fire of September 2020. b Monitoring in Year 6 (2024) was an additional year of monitoring required by FERC to detect any population responses after a 2023 flow variance request. c Year 7 monitoring (2025) was added to the monitoring schedule to avoid shifting monitoring blocks. d Unless otherwise approved by the Deputy Director, the Licensee shall implement biological monitoring at least every five years following the final monitoring completed in Block 3 (i.e., commencing in Year 20) for the remainder of the license and any extensions. 4.1 Fish Population Monitoring Fish population monitoring will be conducted using methods similar to those currently used in the Rock Creek-Cresta Project (PG&E 2018). Where appropriate, modifications to the methodology are based on efficiencies gained from sampling in the Rock Creek-Cresta Project and limited safe access to the Poe Bypass Reach. Specifically, fish population surveys will employ electrofishing and direct observation methodologies. 4.1.1 Survey Methods During both electrofishing and direct observation monitoring the biologists will monitor real-time water temperatures. If monitoring illustrates significant increases in water temperature trending to or above 23°C, PG&E will return flows to the pre-variance levels, and postpone monitoring until water temperatures can be maintained below 23°C. Likewise, if there were any signs of fish mortality, stranding, or obvious distress, PG&E will return flows to the pre-variance levels and postpone monitoring until water temperatures can be maintained below 23 °C. 4.1.1.1 Electrofishing In the North Fork Feather River, including surveys in the Rock Creek and Cresta reaches of the Rock Creek-Cresta Project, electrofishing is unsafe and inefficient at even the lowest license Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 13 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public prescribed baseflows (≥180 cfs in October in a Critically Dry water year for the Poe Project); therefore, as is performed prior to sampling in the Rock Creek-Cresta Project reaches, PG&E will reduce flows to approximately 55 cfs (PGE 2018) 24 hours prior to the sampling event. The 24- hour period will allow fish to resume their normal behavior and re-occupy their normal/preferred habitats before sampling begins. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 14 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public When the stream channel is safe to enter, crewmembers will place mesh block nets across the width of the wetted stream channel at the upper and lower boundaries of the monitoring site. Block nets with 0.50-inch mesh will be used to prevent movement of fish in and out of the sample area to facilitate an accurate assessment of the sample population. All electrofishing sites will be approximately 100 to 150 meters long, where safety constraints allow, and terminate at natural habitat unit breaks at both the upstream and downstream ends. Pool habitats too deep to backpack electrofishers will be surveyed by direct observation. Backpack electrofishing generally will be conducted following procedures identified by Reynolds (1996). Crew size, including number of backpack electrofishers, for each site will depend on the wetted width of the stream channel, and habitat complexity. To maximize capture efficiency, the electrofishers and their netters will move upstream through the monitoring site at consistent pace abreast of one another and parallel to the thalweg. A three-pass sampling effort will be used, whereby stunned fish will be captured and temporarily removed from the sampling site during each pass to capture as much of the population as possible. During each pass, the crew will retain the same positions across the channel and the electrofishers will attempt to repeat the same pace and level of effort. Fish from each pass will be held in separate live wells outside the monitoring site (either upstream or downstream of the sampled site), until all passes are completed. Each electrofisher crew will make a conscious effort to monitor fish recovery in the holding containers. If specimens are slow to recover, the electrofisher will adjust either the current, the structure of the current used, or the time/duration that current is applied to minimize adverse impacts on fish. Fish will be identified to species, enumerated by pass, and measured. All weights will be recorded to the nearest 0.1 gram (g) and fork length (FL) will be recorded in millimeters (mm). All trout species will be measured and weighed to allow for condition factor computations. To minimize stress to captured fish, a subsample by pass will limit handling of fishes. For each pass, the first 50 young-of-year (YOY) fishes, including hardhead (Mylopharodon conocephalus) (typically ≤ 80 mm FL YOY), a Forest Service Sensitive Species (Forest Service 2018) and CDFW Species of Special Concern (CDFW and University of California Davis 2015), will be individually measured and weighed; the remaining YOY fishes will be enumerated by pass. Age 1+ fish and older will be each individually measured and weighed. Upon completion of processing, all fish will be released back into the sampled site. All data will be recorded on standardized data forms. 4.1.1.2 Direct Observation Surveys Snorkel surveys will be conducted at select pool habitats adjacent to electrofishing sites that cannot be sampled by electrofishing due to depth and flow. Snorkeling techniques will generally follow (Thurow 1994; Thurow et al. 2012). Snorkel surveys will allow for detection of different species or age classes of species that utilize deeper habitats. To maximize sampling efficiency and safety, snorkel surveys will be performed while flows are maintained at 55 cfs. Snorkelers will enter the stream either upstream or downstream of the monitoring site. Snorkelers will briefly rest to acclimate and to allow fish in the area to resume normal behavior. Snorkeling Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 15 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public will typically be conducted in an upstream direction; however, in habitats where stream velocities constrain upstream movement, snorkelers may float downstream. Snorkel crews will consist of a minimum of three (3) snorkelers depending on stream width and water clarity. Snorkelers will align across the channel and stratify the study site into fixed snorkel lanes to avoid duplicating fish counts. Snorkelers will then proceed through the site in designated lanes at a slow and uniform pace. Fish will be identified to species, counted, and categorized into pre-defined length-classes of 5 inches (0-5 in., 5-10 in., 10-15 in., 15-20 in., 20-25and so on). For large schools of fish, the total number of fish in the school and the range of lengths for each school will be recorded. (Schools of fish encountered during snorkeling are often composed of the same species and age class.) Up to two (2) replicate snorkel passes (three passes, total) may be performed at each station using the same snorkel team to assess count efficiency. Replicate surveys should be conducted no sooner than one (1) hour after the initial survey to allow the fish to redistribute themselves and resume normal behavior. Snorkelers may use underwater tablets or call out to an on-shore recorder to assist in recording data. Fish lengths and length ranges will be transferred to a standardized data form following the sample effort at each station. Measurements of water temperature and water clarity (e.g., secchi disc) will be collected following each effort. A multiple pass technique will be employed where each site will be snorkeled using three consecutive passes to allow for estimates of variability. To maintain consistency, the same number of snorkelers will be used at each station across sampling efforts. 4.1.1.3 Physical Habitat Data At each fish population monitoring site (electrofishing and direct observation), several physical measurements and estimates will be made in the wetted stream channel to define habitat conditions. Ten (10) stream widths, equally spaced through the station, will be measured to the nearest tenth of a foot. Along each width measurement transect, three depths (at the quarter, half, and three-quarter points of the stream width) will be measured to the nearest tenth of a foot. Streamflow will be measured at each monitoring site. The following physical characteristics will be visually estimated at each monitoring site: 1) type (e.g., undercut bank, surface turbulence, riparian vegetation, etc.) and percentage of cover suitable for fish; 2) type (i.e., deciduous or evergreen) and percentage of canopy cover; and 3) substrate composition as percent of fines, sand, gravel, cobble, boulder, and bedrock; 4) percent composition of habitats (i.e., riffle, run, and/or pool). During the initial visit to each monitoring site, site identification data will be collected. If possible, GPS readings will be taken to document site location. A benchmark will also be established at each station and will consist of a description of a notable physical feature (e.g., railroad mileage marker, road crossing, gauging station, etc.). The distance and location of the station in relation to the benchmark will be recorded for future reference. Photo-documentation will also be completed after each effort and will include photos of each monitoring station from the bottom looking upstream and from the top looking downstream. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 16 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public In-situ water quality measurements will be collected using a handheld YSI-85 or similar instrument and will include dissolved oxygen, conductivity, and water temperature. 4.1.2 Analysis Data will be used to determine fish composition, relative abundance, fish species length-frequency distribution, and biomass and condition factors for trout and native species. Data collected during fish population monitoring will be entered into a Microsoft Excel® spreadsheet and quality checked against the raw data sheets. Data will be analyzed for species composition, length- frequency distribution, relative abundance, and condition (based on data collected during electrofishing). Results from subsequent monitoring will be compared to the preceding monitoring to distinguish any trends in the fish populations. Fish data will be compared to benthic macroinvertebrate (BMI) data collected as discussed in Section 4.2 Benthic Macroinvertebrate Monitoring. 4.1.2.1 Electrofishing Electrofishing data will be analyzed using the software package MicroFish 3.0 (or later version) which is based upon the removal-depletion model (Van Deventer and Platts 1989). Maximum likelihood population estimates, capture probabilities (the proportion of fish captured on a given electrofishing pass), lengths, weights, and biomass will be produced for each monitoring site based on fish capture data. Biomass of trout will be calculated based on total weight measured for each species. Fish population analyses will include species composition, relative abundance, inter- and intra- species population structure based on relative densities, and age-class structure based on length- frequency distributions. Rainbow trout standing stock estimates will be reported as: 1) numbers and weight of fish by species per 100 m of stream; 2) numbers of fish by species per mile; 3) pounds of fish by species per acre of stream surface; and 4) kilograms of fish by species per hectare. Species age-class distribution will be analyzed using length frequency histograms developed from fish captured. Breaks or modalities within the histograms will be evaluated for determination of approximate age class structure. Condition factor will be assessed with data collected at electrofishing sites; the weight-to-length relationship of individual species will be assessed as a method of identifying the nutritional state or health of the fish related to size and growth. Fulton’s condition factor (k) (Neuman et al 2012), a measure of this nutritional state, will be calculated using the following formula: Individual condition factors (k) = Wet Weight (grams) x 105 [Total Length (mm)]3 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 17 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public The Condition Factor K allows the compare the condition of individuals. The condition is dependent on the time of sampling, and species. Mean trout condition will be calculated from individual condition values for each trout species. 4.1.2.2 Direct Observation For snorkeling sites, population estimates will be the total number of fish recorded for each species, recognizing that these values may be under-estimates. This will be particularly true for large pool habitats. Any biomass estimates generated from snorkeling data will be based on length-weight relationships developed for fish collected at the respective electrofishing site, or from multiple sites if sufficient data is unavailable. 4.2 Benthic Macroinvertebrate Monitoring As previously discussed in section 4.1, in-water work in the North Fork Feather River is unsafe and inefficient at even the lowest license prescribed baseflows (≥180 cfs in October in a Critically Dry water year for the Poe Project); therefore, as is performed prior to sampling in the Rock Creek- Cresta Project reaches, PG&E will reduce flows to approximately 55 cfs (PGE 2018) 24 hours prior to the sampling event. The BMI data collection (including physical habitat) will be consistent with the Surface Water Ambient Monitoring Program protocol (SWAMP; Ode et al 2016 or current) to the extent practicable. Variations from the SWAMP protocol will be consistent with those applied during BMI monitoring performed for the Rock Creek-Cresta Project; variations are identified in (see section 4.2.1 Survey Methods). Based on SWAMP (Ode et al 2016), four (4) survey tasks, comprised of a number of activities (or “modules”), make up the bioassessment protocol. The survey tasks consist of 1) Reach Delineation and Water Quality, 2) Biotic Assemblage and Physical Habitat Sampling at Cross- sectional Transects, 3) Discharge Transect, and 4) Reach-scale Measurements. Standard SWAMP Stream Habitat Characterization Form datasheets are included in Appendix A. To minimize the possibility of disturbance to the area, BMI monitoring sites will not overlap the same length of stream channel as the fish population monitoring. If overlap is unavoidable, BMI samples will be collected the day prior to fish population monitoring. 4.2.1 Survey Methods 4.2.1.1 Reach Delineation and Water Quality Per SWAMP protocol, sampled reach lengths (i.e., BMI monitoring site) should be 150 m if the wetted width is less than or equal to 10 m, and 250 m if the wetted width is greater than 10 m; however due to limited availability of reaches of 250 m that do not include deep, un-wadeable channels, BMI monitoring sites will be limited to 150 m, consistent with the protocol implemented for the Rock Creek-Cresta Project BMI monitoring . Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 18 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Prior to BMI sampling, each 150-m monitoring site will be divided into 11 equal spaced cross- sectional transects (15 m apart) and GPS coordinates are recorded at the upper and lower boundaries. The following water quality parameters will then be recorded per SWAMP protocol: • Turbidity (NTU) • Water temperature (°C) • Specific conductivity (μS/cm) • Salinity (ppt) • Alkalinity (mg/L) • pH • Dissolved oxygen (mg/L and % saturation) 4.2.1.2 Biotic Assemblage and Physical Habitat Sampling at Cross-sectional Transects BMI sampling will employ Reach Wide Benthos (RWB) following the SWAMP protocol. RWB samples will be comprised of eleven one-ft2 kick samples collected at each of the 11 transects. All samples will be elutriated and cleaned in the field, placed in jars, labeled, and preserved. Collection of macroinvertebrate samples will occur before physical habitat measurements are recorded at each site to avoid excessive disturbance to the stream channel substrates. Physical habitat measurements as included by SWAMP will include, but not limited to: • Depth and pebble count • Cobble embeddedness • Percent algal cover • Bankfull dimensions • Wetted width • Bank stability • Human influence • Riparian vegetation • Instream habitat complexity • Stream shading • Flow habitat delineation • Slope • Sinuosity • Transect substrates 4.2.1.3 Reach-scale Measurements Finally, as specified in the SWAMP, qualitative reach measures will be assessed for each site using the EPA’s Rapid Bioassessment Protocols (Barbour et al. 1999). Ten habitat variables, including available cover, embeddedness, channel flow status, and riparian and bank conditions will be ranked on a scale of 0 to 20, for a total possible score of 200. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 19 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Each site will be photo-documented. At minimum, photos will be taken at transects A and F looking upstream, and at transects F and K looking downstream; an overview photo (from a vantage point capturing the full site), if feasible, will also be taken. 4.2.2 Analysis 4.2.2.1 Laboratory Methodology All benthic samples will be processed following the SWAMP protocol (or current protocol) using a taxonomist approved by CDFW for EPA Evaluations. All specimens will be identified to Level II standard taxonomic effort (STE) as defined by the Southwest Association of Freshwater Invertebrate Taxonomists (SAFIT), which generally corresponds to the genus-species level for most insects, and slightly less rigorous effort (e.g., class, family, or tribe/subfamily) for certain other taxa groups (Level II STE for California taxa is defined in SAFIT [2006]). The CDFW’s Aquatic Bioassessment Laboratory (ABL) will be contracted to perform an external quality assurance/quality control (QA/QC) check for accuracy of enumeration and taxonomic identification. 4.2.2.2 Metrics The first block of monitoring will include EPT index similar to relicensing BMI studies. The California Stream Condition Index (CSCI) will be calculated for all sampling events in all blocks (unless another index becomes available). The CSCI combines the best of multi-metric techniques with the best of predictive multi-variate techniques (such as observed vs. expected [O/E] models which assess taxonomic completeness). The CSCI was developed with a much larger, more representative dataset than other indices (which makes it applicable statewide) covering a broader range of environmental variability among natural stream types. Additionally, the CSCI sets biological benchmarks for a given site based on that site’s specific geographic and environmental settings (further details regarding CSCI development and interpretation can be found in SWAMP’s CSCI technical memorandum (Mazor and Ode 2015) and the CSCI’s publication (Mazor et al 2016); interim methods for CSCI calculation are described in Mazor et al. 2017. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 20 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public SECTION 5.0 Reporting and Plan Revisions 5.1 Reporting The fish population and BMI community monitoring program will generate a data monitoring reports for each year monitoring occurs. Each data monitoring report will summarize the results of the current year monitoring period and provide a section that summarizes all data from all previous monitoring reports. Fish population and BMI reports will be compiled and submitted to the Forest Service, SWRCB, CDFW, and USFWS each year that fish population or BMI monitoring is conducted. The reports will be made available electronically (a hard copy version will be made available upon request). The fish production monitoring data will be used in conjunction with the results of the other resource investigations (macroinvertebrate, temperature, water quality, amphibian, riparian, geomorphology, etc.) to determine the overall effect of Project flow regimes on the environmental resources of the Project area. PG&E will submit a draft of the Poe Bypass Reach fish population and BMI monitoring report to the Forest Service, SWRCB, USFWS, and CDFW following the conclusion of each calendar year when monitoring occurs. PG&E will submit the draft report to the resource agencies on or before March 15 of the subsequent year. PG&E will allow the resource agencies at least 30 days to review and comment on the draft report, and will set up a consultation meeting if requested. The final annual report will be filed with FERC by May 31. PG&E will include in the final report any comments and recommendations made by the agencies on the draft report. If PG&E does not adopt a recommendation, the filing shall include PG&E’s reasons based on project-specific information. 5.2 Plan Revisions The Licensee, in consultation with the Forest Service, SWRCB, USFWS, and CDFW, will review, update, and revise the Plan, as needed, when significant changes in the existing conditions occur. Sixty days will be allowed for the Forest Service, SWRCB, USFWS, and CDFW to provide written comments and recommendations. After consultation and agreement with the Forest Service and SWRCB, the Licensee will work with the Forest Service and SWRCB to file the updated Plan with FERC. The Licensee will include all relevant documentation of coordination and consultation with the updated Plan filed with FERC. If the Licensee does not adopt a particular recommendation by USFWS or CDFW, the filing will include the reasons for not doing so. The Licensee will implement the revised Plan as approved by FERC. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 21 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public SECTION 6.0 References Barbour, M.T., J. Gerritsen, B.D. Snyder, and J.B. Stribling. 1999. Rapid bioassessment protocols for use in streams and wadeable rivers: periphyton, benthic macroinvertebrates and fish. Second Edition. EPA 841-B-99-002. U.S. Environmental Protection Agency; Office of Water; Washington, DC. California Department of Fish and Wildlife (CDFW) and Southern California Coastal Water Research Project. 2015. The California Stream Condition Index (CSCI): A New Statewide Biological Scoring Tool for Assessing the Health of Freshwater Streams. Prepared by: Andrew C. Rehn, Raphael D. Mazor, and Peter R. Ode. SWAMP Technical Memorandum. SWAMP-TM-2015-0002. September 2015 California Department of Fish and Wildlife (CDFW) and University of California Davis. 2015. California Fish Species of Special Concern, 3rd Edition. Available at: https://www.wildlife.ca.gov/Conservation/SSC/Fishes Federal Energy Regulatory Commission (FERC). 2001. Order Approving Settlement and Issuing New License. Project Nos. 1962-000 and 028. Prepared by Federal Energy Regulatory Commission, Office of Energy Projects, Division of Hydropower Licensing. Washington, DC. October 24, 2001. . 2018. Order Issuing New License. Project Nos. 2107-016. Prepared by Federal Energy Regulatory Commission, Office of Energy Projects, Division of Hydropower Licensing. Washington, DC. December 17, 2018. United States Department of Agriculture - Forest Service (Forest Service). 2018. Forest Service revised final license terms and conditions necessary for the protection and utilization of the Plumas National Forest in condition with the application for license Poe Hydroelectric Project, FERC No. 2107, Pacific Gas and Electric Company. Prepared by the United States Department of Agriculture, Forest Service. Pacific South West Region. July 6, 2018. . 2018b. Region 5 Regional Forester's 2013 Sensitive Animal Species List available at: https://www.fs.usda.gov/main/r5/plants-animals/wildlife Mazor, R. D., P.R. Ode, A.C. Rehn, M. Engeln, K.A. Schiff, E. Stein, D. Gillett, D. Herbst, and C. P. Hawkins. 2016. Bioassessment in complex environments: Designing an index for consistent meaning in different settings. The Society for Freshwater Science 35(1): 249- 271. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 22 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Mazor, R.D. and P.R. Ode. 2015. The California Stream Condition Index (CSC); A New Statewide Biological Scoring Tool for Assessing the Health of Freshwater Streams. Swamp Technical Memorandum SWAMP-TM-2015-002. Mazor, R. D., P.R. Ode, A.C. Rehn, M. Engeln, T. Boyle, E. Fintel, and C. Yang. 2017. The California Stream Condition Index (CSCI): Interim instructions for calculating scores using GIS and R. SWAMP-SOP-2015-004 Neuman, R. M., C. S. Guy, and D. W. Willis. 2012. Length weight and associated indices. Pages 637-675 in A. V. Zale, D. L. Parrish, and T. M. Sutton, editors. Fisheries techniques, 3rd edition. American Fisheries Society, Bethesda, Maryland. Ode, P.R., A.E., Fetscher, and L.B. Busse. 2016. Standard Operating Procedures for the Collection of Field Data for Bioassessments of California Wadeable Streams: Benthic Macroinvertebrates, Algae, and Physical Habitat. California State Water Resources Control Board Surface Water Ambient Monitoring Program (SWAMP) Bioassessment SOP 004. Pacific Gas and Electric Company (PG&E). 2002. Rock Creek‒Cresta Project, FERC Project No. 1962, Macroinvertebrate Monitoring Plan. September 20, 2002. . 2018. Rock Creek-Cresta Project, FERC Project No. 1962, 2017 Macroinvertebrate Monitoring, Condition No. 9. June 2018. Pacific Gas and Electric Company (PG&E), U.S. Department of Agriculture Forest Service, U.S. Department of Interior Fish and Wildlife Service, California Department of Fish and Game, California State Water Resources Control Board, Natural Heritage Institute, American Whitewater, Friends of the River, Plumas County, California Outdoors, California Trout, Chico Paddleheads, and Shasta Paddlers. 2000. Rock Creek‒Cresta Project, FERC Project No. 1962, Relicensing Settlement Agreement. December 6, 2000. Reynolds, J.B. 1996. Electrofishing. Pages 83–120 in B. R. Murphey and D. W. Willis, editors. Fisheries Techniques, 2nd edition. American Fisheries Society, Bethesda, Maryland. Southwest Association of Freshwater Invertebrate Taxonomists (SAFIT). 2006. List of Freshwater Macroinvertebrate Taxa from California and Adjacent States including Standard Taxonomic Effort Levels. Second circulating draft, dated 27 September 2006. State of California State Water Resources Control Board (SWRCB). 2017. In the Matter of Water Quality Certification for the Pacific Gas and Electric Company Poe Hydroelectric Project, Federal Energy Regulatory Commission Project No. 2107. December 28, 2017. Thurow, R.F. 1994. Underwater methods for study of salmonids in intermountain west. USFS Intermountain Research Station, United States Forest Service. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 23 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Thurow, R.F., Dolloff, A.C., Marsden, E. J. 2012. Visual Observation. Pages 781–818 in A. V. Zale, D. L. Parrish and T. M. Sutton, editors. Fisheries Techniques, 3rd edition. American Fisheries Society, Bethesda, Maryland. Van Deventer, J.S. and W.S. Platts. 1989. Microcomputer software system for Generating Population Statistics from Electrofishing. Data-User’s Guide for Microfish 3.0. U.S. Department of Agriculture, Forest Service. Intermountain Research Station, General Technical Report INT-254. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Public Attachment 1 FERC Article 401 – Commission Approval, Reporting, Notification, and Filing of Amendments Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Page A-1 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public FERC Article 401 – Commission Approval, Reporting, Notification, and Filing of Amendments (FERC 2018) (a) Requirement to File Plans for Commission Approval The State Water Resources Control Board’s (Water Board) section 401 water quality certification (WQC) (Appendix A) and the U. S. Department of Agriculture – Forest Service’s (Forest Service) section 4(e) conditions (Appendix B) require the licensee to prepare plans in consultation with other entities for approval by the Water Board or Forest Service or for submittal to the Commission, and implement specific measures without prior Commission approval. The following plans must also be submitted to the Commission for approval by the deadlines specified below: Water Board WQC Condition No. Forest Service 4(e) Condition No. Plan Name Commission Due Date 9 25 Poe bypass reach biological monitoring plan Within 1 year from license issuance *excerpt from FERC 2018 Article 401 With each plan filed with the Commission, the licensee must include documentation that it developed the plan in consultation with the above-listed agencies and provide copies of any comments received, as well as its response to each comment. The Commission reserves the right to make changes to any plan filed. Upon Commission approval, the plan becomes a requirement of the license, and the licensee must implement the plan, including any changes required by the Commission. Any changes in the above schedule or plans require approval by the Commission before implementing the proposed change. (b) Requirements to File Reports. Certain conditions of the Water Board WQC in Appendix A and the Forest Service’s section 4(e) conditions in Appendix B require the licensee to file reports with other entities. Because these reports relate to compliance with the requirements of this license, each such report must also be submitted to the Commission. These reports are listed in the following table: Water Board WQC Condition No. Forest Service 4(e) Condition No. Plan Name Commission Due Date 9 - Biological monitoring report Six months following each sampling effort *excerpt from FERC 2018 Article 401 With each report filed with the Commission, the licensee must include documentation of consultation with the agencies specified in the conditions noted above and provide copies of any Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Page A-2 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public comments received, as well as its response to each comment. The Commission reserves the right to require changes to project operation or facilities based on the information contained in the report and any other available information. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Page A-3 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Attachment 2 FERC Appendix B SWRCB Water Quality Certification Condition No. 9 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Page A-4 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public SWRCB 401 Water Quality Certification Condition No. 91 – Poe Bypass Reach Biological Monitoring Within one year of license issuance, the Licensee shall submit a Poe Bypass Reach Biological Monitoring Plan (Biological Monitoring Plan) to the Deputy Director for review and approval. The Biological Monitoring Plan shall be developed in consultation with State Water Board staff, Forest Service, USFWS, and CDFW. The Biological Monitoring Plan shall describe the fish, BMI, and amphibian monitoring the Licensee will conduct in the Poe bypass reach over the term of the license and any extensions. At a minimum, the Biological Monitoring Plan shall include the following elements: (1) objectives and goals; (2) description of the methodology that will be used for monitoring; and (3) description of possible circumstances that may affect monitoring and whether those circumstances are caused by Project operations. The Licensee shall include documentation of consultation with the above agencies, copies of comments and recommendations made in connection with development of the Biological Monitoring Plan, and a description of how the Biological Monitoring Plan incorporates or addresses agency comments and recommendations. All monitoring shall be consistent with the methods used for upstream monitoring associated with the Rock Creek-Cresta Hydroelectric Project (FERC Project No. 1962) unless otherwise approved by the Deputy Director. The Licensee shall allow a minimum of 30 days for the above agencies to comment and to make recommendations before submitting the Biological Monitoring Plan to the Deputy Director for review and approval. The Deputy Director may make modifications as part of any approval. The Licensee shall file the Deputy Director's approval, and any required modifications, with FERC. 1 SWRCB (2017) Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Page A-5 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Fish and BMI The Licensees shall implement the Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan, as approved by FERC. Any revisions approved by the Deputy Director shall be incorporated into the plan. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Page A-6 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Attachment 3 FERC Appendix B Forest Service 4(e) Condition No. 25 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Page A-7 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Forest Service 4(e) Condition No. 25 – Poe Reach Biological Monitoring2 Within one year of license issuance, and after consultation with the Forest Service, and other interested governmental agencies, the Licensee shall file with the Commission fish population, benthic macroinvertebrate, and amphibian monitoring plans approved by the Forest Service. The plans shall describe monitoring to be conducted in the Poe bypass reach over the life of the license. At year 10 after implementation of the new flow regime, the licensee shall meet with the Forest Service, other interested governmental agencies, and interested parties to review the biological monitoring program. Modifications to the sampling timeframes and protocols may be modified if other methods or timeframes are jointly determined to be more appropriate by the Licensee, Forest Service, and other interested governmental agencies. The fish monitoring plan shall include, at a minimum, the following elements in at least three sites or as agreed by the Forest Service, in the Poe reach: • Fish species composition and relative abundance, • Fish species size/age distribution, • Condition factor of sampled fish species condition and trend. The specific monitoring plan for benthic macroinvertebrates, including frequency, protocol, and monitoring metrics should be comparable to the other benthic macroinvertebrate studies in the Feather River such as studies conducted for the Upper North Fork Feather Project No. 2105 and/or the Rock Creek-Cresta Hydroelectric Project No. 1962. Monitoring shall be conducted at a minimum of three sites or as agreed by the Forest Service. Benthic macroinvertebrate monitoring shall follow accepted protocols such as SWAMP. Fish and Benthic Macroinvertebrate monitoring shall occur every two years over a six-year period beginning in years 6 and 16 following the implementation of the new flow regime, for a total of six sampling efforts over the two periods. Sampling may be deferred to the following year in the event of a Critically Dry Year. 2Forest Service (2018) Document Accession #: 20250602-5134 Filed Date: 06/02/2025 ENCLOSURE 8 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Public PACIFIC GAS AND ELECTRIC COMPANY Poe Hydroelectric Project FERC Project No. 2107 POE BYPASS REACH FISH AND BENTHIC MACROINVERTEBRATE MONITORING PLAN Prepared by: Pacific Gas & Electric Company 3401 Crow Canyon Road San Ramon, CA 94583 Revised December 20235 Original Document November 2019 © 20253, Pacific Gas and Electric Company Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Table of Contents Revised December April 20253 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Poe Hydroelectric Project, FERC Project No. 2107 ©20253, Pacific Gas and Electric Company Public POE FERC PROJECT NO. 2107 DRAFT POE BYPASS REACH FISH AND BENTHIC MACROINVERTEBRATE MONITORING PLAN SECTION 1.0 ................................................................................................................................. 1 Introduction ................................................................................................................................... 1 SECTION 2.0 ................................................................................................................................. 3 Goals and Objectives ..................................................................................................................... 3 2.1 Fish Population Monitoring ..................................................................................... 3 2.2 BMI Community Monitoring .................................................................................. 3 SECTION 3.0 ................................................................................................................................. 4 Study Area ..................................................................................................................................... 4 3.1 Fish Population Monitoring Sites ............................................................................ 4 3.2 BMI Monitoring Sites ............................................................................................. 7 SECTION 4.0 ............................................................................................................................... 10 4.1 Fish Population Monitoring .................................................................................. 12 4.1.1 Survey Methods ........................................................................................ 12 4.1.2 Analysis ..................................................................................................... 15 4.2 Benthic Macroinvertebrate Monitoring ................................................................. 16 4.2.1 Survey Methods ........................................................................................ 16 4.2.2 Analysis ..................................................................................................... 18 SECTION 5.0 ............................................................................................................................... 19 Reporting and Plan Revisions .................................................................................................... 19 5.1 Reporting. .............................................................................................................. 19 5.2 Plan Revisions ....................................................................................................... 19 SECTION 6.0 ............................................................................................................................... 20 References .................................................................................................................................... 20 FERC Article 401 – Commission Approval, Reporting, Notification, and Filing of Amendments (FERC 2018) .................................................................... 1 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Table of Contents Revised December April 20253 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Poe Hydroelectric Project, FERC Project No. 2107 ©20253, Pacific Gas and Electric Company Public SWRCB 401 Water Quality Certification Condition No. 9 – Poe Bypass Reach Biological Monitoring ................................................................................. 4 Forest Service 4(e) Condition No. 25 – Poe Reach Biological Monitoring ............ 7 LIST OF FIGURES Figure 1-1. Map the Poe Hydroelectric Project, FERC Project No. 2107. ...............................2 Figure 3-1. General map locations of fish population monitoring site locations .....................6 Figure 3-2. General locations of BMI population monitoring sites in the Poe Bypass Reach .................................................................................................................... 8 Figure 3-3. General locations of BMI population monitoring sites in unregulated reaches .................................................................................................................. 9 LIST OF TABLES Table 3-1. General Global Positioning System coordinates of Poe Bypass Reach fish population monitoring sites and descriptions ........................................................5 Table 3-2. General Global Positioning System coordinates of Poe Bypass Reach BMI community monitoring sites, descriptions, and reach type ...................................7 LIST OF ATTACHMENTS Attachment 1. FERC Article 401 – Commission Approval, Reporting, Notification, and Filing of Amendments Attachment 2. FERC Appendix B – SWRCB Water Quality Certification Condition 9 – Poe Bypass Reach Biological Monitoring Attachment 3. FERC Appendix B – Forest Service 4(e) Condition No 25. Poe Reach Biological Monitoring Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 1 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public SECTION 1.0 Introduction On December 17, 2018, the Federal Energy Regulatory Commission (FERC) issued a new license for Pacific Gas and Electric Company’s (PG&E or Licensee) Poe Project, FERC Number (No.) 2107 (Project). The new license incorporates State of California State Water Resources Control Board (SWRCB) 401 Water Quality Certification (WQC) Conditions into the license articles in Appendix A (SWRCB 2017) and United States Department of Agriculture Forest Service (Forest Service) 4(e) Conditions (Forest Service 2018) in Appendix B. This document, Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan (Plan), presents the plan to comply with fish population and benthic macroinvertebrate monitoring required by SWRCB WQC Condition 9 and Forest Service 4(e) Condition No. 25 which were also incorporated into FERC License Article 401 (FERC 2018). The relevant FERC Article 401 requirements applicable to this plan are included in Attachment 1. Similarly, SWRCB Condition 9 and Forest Service 4(e) Condition No. 25 are included in Attachments 2 and 3, respectively. The attachments omit language in conditions pertaining specifically to amphibian monitoring, since a separate plan addresses this requirement. The Plan was developed in consultation with the California Department of Fish and Wildlife (CDFW), the United States Fish and Wildlife Service (USFWS), the Forest Service, and the SWRCB staff (hereafter “Agencies”). This Plan is intended to meet the requirements of SWRCB WQC Condition 9 and Forest Service 4(e) Condition No. 25. In Section 4.0 - Methods, and Section 5.2 - Reporting Schedule, there are provisions for consultation and changes to the monitoring locations, methods and schedule. Any future modifications to the final plan must be approved by the SWRCB Deputy Director, the Plumas National Forest, Forest Supervisor, and FERC before implementation. The Poe Project is located in the North Fork Feather River Basin, which contains extensive forested lands and is sparsely populated. The “Poe Reach” or “Poe Bypass Reach” is the section of the North Fork Feather River (NFFR) from Poe Dam downstream to Poe Powerhouse (Figure 1-1). Waters of the Poe Project include the Poe Reservoir, a 7.62-mile-long bypassed reach, and the Big Bend Reservoir, which serves as the after bay for the project. The Poe powerhouse and Big Bend Reservoir are located just upstream of Lake Oroville, the primary storage reservoir for the Feather River Project No. 2100. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 2 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Figure 1-1. Map the Poe Hydroelectric Project, FERC Project No. 2107. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 3 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public SECTION 2.0 Goals and Objectives 2.1 Fish Population Monitoring The goal of the Poe Bypass Reach fish population monitoring is to collect fish population information from the three sections of the NFFR Poe Bypass Reach under the new license-required instream flows with the objective to provide information on the fisheries population response to the new license required minimum instream flows. Specific objectives are as follows: 1. Determine trends in composition, size/age distribution, relative abundance, and biomass for all species and Condition Factor (K) for trout, a target fisheries species. 2. Compare data collected during sampling blocks to document status of the fish community, including any identified response to the change in Project operations or enhancement. 2.2 BMI Community Monitoring The goal of the Poe Bypass Reach BMI community monitoring is to collect BMI community information from the three sections of the NFFR under the new license-required instream flows with the objective to characterize the BMI community response to the new license required minimum instream flows. Specific objectives are as follows: 1. Evaluate BMI community indices using California Stream Condition Index (CSCI) (CDFW and Southern California Coastal Water Research Project 2015), as specified in the SWRCB 401 WQC Condition 9. 2. Document trends in the macroinvertebrate community structure metrics within reaches, between reaches, and in comparisons between sampling blocks. 3. Compare data collected during sampling blocks to document status of the BMI community as described in the SWRCB 401 WQC Condition 9, including any identified response to the change in project operations or enhancement. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 4 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public SECTION 3.0 Study Area The study area for the fish population and BMI community monitoring includes the North Fork Feather River (NFFR) from Poe Dam downstream to Poe Powerhouse (Poe Bypass Reach). Monitoring sites were chosen to include a variety of habitats (riffle, run, glide, pool, cascades, etc.) located in upper, middle, and lower sections of the Poe Bypass Reach. The Poe Bypass Reach of the NFFR is 7.62 river miles (RM) and extends from Poe Dam to Poe Powerhouse. From Poe Dam downstream, the upper section begins off as a wide, low-gradient channel to a point immediately downstream from the mouth of Flea Valley Creek, covering an approximate distance of 1.01 RM (5,350 feet). At this location, the river enters a narrower, steeper canyon section dominated by bedrock canyon walls and large boulders; this middle section continues for an estimated 2.53 miles RM (13,360 feet) to Bardee’s Bar. The lower section of river, from Bardee’s Bar to Poe Powerhouse, opens to a wider, low-gradient channel with long pools, runs, and pocket-water habitats separated by short sections of riffles and/or cascades; this lower section, is approximately 4.08 RM (21,560 feet). All three sections of the reach are dominated by large pools, which tend to be shorter and deeper in the narrower, middle canyon section, and longer and wider in the upper and lower sections. 3.1 Fish Population Monitoring Sites Electrofishing and snorkel survey sites will consist of 3 sites (Table 3-1; Figure 3-1); the sites are made up of shallow riffle-run complexes that could be electrofished to detect smaller individuals of the populations and run/glide complexes that can be snorkeled to detect larger individuals of the populations. The Flea Valley Creek site (Site FV-F) is the upstream-most monitoring location; it is approximately 0.85 miles below the dam. The Flea Valley Creek Site begins as pool habitat (at mouth of Mill Creek) and transitions into a glide/run and then into a riffle complex. The Bardee’s Bar fish population monitoring site (Site BB-F) is the middle site; it is comprised of a cascade/riffle/run/glide complex. The downstream-most site, closest to the Poe Powerhouse, is Poe Beach (Site PB-F); this site is comprised of riffle/run habitat that transitions into a glide/pool habitat. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 5 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Table 3-1. General Global Positioning System coordinates of Poe Bypass Reach fish population monitoring sites and descriptions. Site ID Site Description Location a FV-F Flea Valley Creek 10S 633099 4406963 BB-F Bardee’s Bar 10S 0632281 4403580 PB-F Poe Beach 10S 0631333 4399175 a Actual upstream and downstream gps locations will be identified and recorded during first monitoring event for all subsequent monitoring Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 6 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Figure 3-1. General map locations of fish population monitoring sites. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 7 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public 3.2 BMI Monitoring Sites There is a total of six BMI monitoring sites; three sites in the regulated Poe Bypass Reach and three reference sites in unregulated reaches (Table 3-2; Figure 3-2 and Figure 3-3). The unregulated reaches include: The East Branch of the North Fork Feather River (site EB-B), Yellow Creek which is a tributary to the North Fork Feather River (site YC-B), and Millsap Bar located on the Middle Fork Feather River (site MB-B). The MB-B and EB-B sites have also functioned as references to BMI monitoring on the Rock Creek-Cresta Project (PG&E 2002). YC-B was chosen because it is an available reach in the watershed not regulated by the Project. The Poe Bypass Reach monitoring sites include: Flea Valley Creek (Site FV-B; upstream-most project site), Bardee’s Bar (Site BB-B; middle site), and Poe Beach (Site PB-B; downstream-most site). Table 3-2. General Global Positioning System coordinates of Poe Bypass Reach BMI community monitoring sites, descriptions, and reach type. Site ID Site Description Reach Type Approximate Upstream Location a (UTM NAD 83) FV-B Flea Valley Creek Regulated 10S 0633100 4406923 BB-B Bardee’s Bar Regulated 10S 0632281 4403580 PB-B Poe Beach Regulated 10S 0631333 4399175 YC-B Yellow Creek Unregulated 10T 0649714 4431208 EB-B East Branch of North Fork Feather River Unregulated 10 S 0664699 4431124 MB-B Millsap Bar on Middle Fork Feather River Unregulated 10 S 0648328 4396628 a Actual upstream and downstream will be identified and recorded during first monitoring event for all subsequent monitoring. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 8 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Figure 3-2. General locations of BMI population monitoring sites in the Poe Bypass Reach. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 9 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Figure 3-3. General locations of BMI population monitoring sites in unregulated reaches. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 10 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public SECTION 4.0 Methods The monitoring and reporting schedule in this Plan establish different block lengths from that presented in the SWRCB WQC Condition 9 and the Forest Service 4(e) Condition 25 but meets the requirements of timing and frequency of monitoring identified in the conditions. The Block Periods and Monitoring Years are defined in Table 4-1. The monitoring locations, methods and schedule will be reviewed and agreed-upon at the end of each Block period. Any proposed changes must be approved by the Deputy Director, the Plumas National Forest, Forest Supervisor, and FERC before implementation. Fish population and BMI monitoring will occur in license years 3, 4, 5, and 6 of Block 1; in license years 6 7, 8, 10 of Block 2; and in license years 16, 18, 20 of Block 3 (Table 4-1). Per SWRCB 401 WQC Condition 9, unless otherwise approved by the SWRCB and Forest Service, monitoring will continue every 5 years for the remainder of the license term and any license extensions. This is illustrated in Blocks 4 and 5 of Table 4-1. Monitoring will occur in the late summer and early fall months, to avoid impacts to sensitive life stages of the foothill yellow-legged frog (FYLF), and effects of elevated summer temperatures. To facilitate instream sampling, and provide for personnel safety, streamflow may need to be reduced. PG&E may reduce streamflows defined in, and in accordance with any other requirements of, SWRCB WQC Condition 1, Forest Service 4(e) Condition No. 23, and FERC License Article 401(c) to implement this monitoring Plan under the following conditions: 1. Monitoring will occur between September 15 to October 31, with a goal to complete monitoring by the end of September whenever possible for higher efficiency of fish capture and to make caparison of fish sizes across years; 2. Monitoring streamflows will be no less than 55 cfs; 3. Reduced streamflow shall not exceed 10 consecutive days; 4. Up and down ramping rates during this period will be limited to no more than 100 cfs per hour; and 5. Reduced streamflow may only be commenced if no whitewater boating flow releases have occurred for seven consecutive days. Each year that monitoring occurs, PG&E shall provide the agencies with the specific proposed schedule at least 45 days prior to monitoring. Agencies will have 15 days to comment on the schedule, and if any agency proposes an alternative schedule, PG&E will convene a conference call with all agencies to develop a revised schedule. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 11 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public If the State of California declares a drought in Butte County or if consecutive Critically Dry water years are experienced, PG&E will consult with the CDFW, Forest Service and the SWRCB staff to determine if deferral of monitoring is necessary. In the event monitoring is deferred, the schedule will be adjusted and documented in the annual report. The block date periods will not be changed. The new schedule will be approved by the Forest Service, the SWRCB staff and the SWRCB Deputy Director during review and approval of the annual report. As provided in Forest Service 4(e) Condition No. 23 and SWRCB WQC Condition 2, a Critically Dry water year is based on the Department of Water Resources annual forecast of unimpaired runoff of the Feather River at Lake Oroville reported in the May Bulletin 120 (i.e., less than 2,505 TAF inflow to Lake Oroville). SWRCB 401 WQC Condition 9 also requires the Licensee to provide a description of possible circumstances that may affect monitoring and if those circumstances are caused by Project operations. There are many unpredictable circumstances beyond PG&E’s control that may affect the ability to monitor (e.g., extreme weather events, natural geomorphic processes, wildfires, chemical spills, non-project anthropomorphic factors, etc.). Of those circumstances that may be caused by Project operations, the most common include: inability to decrease flows for surveys, and construction on critical infrastructure, which may delay the ability to conduct the surveys. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 12 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Table 4-1. Poe Bypass Reach Fish Population and BMI Monitoring Schedule. Block ID Block Period (License Years) Monitoring Years (License Years) Block 1 1- b a b c c d d *Note: Unless otherwise approved by the Deputy Director, the Licensee shall implement biological monitoring at least every five years following the final monitoring completed in Block4 (i.e., commencing in Year 25) for the remainder of the license and any extensions. **Schedule is modified during December 2020 revision to add year since monitoring in year 2 was cancelled due to the North Complex Fire of September 2020. a Schedule was modified during December 2020 revision to add year since monitoring in year 2 was cancelled due to the North Complex Fire of September 2020. b Monitoring in Year 6 (2024) was an additional year of monitoring required by FERC to detect any population responses after a 2023 flow variance request. c Year 7 monitoring (2025) was added to the monitoring schedule to avoid shifting monitoring blocks. d Unless otherwise approved by the Deputy Director, the Licensee shall implement biological monitoring at least every five years following the final monitoring completed in Block 3 (i.e., commencing in Year 20) for the remainder of the license and any extensions. 4.1 Fish Population Monitoring Fish population monitoring will be conducted using methods similar to those currently used in the Rock Creek-Cresta Project (PG&E 2018). Where appropriate, modifications to the methodology are based on efficiencies gained from sampling in the Rock Creek-Cresta Project and limited safe access to the Poe Bypass Reach. Specifically, fish population surveys will employ electrofishing and direct observation methodologies. 4.1.1 Survey Methods During both electrofishing and direct observation monitoring the biologists will monitor real-time water temperatures. If monitoring illustrates significant increases in water temperature trending to or above 23°C, PG&E will return flows to the pre-variance levels, and postpone monitoring until water temperatures can be maintained below 23°C. Likewise, if there were any signs of fish mortality, stranding, or obvious distress, PG&E will return flows to the pre-variance levels and postpone monitoring until water temperatures can be maintained below 23 °C. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 13 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public 4.1.1.1 Electrofishing In the North Fork Feather River, including surveys in the Rock Creek and Cresta reaches of the Rock Creek-Cresta Project, electrofishing is unsafe and inefficient at even the lowest license prescribed baseflows (≥180 cfs in October in a Critically Dry water year for the Poe Project); therefore, as is performed prior to sampling in the Rock Creek-Cresta Project reaches, PG&E will reduce flows to approximately 55 cfs (PGE 2018) 24 hours prior to the sampling event. The 24- hour period will allow fish to resume their normal behavior and re-occupy their normal/preferred habitats before sampling begins. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 14 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public When the stream channel is safe to enter, crewmembers will place mesh block nets across the width of the wetted stream channel at the upper and lower boundaries of the monitoring site. Block nets with 0.50-inch mesh will be used to prevent movement of fish in and out of the sample area to facilitate an accurate assessment of the sample population. All electrofishing sites will be approximately 100 to 150 meters long, where safety constraints allow, and terminate at natural habitat unit breaks at both the upstream and downstream ends. Pool habitats too deep to backpack electrofishers will be surveyed by direct observation. Backpack electrofishing generally will be conducted following procedures identified by Reynolds (1996). Crew size, including number of backpack electrofishers, for each site will depend on the wetted width of the stream channel, and habitat complexity. To maximize capture efficiency, the electrofishers and their netters will move upstream through the monitoring site at consistent pace abreast of one another and parallel to the thalweg. A three-pass sampling effort will be used, whereby stunned fish will be captured and temporarily removed from the sampling site during each pass to capture as much of the population as possible. During each pass, the crew will retain the same positions across the channel and the electrofishers will attempt to repeat the same pace and level of effort. Fish from each pass will be held in separate live wells outside the monitoring site (either upstream or downstream of the sampled site), until all passes are completed. Each electrofisher crew will make a conscious effort to monitor fish recovery in the holding containers. If specimens are slow to recover, the electrofisher will adjust either the current, the structure of the current used, or the time/duration that current is applied to minimize adverse impacts on fish. Fish will be identified to species, enumerated by pass, and measured. All weights will be recorded to the nearest 0.1 gram (g) and fork length (FL) will be recorded in millimeters (mm). All trout species will be measured and weighed to allow for condition factor computations. To minimize stress to captured fish, a subsample by pass will limit handling of fishes. For each pass, the first 50 young-of-year (YOY) fishes, including hardhead (Mylopharodon conocephalus) (typically ≤ 80 mm FL YOY), a Forest Service Sensitive Species (Forest Service 2018) and CDFW Species of Special Concern (CDFW and University of California Davis 2015), will be individually measured and weighed; the remaining YOY fishes will be enumerated by pass. Age 1+ fish and older will be each individually measured and weighed. Upon completion of processing, all fish will be released back into the sampled site. All data will be recorded on standardized data forms. 4.1.1.2 Direct Observation Surveys Snorkel surveys will be conducted at select pool habitats adjacent to electrofishing sites that cannot be sampled by electrofishing due to depth and flow. Snorkeling techniques will generally follow (Thurow 1994; Thurow et al. 2012). Snorkel surveys will allow for detection of different species or age classes of species that utilize deeper habitats. To maximize sampling efficiency and safety, snorkel surveys will be performed while flows are maintained at 55 cfs. Snorkelers will enter the stream either upstream or downstream of the monitoring site. Snorkelers will briefly rest to acclimate and to allow fish in the area to resume normal behavior. Snorkeling Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 15 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public will typically be conducted in an upstream direction; however, in habitats where stream velocities constrain upstream movement, snorkelers may float downstream. Snorkel crews will consist of a minimum of three (3) snorkelers depending on stream width and water clarity. Snorkelers will align across the channel and stratify the study site into fixed snorkel lanes to avoid duplicating fish counts. Snorkelers will then proceed through the site in designated lanes at a slow and uniform pace. Fish will be identified to species, counted, and categorized into pre-defined length-classes of 5 inches (0-5 in., 5-10 in., 10-15 in., 15-20 in., 20-25and so on). For large schools of fish, the total number of fish in the school and the range of lengths for each school will be recorded. (Schools of fish encountered during snorkeling are often composed of the same species and age class.) Up to two (2) replicate snorkel passes (three passes, total) may be performed at each station using the same snorkel team to assess count efficiency. Replicate surveys should be conducted no sooner than one (1) hour after the initial survey to allow the fish to redistribute themselves and resume normal behavior. Snorkelers may use underwater tablets or call out to an on-shore recorder to assist in recording data. Fish lengths and length ranges will be transferred to a standardized data form following the sample effort at each station. Measurements of water temperature and water clarity (e.g., secchi disc) will be collected following each effort. A multiple pass technique will be employed where each site will be snorkeled using three consecutive passes to allow for estimates of variability. To maintain consistency, the same number of snorkelers will be used at each station across sampling efforts. 4.1.1.3 Physical Habitat Data At each fish population monitoring site (electrofishing and direct observation), several physical measurements and estimates will be made in the wetted stream channel to define habitat conditions. Ten (10) stream widths, equally spaced through the station, will be measured to the nearest tenth of a foot. Along each width measurement transect, three depths (at the quarter, half, and three-quarter points of the stream width) will be measured to the nearest tenth of a foot. Streamflow will be measured at each monitoring site. The following physical characteristics will be visually estimated at each monitoring site: 1) type (e.g., undercut bank, surface turbulence, riparian vegetation, etc.) and percentage of cover suitable for fish; 2) type (i.e., deciduous or evergreen) and percentage of canopy cover; and 3) substrate composition as percent of fines, sand, gravel, cobble, boulder, and bedrock; 4) percent composition of habitats (i.e., riffle, run, and/or pool). During the initial visit to each monitoring site, site identification data will be collected. If possible, GPS readings will be taken to document site location. A benchmark will also be established at each station and will consist of a description of a notable physical feature (e.g., railroad mileage marker, road crossing, gauging station, etc.). The distance and location of the station in relation to the benchmark will be recorded for future reference. Photo-documentation will also be completed after each effort and will include photos of each monitoring station from the bottom looking upstream and from the top looking downstream. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 16 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public In-situ water quality measurements will be collected using a handheld YSI-85 or similar instrument and will include dissolved oxygen, conductivity, and water temperature. 4.1.2 Analysis Data will be used to determine fish composition, relative abundance, fish species length-frequency distribution, and biomass and condition factors for trout and native species. Data collected during fish population monitoring will be entered into a Microsoft Excel® spreadsheet and quality checked against the raw data sheets. Data will be analyzed for species composition, length- frequency distribution, relative abundance, and condition (based on data collected during electrofishing). Results from subsequent monitoring will be compared to the preceding monitoring to distinguish any trends in the fish populations. Fish data will be compared to benthic macroinvertebrate (BMI) data collected as discussed in Section 4.2 Benthic Macroinvertebrate Monitoring. 4.1.2.1 Electrofishing Electrofishing data will be analyzed using the software package MicroFish 3.0 (or later version) which is based upon the removal-depletion model (Van Deventer and Platts 1989). Maximum likelihood population estimates, capture probabilities (the proportion of fish captured on a given electrofishing pass), lengths, weights, and biomass will be produced for each monitoring site based on fish capture data. Biomass of trout will be calculated based on total weight measured for each species. Fish population analyses will include species composition, relative abundance, inter- and intra- species population structure based on relative densities, and age-class structure based on length- frequency distributions. Rainbow trout standing stock estimates will be reported as: 1) numbers and weight of fish by species per 100 m of stream; 2) numbers of fish by species per mile; 3) pounds of fish by species per acre of stream surface; and 4) kilograms of fish by species per hectare. Species age-class distribution will be analyzed using length frequency histograms developed from fish captured. Breaks or modalities within the histograms will be evaluated for determination of approximate age class structure. Condition factor will be assessed with data collected at electrofishing sites; the weight-to-length relationship of individual species will be assessed as a method of identifying the nutritional state or health of the fish related to size and growth. Fulton’s condition factor (k) (Neuman et al 2012), a measure of this nutritional state, will be calculated using the following formula: Individual condition factors (k) = Wet Weight (grams) x 105 [Total Length (mm)]3 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 17 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public The Condition Factor K allows the compare the condition of individuals. The condition is dependent on the time of sampling, and species. Mean trout condition will be calculated from individual condition values for each trout species. 4.1.2.2 Direct Observation For snorkeling sites, population estimates will be the total number of fish recorded for each species, recognizing that these values may be under-estimates. This will be particularly true for large pool habitats. Any biomass estimates generated from snorkeling data will be based on length-weight relationships developed for fish collected at the respective electrofishing site, or from multiple sites if sufficient data is unavailable. 4.2 Benthic Macroinvertebrate Monitoring As previously discussed in section 4.1, in-water work in the North Fork Feather River is unsafe and inefficient at even the lowest license prescribed baseflows (≥180 cfs in October in a Critically Dry water year for the Poe Project); therefore, as is performed prior to sampling in the Rock Creek- Cresta Project reaches, PG&E will reduce flows to approximately 55 cfs (PGE 2018) 24 hours prior to the sampling event. The BMI data collection (including physical habitat) will be consistent with the Surface Water Ambient Monitoring Program protocol (SWAMP; Ode et al 2016 or current) to the extent practicable. Variations from the SWAMP protocol will be consistent with those applied during BMI monitoring performed for the Rock Creek-Cresta Project; variations are identified in (see section 4.2.1 Survey Methods). Based on SWAMP (Ode et al 2016), four (4) survey tasks, comprised of a number of activities (or “modules”), make up the bioassessment protocol. The survey tasks consist of 1) Reach Delineation and Water Quality, 2) Biotic Assemblage and Physical Habitat Sampling at Cross- sectional Transects, 3) Discharge Transect, and 4) Reach-scale Measurements. Standard SWAMP Stream Habitat Characterization Form datasheets are included in Appendix A. To minimize the possibility of disturbance to the area, BMI monitoring sites will not overlap the same length of stream channel as the fish population monitoring. If overlap is unavoidable, BMI samples will be collected the day prior to fish population monitoring. 4.2.1 Survey Methods 4.2.1.1 Reach Delineation and Water Quality Per SWAMP protocol, sampled reach lengths (i.e., BMI monitoring site) should be 150 m if the wetted width is less than or equal to 10 m, and 250 m if the wetted width is greater than 10 m; however due to limited availability of reaches of 250 m that do not include deep, un-wadeable channels, BMI monitoring sites will be limited to 150 m, consistent with the protocol implemented for the Rock Creek-Cresta Project BMI monitoring . Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 18 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Prior to BMI sampling, each 150-m monitoring site will be divided into 11 equal spaced cross- sectional transects (15 m apart) and GPS coordinates are recorded at the upper and lower boundaries. The following water quality parameters will then be recorded per SWAMP protocol: • Turbidity (NTU) • Water temperature (°C) • Specific conductivity (μS/cm) • Salinity (ppt) • Alkalinity (mg/L) • pH • Dissolved oxygen (mg/L and % saturation) 4.2.1.2 Biotic Assemblage and Physical Habitat Sampling at Cross-sectional Transects BMI sampling will employ Reach Wide Benthos (RWB) following the SWAMP protocol. RWB samples will be comprised of eleven one-ft2 kick samples collected at each of the 11 transects. All samples will be elutriated and cleaned in the field, placed in jars, labeled, and preserved. Collection of macroinvertebrate samples will occur before physical habitat measurements are recorded at each site to avoid excessive disturbance to the stream channel substrates. Physical habitat measurements as included by SWAMP will include, but not limited to: • Depth and pebble count • Cobble embeddedness • Percent algal cover • Bankfull dimensions • Wetted width • Bank stability • Human influence • Riparian vegetation • Instream habitat complexity • Stream shading • Flow habitat delineation • Slope • Sinuosity • Transect substrates 4.2.1.3 Reach-scale Measurements Finally, as specified in the SWAMP, qualitative reach measures will be assessed for each site using the EPA’s Rapid Bioassessment Protocols (Barbour et al. 1999). Ten habitat variables, including available cover, embeddedness, channel flow status, and riparian and bank conditions will be ranked on a scale of 0 to 20, for a total possible score of 200. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 19 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Each site will be photo-documented. At minimum, photos will be taken at transects A and F looking upstream, and at transects F and K looking downstream; an overview photo (from a vantage point capturing the full site), if feasible, will also be taken. 4.2.2 Analysis 4.2.2.1 Laboratory Methodology All benthic samples will be processed following the SWAMP protocol (or current protocol) using a taxonomist approved by CDFW for EPA Evaluations. All specimens will be identified to Level II standard taxonomic effort (STE) as defined by the Southwest Association of Freshwater Invertebrate Taxonomists (SAFIT), which generally corresponds to the genus-species level for most insects, and slightly less rigorous effort (e.g., class, family, or tribe/subfamily) for certain other taxa groups (Level II STE for California taxa is defined in SAFIT [2006]). The CDFW’s Aquatic Bioassessment Laboratory (ABL) will be contracted to perform an external quality assurance/quality control (QA/QC) check for accuracy of enumeration and taxonomic identification. 4.2.2.2 Metrics The first block of monitoring will include EPT index similar to relicensing BMI studies. The California Stream Condition Index (CSCI) will be calculated for all sampling events in all blocks (unless another index becomes available). The CSCI combines the best of multi-metric techniques with the best of predictive multi-variate techniques (such as observed vs. expected [O/E] models which assess taxonomic completeness). The CSCI was developed with a much larger, more representative dataset than other indices (which makes it applicable statewide) covering a broader range of environmental variability among natural stream types. Additionally, the CSCI sets biological benchmarks for a given site based on that site’s specific geographic and environmental settings (further details regarding CSCI development and interpretation can be found in SWAMP’s CSCI technical memorandum (Mazor and Ode 2015) and the CSCI’s publication (Mazor et al 2016); interim methods for CSCI calculation are described in Mazor et al. 2017. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 20 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public SECTION 5.0 Reporting and Plan Revisions 5.1 Reporting The fish population and BMI community monitoring program will generate a data monitoring reports for each year monitoring occurs. Each data monitoring report will summarize the results of the current year monitoring period and provide a section that summarizes all data from all previous monitoring reports. Fish population and BMI reports will be compiled and submitted to the Forest Service, SWRCB, CDFW, and USFWS each year that fish population or BMI monitoring is conducted. The reports will be made available electronically (a hard copy version will be made available upon request). The fish production monitoring data will be used in conjunction with the results of the other resource investigations (macroinvertebrate, temperature, water quality, amphibian, riparian, geomorphology, etc.) to determine the overall effect of Project flow regimes on the environmental resources of the Project area. PG&E will submit a draft of the Poe Bypass Reach fish population and BMI monitoring report to the Forest Service, SWRCB, USFWS, and CDFW following the conclusion of each calendar year when monitoring occurs. PG&E will submit the draft report to the resource agencies on or before March 15 of the subsequent year. PG&E will allow the resource agencies at least 30 days to review and comment on the draft report, and will set up a consultation meeting if requested. The final annual report will be filed with FERC by May 31. PG&E will include in the final report any comments and recommendations made by the agencies on the draft report. If PG&E does not adopt a recommendation, the filing shall include PG&E’s reasons based on project-specific information. 5.2 Plan Revisions The Licensee, in consultation with the Forest Service, SWRCB, USFWS, and CDFW, will review, update, and revise the Plan, as needed, when significant changes in the existing conditions occur. Sixty days will be allowed for the Forest Service, SWRCB, USFWS, and CDFW to provide written comments and recommendations. After consultation and agreement with the Forest Service and SWRCB, the Licensee will work with the Forest Service and SWRCB to file the updated Plan with FERC. The Licensee will include all relevant documentation of coordination and consultation with the updated Plan filed with FERC. If the Licensee does not adopt a particular recommendation by USFWS or CDFW, the filing will include the reasons for not doing so. The Licensee will implement the revised Plan as approved by FERC. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 21 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public SECTION 6.0 References Barbour, M.T., J. Gerritsen, B.D. Snyder, and J.B. Stribling. 1999. Rapid bioassessment protocols for use in streams and wadeable rivers: periphyton, benthic macroinvertebrates and fish. Second Edition. EPA 841-B-99-002. U.S. Environmental Protection Agency; Office of Water; Washington, DC. California Department of Fish and Wildlife (CDFW) and Southern California Coastal Water Research Project. 2015. The California Stream Condition Index (CSCI): A New Statewide Biological Scoring Tool for Assessing the Health of Freshwater Streams. Prepared by: Andrew C. Rehn, Raphael D. Mazor, and Peter R. Ode. SWAMP Technical Memorandum. SWAMP-TM-2015-0002. September 2015 California Department of Fish and Wildlife (CDFW) and University of California Davis. 2015. California Fish Species of Special Concern, 3rd Edition. Available at: https://www.wildlife.ca.gov/Conservation/SSC/Fishes Federal Energy Regulatory Commission (FERC). 2001. Order Approving Settlement and Issuing New License. Project Nos. 1962-000 and 028. Prepared by Federal Energy Regulatory Commission, Office of Energy Projects, Division of Hydropower Licensing. Washington, DC. October 24, 2001. . 2018. Order Issuing New License. Project Nos. 2107-016. Prepared by Federal Energy Regulatory Commission, Office of Energy Projects, Division of Hydropower Licensing. Washington, DC. December 17, 2018. United States Department of Agriculture - Forest Service (Forest Service). 2018. Forest Service revised final license terms and conditions necessary for the protection and utilization of the Plumas National Forest in condition with the application for license Poe Hydroelectric Project, FERC No. 2107, Pacific Gas and Electric Company. Prepared by the United States Department of Agriculture, Forest Service. Pacific South West Region. July 6, 2018. . 2018b. Region 5 Regional Forester's 2013 Sensitive Animal Species List available at: https://www.fs.usda.gov/main/r5/plants-animals/wildlife Mazor, R. D., P.R. Ode, A.C. Rehn, M. Engeln, K.A. Schiff, E. Stein, D. Gillett, D. Herbst, and C. P. Hawkins. 2016. Bioassessment in complex environments: Designing an index for consistent meaning in different settings. The Society for Freshwater Science 35(1): 249- 271. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 22 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Mazor, R.D. and P.R. Ode. 2015. The California Stream Condition Index (CSC); A New Statewide Biological Scoring Tool for Assessing the Health of Freshwater Streams. Swamp Technical Memorandum SWAMP-TM-2015-002. Mazor, R. D., P.R. Ode, A.C. Rehn, M. Engeln, T. Boyle, E. Fintel, and C. Yang. 2017. The California Stream Condition Index (CSCI): Interim instructions for calculating scores using GIS and R. SWAMP-SOP-2015-004 Neuman, R. M., C. S. Guy, and D. W. Willis. 2012. Length weight and associated indices. Pages 637-675 in A. V. Zale, D. L. Parrish, and T. M. Sutton, editors. Fisheries techniques, 3rd edition. American Fisheries Society, Bethesda, Maryland. Ode, P.R., A.E., Fetscher, and L.B. Busse. 2016. Standard Operating Procedures for the Collection of Field Data for Bioassessments of California Wadeable Streams: Benthic Macroinvertebrates, Algae, and Physical Habitat. California State Water Resources Control Board Surface Water Ambient Monitoring Program (SWAMP) Bioassessment SOP 004. Pacific Gas and Electric Company (PG&E). 2002. Rock Creek‒Cresta Project, FERC Project No. 1962, Macroinvertebrate Monitoring Plan. September 20, 2002. . 2018. Rock Creek-Cresta Project, FERC Project No. 1962, 2017 Macroinvertebrate Monitoring, Condition No. 9. June 2018. Pacific Gas and Electric Company (PG&E), U.S. Department of Agriculture Forest Service, U.S. Department of Interior Fish and Wildlife Service, California Department of Fish and Game, California State Water Resources Control Board, Natural Heritage Institute, American Whitewater, Friends of the River, Plumas County, California Outdoors, California Trout, Chico Paddleheads, and Shasta Paddlers. 2000. Rock Creek‒Cresta Project, FERC Project No. 1962, Relicensing Settlement Agreement. December 6, 2000. Reynolds, J.B. 1996. Electrofishing. Pages 83–120 in B. R. Murphey and D. W. Willis, editors. Fisheries Techniques, 2nd edition. American Fisheries Society, Bethesda, Maryland. Southwest Association of Freshwater Invertebrate Taxonomists (SAFIT). 2006. List of Freshwater Macroinvertebrate Taxa from California and Adjacent States including Standard Taxonomic Effort Levels. Second circulating draft, dated 27 September 2006. State of California State Water Resources Control Board (SWRCB). 2017. In the Matter of Water Quality Certification for the Pacific Gas and Electric Company Poe Hydroelectric Project, Federal Energy Regulatory Commission Project No. 2107. December 28, 2017. Thurow, R.F. 1994. Underwater methods for study of salmonids in intermountain west. USFS Intermountain Research Station, United States Forest Service. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Poe Hydroelectric Project, FERC Project No. 2107 Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan Page 23 Poe Hydroelectric Project, FERC Project No. 2107 Revised April 2025 Public Thurow, R.F., Dolloff, A.C., Marsden, E. J. 2012. Visual Observation. Pages 781–818 in A. V. Zale, D. L. Parrish and T. M. Sutton, editors. Fisheries Techniques, 3rd edition. American Fisheries Society, Bethesda, Maryland. Van Deventer, J.S. and W.S. Platts. 1989. Microcomputer software system for Generating Population Statistics from Electrofishing. Data-User’s Guide for Microfish 3.0. U.S. Department of Agriculture, Forest Service. Intermountain Research Station, General Technical Report INT-254. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Public Attachment 1 FERC Article 401 – Commission Approval, Reporting, Notification, and Filing of Amendments Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Page A-1 Poe Hydroelectric Project, FERC Project No. 21057 Revised December 2023 April 2025 Public FERC Article 401 – Commission Approval, Reporting, Notification, and Filing of Amendments (FERC 2018) (a) Requirement to File Plans for Commission Approval The State Water Resources Control Board’s (Water Board) section 401 water quality certification (WQC) (Appendix A) and the U. S. Department of Agriculture – Forest Service’s (Forest Service) section 4(e) conditions (Appendix B) require the licensee to prepare plans in consultation with other entities for approval by the Water Board or Forest Service or for submittal to the Commission, and implement specific measures without prior Commission approval. The following plans must also be submitted to the Commission for approval by the deadlines specified below: Water Board WQC Condition No. Forest Service 4(e) Condition No. Plan Name Commission Due Date 9 25 Poe bypass reach biological monitoring plan Within 1 year from license issuance *excerpt from FERC 2018 Article 401 With each plan filed with the Commission, the licensee must include documentation that it developed the plan in consultation with the above-listed agencies and provide copies of any comments received, as well as its response to each comment. The Commission reserves the right to make changes to any plan filed. Upon Commission approval, the plan becomes a requirement of the license, and the licensee must implement the plan, including any changes required by the Commission. Any changes in the above schedule or plans require approval by the Commission before implementing the proposed change. (b) Requirements to File Reports. Certain conditions of the Water Board WQC in Appendix A and the Forest Service’s section 4(e) conditions in Appendix B require the licensee to file reports with other entities. Because these reports relate to compliance with the requirements of this license, each such report must also be submitted to the Commission. These reports are listed in the following table: Water Board WQC Condition No. Forest Service 4(e) Condition No. Plan Name Commission Due Date 9 - Biological monitoring report Six months following each sampling effort *excerpt from FERC 2018 Article 401 With each report filed with the Commission, the licensee must include documentation of consultation with the agencies specified in the conditions noted above and provide copies of any Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Page A-2 Poe Hydroelectric Project, FERC Project No. 21057 Revised December 2023 April 2025 Public comments received, as well as its response to each comment. The Commission reserves the right to require changes to project operation or facilities based on the information contained in the report and any other available information. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Page A-3 Poe Hydroelectric Project, FERC Project No. 21057 Revised December 2023 April 2025 Public Attachment 2 FERC Appendix B SWRCB Water Quality Certification Condition No. 9 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Page A-4 Poe Hydroelectric Project, FERC Project No. 21057 Revised December 2023 April 2025 Public SWRCB 401 Water Quality Certification Condition No. 91 – Poe Bypass Reach Biological Monitoring Within one year of license issuance, the Licensee shall submit a Poe Bypass Reach Biological Monitoring Plan (Biological Monitoring Plan) to the Deputy Director for review and approval. The Biological Monitoring Plan shall be developed in consultation with State Water Board staff, Forest Service, USFWS, and CDFW. The Biological Monitoring Plan shall describe the fish, BMI, and amphibian monitoring the Licensee will conduct in the Poe bypass reach over the term of the license and any extensions. At a minimum, the Biological Monitoring Plan shall include the following elements: (1) objectives and goals; (2) description of the methodology that will be used for monitoring; and (3) description of possible circumstances that may affect monitoring and whether those circumstances are caused by Project operations. The Licensee shall include documentation of consultation with the above agencies, copies of comments and recommendations made in connection with development of the Biological Monitoring Plan, and a description of how the Biological Monitoring Plan incorporates or addresses agency comments and recommendations. All monitoring shall be consistent with the methods used for upstream monitoring associated with the Rock Creek-Cresta Hydroelectric Project (FERC Project No. 1962) unless otherwise approved by the Deputy Director. The Licensee shall allow a minimum of 30 days for the above agencies to comment and to make recommendations before submitting the Biological Monitoring Plan to the Deputy Director for review and approval. The Deputy Director may make modifications as part of any approval. The Licensee shall file the Deputy Director's approval, and any required modifications, with FERC. Fish and BMI. Table 5 establishes the years following license issuance that the Licensee shall monitor BMI and fish in the Poe bypass reach. Sampling may be deferred to the following year(s) in a year in which the Governor of the State of California declares a drought, or consecutive Critically Dry water years. A minimum of three sampling locations shall be sampled during each monitoring effort and sampling locations shall be consistent with past locations, unless otherwise approved by the Deputy Director. The Licensee shall submit biological monitoring reports to State Water Board staff within six months following completion of each sampling effort. Within six months of the end of a biological monitoring block period (outlined in Table 5), the Licensee shall consult with the Forest Service, State Water Board staff, USFWS, and CDFW to review the biological monitoring program. If changes to the biological monitoring program are determined appropriate by the agencies, the Licensee shall, within one year of the end of the block, propose updates to the Biological Monitoring Plan for Deputy Director approval. The Deputy Director may make modifications as part of any approval. The Licensee shall file the Deputy Director's approval, and any modifications, with FERC. Possible updates include, but are not limited to, sampling timeframes and protocols. Table 5 outlines the 1 SWRCB (2017) Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Page A-5 Poe Hydroelectric Project, FERC Project No. 21057 Revised December 2023 April 2025 Public Biological Monitoring Schedule for the first 22 years of the license. Unless otherwise approved by the Deputy Director, the Licensee shall implement biological monitoring at least every five years following the final monitoring completed in Block 2 (i.e., commencing in Year 25) for the remainder of the license and any extensions. Table 5. Biological Monitoring Schedule Initial 1-5 2, 3, 4 Block 1 6-12 6, 8, 10 Block 2 16-22 16, 18, 20 Fish monitoring data shall include, but are not limited to, the following: A. Fish species composition and relative abundance; B. Fish species size/age distribution; and C. Condition of sampled fish. BMI monitoring shall be consistent with State Water Board SWAMP protocols and be evaluated using the CSCI unless otherwise approved by the Deputy Director. The initial monitoring block shall include analysis using the EPT index, as used in relicensing studies. The Licensees shall implement the Poe Bypass Reach Fish and Benthic Macroinvertebrate Monitoring Plan, as approved by FERC. Any revisions approved by the Deputy Director shall be incorporated into the plan. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Page A-6 P Poe Hydroelectric Project, FERC Project No. 21057 Revised December 2023 April 2025 Public Attachment 3 FERC Appendix B Forest Service 4(e) Condition No. 25 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Page A-7 Poe Hydroelectric Project, FERC Project No. 21057 Revised December 2023 April 2025 Public Forest Service 4(e) Condition No. 25 – Poe Reach Biological Monitoring2 Within one year of license issuance, and after consultation with the Forest Service, and other interested governmental agencies, the Licensee shall file with the Commission fish population, benthic macroinvertebrate, and amphibian monitoring plans approved by the Forest Service. The plans shall describe monitoring to be conducted in the Poe bypass reach over the life of the license. At year 10 after implementation of the new flow regime, the licensee shall meet with the Forest Service, other interested governmental agencies, and interested parties to review the biological monitoring program. Modifications to the sampling timeframes and protocols may be modified if other methods or timeframes are jointly determined to be more appropriate by the Licensee, Forest Service, and other interested governmental agencies. The fish monitoring plan shall include, at a minimum, the following elements in at least three sites or as agreed by the Forest Service, in the Poe reach: • Fish species composition and relative abundance, • Fish species size/age distribution, • Condition factor of sampled fish species condition and trend. The specific monitoring plan for benthic macroinvertebrates, including frequency, protocol, and monitoring metrics should be comparable to the other benthic macroinvertebrate studies in the Feather River such as studies conducted for the Upper North Fork Feather Project No. 2105 and/or the Rock Creek-Cresta Hydroelectric Project No. 1962. Monitoring shall be conducted at a minimum of three sites or as agreed by the Forest Service. Benthic macroinvertebrate monitoring shall follow accepted protocols such as SWAMP. Fish and Benthic Macroinvertebrate monitoring shall occur every two years over a six-year period beginning in years 6 and 16 following the implementation of the new flow regime, for a total of six sampling efforts over the two periods. Sampling may be deferred to the following year in the event of a Critically Dry Year. 2Forest Service (2018) Document Accession #: 20250602-5134 Filed Date: 06/02/2025 ENCLOSURE 9 Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Caution: External Email. Use caution when clicking links or opening attachments. When in doubt, contact DIT or use the Phish Alert Button. From:Thaler, Parker@Waterboards To:Urias, Anna; Fisch, Nathan@Waterboards; Dyke, Jessica@Waterboards Cc:Larson, Anika Subject:RE: WQC Condition 1 & 9 Amendments and Plan revisions for P-2107 Date:Wednesday, March 5, 2025 11:08:21 AM Classification: Public CAUTION: EXTERNAL SENDER! This email was sent from an EXTERNAL source. Do you know this person? Are you expecting this email? Are you expecting any links or attachments? If suspicious, do not click links, open attachments, or provide credentials. Don't delete it. Report it by using the "Report Phish" button. Hello Anna, Thank you for checking in. At this time, I don’t have an update to provide. We plan to act on PG&E’s amendment request within the one-year timeline. Parker Thaler Water Quality Certification Program Manager From: Urias, Anna <AXUS@pge.com> Sent: Wednesday, March 5, 2025 9:16 AM To: Fisch, Nathan@Waterboards <Nathan.Fisch@Waterboards.ca.gov>; Thaler, Parker@Waterboards <parker.thaler@waterboards.ca.gov>; Dyke, Jessica@Waterboards <Jessica.Dyke@Waterboards.ca.gov> Cc: Larson, Anika <A9L6@pge.com> Subject: WQC Condition 1 & 9 Amendments and Plan revisions for P-2107 Classification: Public Hi folks, I’m checking on the status of the request to amend Section 401 Water Quality Certification (WQC) Condition 1 and 9 for Pacific Gas and Electric Company’s (PG&E) Poe Hydroelectric Project, Federal Energy Regulatory Commission (FERC) No. 2107. This amendment request also included requests to revise the Poe Amphibian Monitoring Plan and the Poe Amphibian Monitoring Plan. This request was submitted by PG&E to the SWRCB on December 19, 2024. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Please let me know if you have any questions regarding the amendments or revisions. Regards, A N N A U R I A S H Y D R O L I C E N S E C O O R D I N A T O R I P O W E R G E N E R A T I O N P A C I F I C G A S & E L E C T R I C C O M P A N Y ( 5 3 0 ) 2 0 1 - 1 9 6 1 I A X U S @ P G E . C O M You can read about PG&E’s data privacy practices at PGE.com/privacy. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 From:Urias, Anna To:Sable, Kurt - FS, CA; Edlund, Leslie - FS, CA; Alvarez, Dawn - FS, CA; Everest, Loren - FS, CA; Brenzovich, Erika - FS, CA; Doe, Emily - FS, CA Cc:Larson, Anika Subject:RE: Amendment Request: 4(e) Cond. No. 23. MIF for P-2107 Date:Wednesday, March 5, 2025 2:17:00 PM Thank you for the update Kurt! Regards, A N N A U R I A S H Y D R O L I C E N S E C O O R D I N A T O R I P O W E R G E N E R A T I O N P A C I F I C G A S & E L E C T R I C C O M P A N Y ( 5 3 0 ) 2 0 1 - 1 9 6 1 I A X U S @ P G E . C O M From: Sable, Kurt - FS, CA <kurt.sable@usda.gov> Sent: Wednesday, March 5, 2025 1:28 PM To: Urias, Anna <AXUS@pge.com>; Edlund, Leslie - FS, CA <leslie.edlund@usda.gov>; Alvarez, Dawn - FS, CA <dawn.alvarez@usda.gov>; Everest, Loren - FS, CA <loren.everest@usda.gov>; Brenzovich, Erika - FS, CA <erika.brenzovich@usda.gov>; Doe, Emily - FS, CA <Emily.Doe@usda.gov> Cc: Larson, Anika <A9L6@pge.com> Subject: RE: Amendment Request: 4(e) Cond. No. 23. MIF for P-2107 Classification: Public CAUTION: EXTERNAL SENDER! This email was sent from an EXTERNAL source. Do you know this person? Are you expecting this email? Are you expecting any links or attachments? If suspicious, do not click links, open attachments, or provide credentials. Don't delete it. Report it by using the "Report Phish" button. Hi Anna, We have meetings scheduled next week with other agencies to make sure we get to a consistent reply on this. Thanks. From: Urias, Anna <AXUS@pge.com> Sent: Wednesday, March 5, 2025 1:10 PM To: Sable, Kurt - FS, CA <kurt.sable@usda.gov>; Edlund, Leslie - FS, CA <leslie.edlund@usda.gov>; Alvarez, Dawn - FS, CA <dawn.alvarez@usda.gov>; Everest, Loren - FS, CA <loren.everest@usda.gov>; Brenzovich, Erika - FS, CA <erika.brenzovich@usda.gov>; Doe, Emily - FS, CA <Emily.Doe@usda.gov> Cc: Larson, Anika <A9L6@pge.com> Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Subject: Amendment Request: 4(e) Cond. No. 23. MIF for P-2107 Classification: Public Hi folks, I’m checking on the status of the Pacific Gas and Electric Company’s (PG&E) request to amend Section 4(e) Condition No. 23 for PG&E’s Poe Hydroelectric Project, Federal Energy Regulatory Commission (FERC) No. 2107. This minimum instream flow modification amendment would provide PG&E the flexibility to address future maintenance and operational needs without seeking a license amendment or variance each time. PG&E submitted this request to the Forest Service on December 19, 2024, and please let me know if there are any questions regarding the amendment. Regards, A N N A U R I A S H Y D R O L I C E N S E C O O R D I N A T O R I P O W E R G E N E R A T I O N P A C I F I C G A S & E L E C T R I C C O M P A N Y ( 5 3 0 ) 2 0 1 - 1 9 6 1 I A X U S @ P G E . C O M You can read about PG&E’s data privacy practices at PGE.com/privacy. This electronic message contains information generated by the USDA solely for the intended recipients. Any unauthorized interception of this message or the use or disclosure of the information it contains may violate the law and subject the violator to civil or criminal penalties. If you believe you have received this message in error, please notify the sender and delete the email immediately. Document Accession #: 20250602-5134 Filed Date: 06/02/2025 Document Content(s) PGE20250602_2107_Condition1&9_Amendment.pdf...............................1 Document Accession #: 20250602-5134 Filed Date: 06/02/2025